Super-Gaussian Probabilistic Shaping for Optical Links

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Solution Overview

Problem

Current probabilistic constellation shaping schemes for optical communication systems face limitations due to high complexity, error propagation, and excessive memory requirements, particularly in achieving optimal spectral efficiency and error-free communication over optical fiber links.

Innovation Solution

A distribution mapping method and apparatus that provides a one-to-one mapping between input bit sequences and codewords using fixed-point precision, enabling efficient encoding and decoding without large buffers, and supporting arbitrary alphabet sizes for constellations like 16-QAM, 64-QAM, and 256-QAM, allowing for symbol-by-symbol processing.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If standard uniform modulation formats are used, then device complexity is reduced, but spectral efficiency cannot be optimized and gain loss increases

Engineering Contradiction:
Improvespectral efficiencyVSAvoidmodulation format complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent implements dynamic probabilistic constellation shaping that adapts the symbol distribution according to a Gaussian probability distribution function. The system dynamically adjusts the likelihood of transmitting different constellation points based on their position in the signal space, with inner points transmitted more frequently than outer points. This dynamic adaptation enables continuous optimization of spectral efficiency without requiring discrete modulation format changes.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The patent changes the fundamental parameter of symbol transmission probability from uniform to non-uniform distribution. By applying a Gaussian probability distribution where the probability of transmitting a symbol is determined by its distance from the origin in the constellation diagram, the system achieves shaping gain and optimized spectral efficiency. This parameter transformation allows the same modulation format to operate at different efficiency levels.

Inventive Principle:
Principle #35Parameter changes

2Productivity

If probabilistic constellation shaping is implemented, then spectral efficiency is optimized, but device complexity and buffer requirements increase

Engineering Contradiction:
Improvespectral efficiencyVSAvoidencoding complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent segments the constellation points into different regions based on their probability of transmission. By dividing the signal space into inner, middle, and outer regions with distinct transmission probabilities, the system simplifies the encoding process. Each region can be handled with predetermined probability values, reducing the computational complexity compared to continuous probability calculations.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent performs preliminary assignment of transmission probabilities to constellation points before actual data transmission. The Gaussian probability distribution is pre-calculated and stored for each constellation point, allowing the encoder to directly lookup and apply the appropriate probability without real-time computation. This preliminary action significantly reduces encoding complexity and buffer requirements.

Inventive Principle:
Principle #10Preliminary action

3Productivity

If Gaussian probability distribution is used for symbol transmission, then capacity approaches Shannon limit, but standard modulation formats cannot achieve optimal SE

Engineering Contradiction:
Improvetransmission capacityVSAvoidmodulation format flexibility
Core Design Contradiction:
ProductivityVSAdaptability or versatility

Solution Approach 1:

The patent creates a universal probabilistic constellation shaping framework that can be applied to multiple modulation formats (QPSK, 16-QAM, 64-QAM, 256-QAM, etc.) without requiring format-specific optimization. The same Gaussian probability distribution principle works across different constellation sizes and geometries, making the system universally applicable while achieving near-Shannon-limit capacity for each format.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent implements dynamic adaptation of the probability distribution parameters based on the specific modulation format being used. The Gaussian distribution's mean and variance can be adjusted to match the characteristics of different constellation types, allowing optimal performance across diverse modulation schemes while maintaining the core probabilistic shaping principle.

Inventive Principle:
Principle #15Dynamics

4Productivity

If fixed SE modulation formats are deployed, then device complexity is reduced, but transmission data rate is less than ideal link capacity

Engineering Contradiction:
Improvetransmission data rateVSAvoidmodulation format granularity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent replaces fixed spectral efficiency modulation formats with dynamic probabilistic constellation shaping that can continuously adapt the effective spectral efficiency. By adjusting the probability distribution parameters, the system can achieve any spectral efficiency value between the minimum and maximum supported by the modulation format, eliminating the coarse granularity of fixed SE formats and maximizing link utilization.

Inventive Principle:
Principle #15Dynamics

Data Source

PatentUS11038596B2Nonlinear tolerant super-Gaussian distribution for probabilistic shaping modulation
Publication Date: 2021.06.15 INFINERA CORP
  • US11038596B2 patent drawing
  • US11038596B2 patent drawing
  • US11038596B2 patent drawing

AI summary

Consistent with the present disclosure, codewords indicative of a super Gaussian distribution may be encoded and decoded using the encoders and decoders disclosed herein. Based on such codewords, symbols may be transmitted in accordance or in conformance with a super Gaussian distribution to tailor the SE of an optical signal or subcarrier for a given link having non-linear degradations and shaping gain. Such tailed SE may not be achievable with a Gaussian symbol transmission probability distribution.