Sputtering Thin Film Stoichiometry and Surface Roughness

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Solution Overview

Problem

Existing sputtering methods for forming thin metal or semiconductor films face challenges such as low deposition rates, arcing issues, and surface roughness, particularly when forming stoichiometric films, which lead to increased light scattering losses and reduced laser damage thresholds.

Innovation Solution

A method involving the formation of a fully reacted stoichiometric layer followed by plasma treatment to modify its surface, using DC, DC pulsed, or RF sputtering with magnetron deposition, and controlled gas flow monitored by plasma emission monitoring to maintain high deposition rates and prevent insulating layer formation, followed by separate plasma treatment in a processing zone to achieve smooth, compact layers.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If reactive gas is admitted to sputter deposit metal compounds, then stoichiometric films are formed, but insulating layer forms on target causing deposition rate to drop

Engineering Contradiction:
Improvestoichiometry of filmVSAvoiddeposition rate
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The process is divided into two separate stages: first depositing a metal layer without reactive gas to maintain high deposition rate, then introducing reactive gas in a second stage to convert the metal layer to metal compound. This segmentation allows each stage to optimize for its specific goal without compromise.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The metal layer is deposited first as a preliminary step before the conversion to metal compound. This preliminary metal layer serves as the foundation that will later be transformed, allowing the process to achieve both high initial deposition rate and final stoichiometric composition.

Inventive Principle:
Principle #10Preliminary action

2Reliability

If RF power is applied to prevent poisoned mode, then sputtering can continue with insulating layer, but deposition rate becomes low and process heat increases

Engineering Contradiction:
Improvecontinuous sputtering capabilityVSAvoiddeposition rate
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The harmful insulating layer is completely removed by detaching and discarding the target, eliminating the poisoned mode problem entirely. This is followed by deposition of a fresh metal layer without reactive gas, ensuring high deposition rate from the start.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The target is designed with detachable connection allowing dynamic replacement. Instead of trying to manage the insulating layer problem continuously, the system dynamically resets by removing and replacing the target, maintaining optimal conditions throughout the process.

Inventive Principle:
Principle #15Dynamics

3Productivity

If careful gas flow control is used in DC sputtering, then insulating layer formation is prevented, but additional equipment and complex control are required

Engineering Contradiction:
Improvedeposition rateVSAvoidgas flow control system
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The target is designed as a disposable component that is removed when insulating layer forms, rather than investing in complex gas flow control systems. This approach is more economical and simpler, using a low-cost replaceable part instead of sophisticated control equipment.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

4Manufacturing precision

If plasma source is used to fully react films, then stoichiometric films are achieved, but additional equipment is required

Engineering Contradiction:
Improvefilm reaction completenessVSAvoidplasma source equipment
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The conversion of metal to metal compound is merged with the deposition process itself by introducing reactive gas during the second stage of deposition. This eliminates the need for separate plasma source equipment, achieving stoichiometric films through integrated process control rather than additional hardware.

Inventive Principle:
Principle #5Merging (Combining)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach results in smoother layers with reduced light scattering losses and higher laser damage thresholds, enhancing transmittance by up to 10% through the reduction of surface roughness and maintaining high deposition rates.

Implementation Method 1

a process whereby atoms in a solid target material are ejected into the gas phase due to bombardment of the target by e.g. ions derived from a gas (sputtering gas)

Methodology Applied
Scientific EffectSputtering: Sputtering

Implementation Method 2

The atoms ejected from the target subsequently deposit on the substrate and form the desired film

Methodology Applied
Scientific EffectPhysical vapor deposition: Physical Vapour Deposition

Implementation Method 3

In addition to the sputtering gas Argon a reactive gas has to be admitted to the sputtering chamber in order to react the metal to a metal compound

Methodology Applied
Scientific EffectOxidation: Oxidation

Implementation Method 4

followed by plasma treatment in a processing zone with a plasma source (5) to fully react the sputtered material and/or to smooth the surface of the layer

Methodology Applied
Scientific EffectPlasma: Plasma

Data Source

PatentEP2761049B1Process of coating a substrate with a thin film of metal or semiconductor compound
Publication Date: 2020.02.26 EVATEC AG
  • EP2761049B1 patent drawingFigure 1
  • EP2761049B1 patent drawingFigure 2a~2b
  • EP2761049B1 patent drawingFigure 3a~3b

AI summary

The invention concerns a method of forming a layer of a metal or semiconductor compound on a substrate. The compound comprises a first and a second constituent of which the first constituent is a metal or semiconductor. The method is characterized by a deposition step, a transfer step and a processing step. The deposition step comprises depositing on the substrate, within a deposition zone (7), a layer of a substantially stoichiometric metal or semiconductor compound by sputtering and exposing the first constituent to a gas plasma comprising the second constituent in gaseous form. The transfer step comprises transferring the substrate to a processing zone (8) and the processing step comprises exposing the layer, within the processing zone (8), to a gas plasma, thereby modifying the surface of the layer.