SUL Load Balancing in 5G CU-DU Architecture

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Solution Overview

Problem

In the context of 5G NR, the supplementary uplink (SUL) load balancing between gNB-CU and gNB-DU in a CU-DU architecture is challenging due to the inability of the gNB-CU to accurately identify and manage SUL congestion across cells, leading to performance degradation at the cell edge.

Innovation Solution

The method involves the gNB-DU monitoring and reporting SUL load status to the gNB-CU, which then adjusts parameters such as q-RxLevMinSUL to balance the load, potentially initiating handovers to neighboring cells with lower SUL load, thereby distributing the load effectively.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Device complexity

If gNB-CU does not monitor SUL load status directly, then device complexity is reduced, but measurement precision of SUL congestion status deteriorates

Engineering Contradiction:
ImprovegNB-CU complexityVSAvoidSUL congestion status identification accuracy
Core Design Contradiction:
Device complexityVSMeasurement precision

Solution Approach 1:

The gNB-DU acts as an intermediary that monitors SUL load status and reports to gNB-CU. The gNB-DU collects raw load information from multiple cells and processes it before reporting to gNB-CU, enabling the gNB-CU to make informed decisions without directly handling complex monitoring operations.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The monitoring and measurement functions are extracted from gNB-CU and delegated to gNB-DU. The gNB-DU extracts SUL load status information from multiple cells, processes it locally, and reports only the necessary aggregated information to gNB-CU, reducing the complexity burden on gNB-CU.

Inventive Principle:
Principle #2Taking out (Extraction)

2Device complexity

If SUL load balancing is not implemented, then device complexity is reduced, but service quality deteriorates due to cell edge performance degradation

Engineering Contradiction:
ImproveSUL management complexityVSAvoidcell edge performance
Core Design Contradiction:
Device complexityVSReliability

Solution Approach 1:

The system implements dynamic SUL load balancing where parameters such as q-RxLevMinSUL are adjusted based on real-time load conditions. The gNB-CU can dynamically change these parameters to redistribute SUL traffic from congested cells to less loaded cells, maintaining cell edge performance adaptively.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The invention changes SUL-related parameters (e.g., q-RxLevMinSUL) to achieve load balancing. By adjusting these parameters based on reported load status, the system can shift traffic patterns and improve cell edge performance without requiring complex architectural changes.

Inventive Principle:
Principle #35Parameter changes

3Manufacturing precision

If manual SUL parameter adjustment is used, then manufacturing precision is improved, but productivity decreases due to slow response to congestion changes

Engineering Contradiction:
Improveparameter adjustment accuracyVSAvoidcongestion response speed
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The system establishes a feedback loop where gNB-DU continuously monitors SUL load status and reports to gNB-CU. Based on this feedback, gNB-CU adjusts SUL parameters dynamically. This closed-loop control enables both precise parameter adjustment and rapid response to congestion changes.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The gNB-CU can proactively adjust SUL parameters based on predicted or early-warning load status information. By taking preliminary actions before severe congestion occurs, the system maintains precise control while responding quickly to potential issues.

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS11178574B2Support of load balancing for supplementary uplink in CU-DU architecture
Publication Date: 2021.11.16 LG ELECTRONICS INC
  • US11178574B2 patent drawing
  • US11178574B2 patent drawing
  • US11178574B2 patent drawing

AI summary

A method and apparatus for support of load balancing for supplementary uplink (SUL) in central unit (CU)-distributed unit (DU) architecture in a new radio access technology (NR) is provided. A gNB central unit (gNB-CU) receives, from at least one gNB distributed unit (gNB-DU), information related to a load status of supplementary uplink (SUL) for the at least one gNB-DU, and determines to adjust at least one parameter related to the SUL for a gNB-DU, among the at least one gNB-DU, based on the information related to the load status of the SUL for the gNB-DU. Upon receiving information related to the at least one parameter related to the SUL from the gNB-CU, the gNB-DU may adjust the at least one parameter related to the SUL based on the information related to the at least one parameter related to the SUL.