SRS Layer and Port Selection for Correlation-Aware MIMO Beamforming

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Solution Overview

Problem

In massive MIMO systems, selecting the optimal number of layers and ports for data transmission is challenging due to channel correlation and noise, leading to degraded performance when SRS ports are noisy or correlated, which results in channel leakage and interference.

Innovation Solution

A method for selecting SRS ports by measuring SNR and estimating a wideband channel port correlation matrix, setting thresholds for correlation and SNR, and selecting ports that satisfy these thresholds to optimize beamforming.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If SRS ports are selected without considering correlation and SNR thresholds, then the system can serve more users with higher network capacity, but beamforming performance degrades due to channel leakage and interference from noisy or correlated ports

Engineering Contradiction:
Improvenetwork capacityVSAvoidbeamforming performance
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent applies parameter changes by establishing dynamic thresholds for correlation coefficient and SNR to select optimal SRS ports. The base station measures correlation coefficients between SRS ports and selects ports whose correlation with already-selected ports is below the threshold, while also ensuring SNR exceeds the threshold. This parameter-based selection optimizes beamforming performance while maintaining network capacity.

Inventive Principle:
Principle #35Parameter changes

2Measurement precision

If all UE receive ports are sounded for channel estimation, then complete channel information is obtained, but the UE cannot be guaranteed to be served with rank equal to number of receive ports due to partial or full correlation between ports

Engineering Contradiction:
Improvechannel information completenessVSAvoidport selection complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent extracts only the necessary SRS ports from the complete set of UE receive ports. Instead of using all sounded ports for transmission, the base station measures correlation coefficients between all SRS ports and selects a subset of ports that meet the correlation threshold criterion. This extraction of essential ports reduces complexity while maintaining complete channel information for the selected ports.

Inventive Principle:
Principle #2Taking out (Extraction)

3Productivity

If noisy or correlated SRS ports are used for MU transmission, then more layers can be transmitted simultaneously, but performance degrades significantly due to channel leakage to co-scheduled ports

Engineering Contradiction:
Improvenumber of simultaneous layersVSAvoidtransmission performance
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent applies preliminary action by pre-selecting high-quality SRS ports before MU transmission based on correlation and SNR criteria. The base station measures correlation coefficients between all SRS ports in advance, identifies ports with low mutual correlation and sufficient SNR, and selects these ports for subsequent transmission. This preliminary selection prevents channel leakage issues during actual MU transmission while enabling multiple layers to be transmitted simultaneously.

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS12381684B2SRS layer and port estimation for uplink and downlink transmission
Publication Date: 2025.08.05 RAKUTEN SYMPHONY INC
  • US12381684B2 patent drawing
  • US12381684B2 patent drawing
  • US12381684B2 patent drawing

AI summary

Techniques for selecting layers and ports for Multiple-Input-Multiple-Output (MIMO) beamforming are provided. In some implementations, the techniques may include receiving a plurality of Sounding Reference Signals (SRSs) transmitted by a plurality of SRS ports, each of the plurality of SRSs corresponding with a SRS port of a UE. In addition, the techniques may include measuring a Signal-to-Noise Ratio (SNR) for each of the plurality of SRS ports, and estimating a wideband channel port correlation matrix across the plurality of SRS ports. The techniques may include setting a correlation threshold and a SNR threshold. Further, the techniques may include selecting one or more SRS ports from the plurality of SRS ports that satisfy a condition of being equal to or less than the correlation threshold and equal to or greater than the SNR threshold, where the layers correspond with a total number of SRS ports that satisfy the above condition.