Tapering Waveguide for Optical Receiver Coupling

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Solution Overview

Problem

Efficient light coupling between optical fibers and silicon waveguides is challenging due to size differences and high refractive index contrast, leading to poor coupling efficiency and the need for precise, costly alignment, especially for high-speed applications like 25 Gb/s data rates.

Innovation Solution

An integrated optical receiver with a silicon-on-insulator (SOI) substrate and a tapering waveguide structure incorporating a total internal reflection (TIR) mirror and Echelle grating for efficient light coupling, using a silicon taper to narrow the waveguide from 20-30 um to 10 um, and a V-groove etched mirror for precise alignment and high-speed data processing.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Speed

If a small photo-detector active area is used to achieve high speed operation (25 Gb/s and beyond), then the data transmission speed is improved, but the light coupling efficiency from multi-mode fiber deteriorates due to size mismatch

Engineering Contradiction:
Improvedata transmission speedVSAvoidlight coupling efficiency
Core Design Contradiction:
SpeedVSLoss of energy

Solution Approach 1:

The patent introduces a three-dimensional tapered waveguide structure that transitions from a large input cross-section (20-30 µm) to a small output cross-section (10 µm). This dimensional transition in the vertical and lateral directions enables the waveguide to accept light from a large multi-mode fiber core while delivering concentrated light to a small high-speed photo-detector, resolving the coupling efficiency problem without compromising speed

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The waveguide dimensions are gradually changed along its length, transitioning from a large cross-section at the fiber input end to a small cross-section at the photo-detector end. This continuous parameter change optimizes mode matching at each position along the waveguide, maximizing light coupling efficiency while maintaining high-speed operation

Inventive Principle:
Principle #35Parameter changes

2Loss of energy

If a large waveguide size is used to improve light coupling efficiency from multi-mode fiber, then the light coupling efficiency is improved, but the photo-detector active area increases reducing the data transmission speed

Engineering Contradiction:
Improvelight coupling efficiencyVSAvoiddata transmission speed
Core Design Contradiction:
Loss of energyVSSpeed

Solution Approach 1:

The tapered waveguide utilizes three-dimensional spatial transformation to decouple the input and output dimensions. The large input cross-section (20-30 µm) matches the multi-mode fiber core size for efficient coupling, while the small output cross-section (10 µm) matches the high-speed photo-detector area, enabling both efficient coupling and high-speed operation simultaneously

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The waveguide cross-sectional dimensions are gradually reduced along its length, creating an optimal transition profile that maintains mode matching throughout the propagation path. This parameter transformation enables the system to achieve both large effective coupling area and small detector area requirements

Inventive Principle:
Principle #35Parameter changes

3Manufacturing precision

If specialized precise manual alignment procedures are used to achieve precise fiber-to-waveguide alignment, then the alignment precision is improved, but the manufacturing cost and complexity increase

Engineering Contradiction:
Improvefiber-to-waveguide alignment precisionVSAvoidalignment procedure complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The tapered waveguide structure is pre-designed and fabricated with built-in alignment features including a V-groove for fiber positioning and a tapered profile that provides self-alignment through mode field matching. This preliminary structuring eliminates the need for complex post-fabrication manual alignment procedures, achieving precise alignment through the geometry itself

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The tapered waveguide structure performs self-alignment through its geometry. The tapered profile creates an overlap region where mode field matching naturally occurs, and the V-groove structure guides the fiber into the correct position. This self-aligning mechanism eliminates dependence on expensive manual alignment procedures

Inventive Principle:
Principle #25Self-service

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution achieves low optical loss and high quantum efficiency, enabling reliable data transmission at 25 Gb/s and beyond with improved alignment tolerances and reduced costs by focusing light from a multi-mode fiber into a high-speed germanium detector.

Implementation Method 1

a tapering waveguide structure incorporating a total internal reflection (TIR) mirror for efficient light coupling

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Implementation Method 2

Echelle grating for efficient light coupling

Methodology Applied
Scientific EffectDiffraction: Diffraction

Data Source

PatentEP2519846B1Integrated optical receiver architecture for high speed optical I/O applications
Publication Date: 2018.10.17 INTEL CORP
  • EP2519846B1 patent drawingFigure 1~4
  • EP2519846B1 patent drawingFigure 5~7
  • EP2519846B1 patent drawingFigure 8~9

AI summary

An integrated optical receiver architecture may be used to couple light between a multi-mode fiber (MMF) and silicon chip which includes integration of a silicon de-multiplexer and a high-speed Ge photo-detector. The proposed architecture may be used for both parallel and wavelength division multiplexing (WDM) based optical links with a data rate of 25 Gb/s and beyond.