Tapered Spot-Size Converter for Low-Loss SMF Coupling

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Solution Overview

Problem

The existing spot-size converters (SSCs) for directly modulated lasers (DMLs) or externally modulated lasers (EMLs) face challenges in efficiently matching the optical mode beam diameter with single-mode fibers (SMFs), leading to significant coupling losses due to the mismatch in beam diameters.

Innovation Solution

A SSC design that gradually weakens optical confinement in the waveguide core by tapering it along the light propagation direction, allowing the optical mode to expand and match the larger optical mode of SMFs, featuring a waveguide core with a larger cross-sectional area at one end and a smaller cross-sectional area at the other, with the option of incorporating a grating portion to further reduce confinement.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Loss of energy

If the waveguide core maintains a constant cross-sectional area, then the manufacturing process is simple, but the optical mode beam diameter cannot be matched to SMF, resulting in high coupling losses

Engineering Contradiction:
Improvecoupling lossVSAvoidwaveguide structure complexity
Core Design Contradiction:
Loss of energyVSDevice complexity

Solution Approach 1:

The waveguide core cross-sectional area is made dynamic by introducing a taper that gradually changes the area from the input end to the output end. This dynamic structure allows the optical mode beam diameter to continuously adapt and expand, matching the SMF mode field diameter while minimizing coupling losses through adiabatic transformation.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The cross-sectional area parameter of the waveguide core is changed along the propagation direction by incorporating a taper. This parameter change enables the optical mode beam diameter to transition from a smaller size at the laser interface to a larger size matching the SMF, thereby reducing coupling losses without requiring complex external coupling mechanisms.

Inventive Principle:
Principle #35Parameter changes

2Loss of energy

If the waveguide core cross-sectional area is increased to match SMF mode field diameter, then coupling efficiency improves, but the optical confinement is reduced, leading to mode mismatch

Engineering Contradiction:
Improvecoupling lossVSAvoidoptical mode stability
Core Design Contradiction:
Loss of energyVSStability of the object's composition

Solution Approach 1:

The taper creates a dynamic transition zone where the waveguide core cross-sectional area gradually increases. This dynamic structure maintains optimal optical confinement at each position along the propagation path, preventing abrupt mode changes and ensuring stable mode transformation from the laser diode mode to the SMF mode field.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The taper introduces a curved, gradual transition in the waveguide core geometry rather than an abrupt step change. This curved transition profile ensures smooth optical field transformation, maintaining mode stability while enabling the beam diameter to expand to match the SMF mode field diameter for efficient coupling.

Inventive Principle:
Principle #14Spheroidality (Curvature)

3Loss of energy

If a taper is introduced to gradually expand the optical mode, then mode matching with SMF is achieved, but the manufacturing precision requirements increase

Engineering Contradiction:
Improvecoupling lossVSAvoidtaper geometry precision
Core Design Contradiction:
Loss of energyVSManufacturing precision

Solution Approach 1:

The taper design uses a gradual, extended transition zone rather than a sharp, compact change. This partial action approach distributes the mode transformation over a longer distance, reducing the required precision at any single point while achieving the overall mode matching goal. The gentle slope of the taper makes it more tolerant to manufacturing variations.

Inventive Principle:
Principle #16Partial or excessive action

4Productivity

If the waveguide core is tapered to reduce coupling losses, then energy efficiency improves, but the device structure becomes more complex

Engineering Contradiction:
Improvelight coupling efficiencyVSAvoidwaveguide structure
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The taper is integrated directly into the waveguide core structure, merging the mode transformation function with the light guiding function. This unified design eliminates the need for separate coupling components or interfaces, achieving high coupling efficiency while keeping the overall device structure relatively simple and monolithic.

Inventive Principle:
Principle #5Merging (Combining)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This design effectively reduces optical losses by up to 2 decibels, improving the reliability of the laser and enabling efficient coupling of light from the SSC to SMFs, while also allowing for monolithic integration with active optical elements like lasers and photodiodes.

Implementation Method 1

The second waveguide structure includes a waveguide core that has a first cross-sectional area in a first plane normal to the waveguide axis at the first end and a second cross-sectional area in a second plane normal to the waveguide axis at the second end. The second cross-sectional area is larger than the first cross-sectional area.

Methodology Applied
Scientific EffectOptical confinement: Waveguide (optics)

Data Source

PatentUS11921298B2Spot-size converter
Publication Date: 2024.03.05 II VI DELAWARE INC
  • US11921298B2 patent drawing
  • US11921298B2 patent drawing
  • US11921298B2 patent drawing

AI summary

A spot-size converter includes first and second waveguide structures. The first waveguide structure extends longitudinally along a waveguide axis from a first end to a second end and is configured to support a first optical mode at the first end. The second waveguide structure is formed within the first waveguide structure. The second waveguide structure extends longitudinally between the first end and the second end. The second waveguide structure is configured to support a second optical mode at the second end. The second optical mode has a different diameter than the first optical mode. The second waveguide structure includes a waveguide core that has a first cross-sectional area in a first plane normal to the waveguide axis at the first end and a second cross-sectional area in a second plane normal to the waveguide axis at the second end. The second cross-sectional area is larger than the first cross-sectional area.