Supercritical CO2 Coating for Capsule API Uniformity

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Solution Overview

Problem

Existing pharmaceutical formulations face challenges in creating uniform coatings on soft or oblong-shaped capsules, leading to chemical incompatibilities and altered bioavailability of APIs, which are difficult to address with conventional coating methods.

Innovation Solution

A pharmaceutical composition comprising a hard or soft capsule with a first API in a pharmaceutically acceptable vehicle, coated with one or more layers containing a second API, using various coating techniques such as pan coating, fluid bed coating, or spray coating, to achieve uniformity and stability, including additional coatings like immediate release, enteric, or sustained release formulations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If conventional coating methods are used on soft capsules, then the coating process is simple, but content uniformity is difficult to achieve due to low surface roughness and intrinsic solubility of shell components

Engineering Contradiction:
Improvecoating process simplicityVSAvoidcontent uniformity
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The patent changes the physical-chemical parameters of the coating system by using supercritical carbon dioxide as the coating medium. This supercritical fluid provides enhanced mass transfer properties and allows for precise control of deposition parameters, thereby achieving uniform API distribution on the capsule surface while maintaining processability

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces conventional mechanical coating methods (pan coating, spray coating) with a gas-phase deposition process using supercritical fluid. This substitution eliminates the limitations of liquid-based coatings on soft capsule surfaces, enabling uniform coating without compromising capsule integrity or API distribution

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

2Adaptability or versatility

If APIs are combined in a capsule formulation, then convenience and synergetic effects are achieved, but chemical incompatibilities may result from oxidation-reduction, acid-base, hydrolysis, or combination reactions

Engineering Contradiction:
Improvefixed dose combination convenienceVSAvoidchemical stability
Core Design Contradiction:
Adaptability or versatilityVSStability of the object's composition

Solution Approach 1:

The patent segments the pharmaceutical formulation into distinct spatial zones: APIs are encapsulated within the capsule interior while the capsule exterior surface is coated with additional API. This physical separation prevents direct contact between incompatible APIs, eliminating chemical incompatibilities while maintaining the convenience of fixed-dose combination therapy

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The capsule shell acts as an intermediary barrier between the internal and external APIs. This intermediate structure prevents direct chemical interaction between incompatible substances while allowing each API to maintain its stability and therapeutic function

Inventive Principle:
Principle #24Intermediary (Mediator)

3Manufacturing precision

If uniform coating is applied on oblong-shaped capsules, then surface coverage is improved, but it remains difficult to obtain uniform coating on edges or axial regions versus equatorial regions

Engineering Contradiction:
Improvecoating uniformityVSAvoidcoating process complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent replaces mechanical coating systems with a gas-phase supercritical fluid deposition process. This approach eliminates the geometric limitations of liquid-based methods, as the supercritical CO2 can uniformly penetrate and deposit API on all surfaces of oblong capsules, including edges and axial regions, without requiring complex multi-angle coating mechanisms

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

4Stability of the object's composition

If coating is applied to increase stability, then protection from oxidation and hydrolysis is achieved, but bioavailability of one or more components may be affected

Engineering Contradiction:
ImproveAPI stabilityVSAvoidbioavailability
Core Design Contradiction:
Stability of the object's compositionVSReliability

Solution Approach 1:

The patent applies different qualities to different locations: the capsule interior protects hydrophobic APIs from oxidation and hydrolysis, while the exterior coating provides targeted protection and controlled release properties for the external API. This localized quality differentiation maintains stability while preserving or enhancing bioavailability through controlled dissolution characteristics

Inventive Principle:
Principle #3Local quality

Data Source

PatentUS8784886B2Coating capsules with active pharmaceutical ingredients
Publication Date: 2014.07.22 GLAXO SMITHKLINE LLC
  • US8784886B2 patent drawing
  • US8784886B2 patent drawing
  • US8784886B2 patent drawing

AI summary

Pharmaceutical compositions in unit dose form comprising capsules containing one or more first active pharmaceutical ingredient in a pharmaceutically acceptable vehicle, coated with one or more second active pharmaceutical ingredients, wherein the unit dose form is a pharmaceutical grade finished dosage form, and methods of making and using the same.