T-Shaped Optical Waveguide With Air Cladding

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Solution Overview

Problem

Existing optical waveguide technologies face challenges in achieving dense integration, low propagation losses, and tight optical confinement over octave-spanning spectral windows, often compromising mechanical stability and requiring complex fabrication steps.

Innovation Solution

The development of a T-shaped optical waveguide with air chambers separated by a post, fabricated using a method involving silicon wafers, silicon-on-insulator bonding, and anisotropic etching, which provides robust mechanical support and precise optical confinement without leakage into the silicon substrate.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If air-clad waveguides are used to achieve wide optical transparency window, then optical performance is improved, but mechanical stability deteriorates

Engineering Contradiction:
Improveoptical performanceVSAvoidmechanical stability
Core Design Contradiction:
ReliabilityVSStrength

Solution Approach 1:

The waveguide structure is segmented into distinct functional regions: air cladding regions for optical performance and silicon pedestal regions for mechanical support. This segmentation allows each region to optimize its specific function without compromising the other.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The waveguide employs a composite structure combining air (for optical transparency) and silicon pedestal (for mechanical strength). This composite approach leverages the advantages of both materials while mitigating their individual weaknesses.

Inventive Principle:
Principle #40Composite materials

2Reliability

If suspended membrane structure is used to achieve air cladding, then optical confinement is improved, but device complexity increases

Engineering Contradiction:
Improveoptical confinementVSAvoidfabrication complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The silicon pedestal serves multiple functions simultaneously: providing mechanical support, enabling air cladding formation, and facilitating optical confinement. This multi-functionality reduces the need for separate structural components.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

Instead of suspending the waveguide over air trenches (complex alignment required), the invention inverts the approach by placing the waveguide on silicon pedestals that define air regions. This inversion simplifies the fabrication process.

Inventive Principle:
Principle #13The other way round (Inversion)

3Manufacturing precision

If precision alignment steps are used to achieve accurate waveguide positioning, then manufacturing precision is improved, but productivity deteriorates

Engineering Contradiction:
Improvewaveguide positioning accuracyVSAvoidfabrication throughput
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The silicon pedestals are formed first with precise positioning, establishing the waveguide locations in advance. Subsequent waveguide fabrication steps then proceed without requiring complex alignment operations.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The silicon pedestals self-align with the waveguide structures through the fabrication process, eliminating the need for separate precision alignment steps. The structure guides its own assembly.

Inventive Principle:
Principle #25Self-service

4Reliability

If deep trench etching is used to achieve air cladding, then optical confinement is improved, but mechanical strength deteriorates

Engineering Contradiction:
Improveoptical confinementVSAvoidmembrane strength
Core Design Contradiction:
ReliabilityVSStrength

Solution Approach 1:

Air cladding is applied locally at the waveguide regions where optical confinement is needed, rather than creating deep trenches across the entire structure. The silicon pedestals maintain structural integrity in non-optical regions.

Inventive Principle:
Principle #3Local quality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach enables high-yield, durable waveguides with low propagation losses, allowing for efficient operation over a wide infrared range, dense integration, and compatibility with standard photonic components, while maintaining mechanical stability and thermal conductivity.

Implementation Method 1

The silicon base wafer is then etched anisotropically with inductively-coupled plasma reactive-ion-etching

Methodology Applied
Scientific EffectAnisotropic etching:

Implementation Method 2

The T-shaped optical waveguide causes confinement of the optical mode in the region where the slab portion is connected to the post

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Implementation Method 3

a silicon-on-insulator donor wafer is bonded to the silicon base wafer

Methodology Applied
Scientific EffectAdhesion: Adhesive

Data Source

PatentUS10585241B2Optical waveguide, fabrication methods, and applications
Publication Date: 2020.03.10 UNIVERSITY OF CENTRAL FLORIDA RESEARCH FOUNDATION INC
  • US10585241B2 patent drawing
  • US10585241B2 patent drawing
  • US10585241B2 patent drawing

AI summary

The present invention is an integrated photonics platform is created through the application of a polymer and silicon dioxide mask, multiple anisotropic etchings with inductively-coupled plasma reactive-ion-etching and a brief isotropic silicon etching to produce a a T-shaped silicon base wafer. A silicon-on-insulator donor wafer is bonded to the silicon base wafer a silicon dioxide layer between the two wafers is removed, producing a finalized T-shaped optical waveguide. The T-shaped optical waveguide causes confinement of the optical mode in the upper region of the “T,” above the connection to the post. This shape prevents leakage of light into the silicon wafer.