Stacked BAW Resonator Structure for CMOS Integration

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Existing bulk acoustic wave (BAW) resonators are produced as standalone, 2D devices, which are large in volume and area, difficult to integrate with CMOS, BiCMOS SiGe HBTs, and 3D devices, and require complex and costly 3D packaging with high alignment accuracy, leading to high producing costs and low integration.

Innovation Solution

A BAW resonator with a piezoelectric film array and electrode layers, integrated with CMOS processes, featuring vertical and horizontal cavities and electrode interconnections, allowing for a stacked structure that reduces package volume and increases integration, using CMOS-compatible materials and processes.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If standalone 2D BAW resonator structure is used, then device performance is maintained, but device area and volume are large

Engineering Contradiction:
Improvedevice performanceVSAvoiddevice area
Core Design Contradiction:
ReliabilityVSArea of stationary object

Solution Approach 1:

The patent transitions from a planar 2D resonator layout to a three-dimensional stacked structure by vertically stacking multiple resonator units (first resonator unit and second resonator unit) above and below the substrate. This vertical stacking enables multiple resonators to occupy the same footprint area, dramatically reducing the device area while maintaining individual resonator performance characteristics.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The resonator system is divided into multiple independent resonator units that can be stacked vertically. Each resonator unit contains separate piezoelectric films, electrodes, and cavity structures, allowing them to function independently while sharing the same substrate footprint. This segmentation enables high-density integration without compromising individual device performance.

Inventive Principle:
Principle #1Segmentation

2Adaptability or versatility

If 3D packaging technology is used to stack multiple 2D BAW resonators, then integration degree is improved, but producing cost and complexity increase

Engineering Contradiction:
Improveintegration degreeVSAvoidproducing complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent merges the fabrication processes of multiple resonators into a single integrated CMOS-compatible manufacturing flow. Multiple resonator units are formed simultaneously on the same substrate using shared process steps including piezoelectric film deposition, electrode formation, and cavity etching, eliminating the need for separate 3D packaging processes and reducing production complexity.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The resonator design uses universal structural elements that can be replicated and stacked. The cavity structure, electrode configuration, and piezoelectric film arrangement are designed to be consistent across different resonator units, allowing standardized fabrication processes to produce multiple resonators with identical performance characteristics using the same tooling and process parameters.

Inventive Principle:
Principle #6Universality (Multi-functionality)

3Length of stationary object

If 3D packaging with bonding and TSV technology is used, then package height is reduced, but alignment accuracy and producing cost requirements become extremely high

Engineering Contradiction:
Improvepackage heightVSAvoidalignment accuracy
Core Design Contradiction:
Length of stationary objectVSManufacturing precision

Solution Approach 1:

The resonator structures are pre-formed with integrated alignment features during the CMOS fabrication process. The substrate, piezoelectric films, and electrode patterns are precisely positioned before stacking, eliminating the need for post-fabrication alignment operations. This preliminary positioning ensures high alignment accuracy without requiring expensive precision bonding equipment or complex alignment procedures.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent introduces intermediate layers including buffer layers, adhesion layers, and dielectric layers that facilitate the stacking process. These intermediary structures provide mechanical support, thermal expansion compensation, and electrical isolation between stacked resonator units, reducing stress and misalignment issues that would otherwise require extremely high precision bonding.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Reliability

If standalone BAW resonator production is used, then device performance is maintained, but producing cost increases

Engineering Contradiction:
Improvedevice performanceVSAvoidproducing cost
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

By stacking resonators vertically in the third dimension, the patent increases production throughput without requiring additional substrate area. Multiple resonators are fabricated simultaneously on a single substrate using the same CMOS process steps, effectively multiplying output per wafer and reducing the cost per device while maintaining performance specifications.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The patent utilizes CMOS-compatible materials and process parameters including silicon-based substrates, aluminum nitride or zinc oxide piezoelectric films, and standard metal electrodes. These parameter choices enable the use of existing high-volume CMOS manufacturing infrastructure, leveraging economies of scale to reduce production costs while maintaining resonator performance through controlled deposition thicknesses and pattern dimensions.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution enables a compact, integrated BAW resonator with reduced interface resistance and cost, suitable for CMOS, BiCMOS SiGe HBTs, and 3D devices, improving integration and reducing complexity in manufacturing.

Implementation Method 1

a piezoelectric film array, including multiple piezoelectric films between a substrate of a chip and a capping layer on the top

Methodology Applied
Scientific EffectPiezoelectric effect: Piezoelectric Effect

Implementation Method 2

a contact region formed by ion implantation, which is located in the capping layer and is electrically connected to an electrode layer at the top surface of a top piezoelectric film

Methodology Applied
Scientific EffectIon implantation: Ion Implantation

Data Source

PatentUS12438518B2Bulk acoustic wave resonator and fabrication method therefor
Publication Date: 2025.10.07 SUZHOU HUNTERSUN ELECTRONICS CO LTD
  • US12438518B2 patent drawing
  • US12438518B2 patent drawing
  • US12438518B2 patent drawing

AI summary

A BAW resonator includes: a piezoelectric film array, including multiple piezoelectric films between a substrate of a chip and a capping layer on the top, where multiple first cavities are provided between adjacent piezoelectric films in a vertical direction, between the piezoelectric films and the capping layer, and between the piezoelectric films and the substrate, second cavities are shared between adjacent piezoelectric films in a first direction in a horizontal plane, and third cavities are shared between adjacent piezoelectric films in a second direction in the horizontal plane; multiple electrode layers, covering at least the top surface and bottom surface of each of the piezoelectric films; and multiple electrode interconnection layers, connected to the electrode layers on the bottom surfaces of the piezoelectric films along sidewalls of the third cavities.