Tetrahydroxy adipic acid ester synthesis via dilactone ring opening

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Solution Overview

Problem

Current methods for synthesizing 2,3,4,5-tetrahydroxyhexanedioic acid esters are inefficient, requiring corrosive and toxic HCl, leading to thermal decomposition and limited accessibility of esters with higher alcohols, and lack a simple, environmentally friendly process.

Innovation Solution

A process involving the reaction of dilactones of 2,3,4,5-tetrahydroxyhexanedioic acid with alcohols in the presence of a catalyst, avoiding protic acids and harsh conditions, which allows for the formation of diesters and monoesters without thermal decomposition.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If conventional esterification methods using HCl are employed, then esterification can proceed, but thermal decomposition occurs and the process becomes unsafe

Engineering Contradiction:
Improveesterification efficiencyVSAvoidthermal decomposition
Core Design Contradiction:
ProductivityVSObject-affected harmful factors

Solution Approach 1:

The patent changes the reaction parameters by using a different catalyst system (enzyme catalysts or mild chemical catalysts instead of HCl) and controlling reaction conditions (temperature, solvent) to achieve esterification without thermal decomposition. This allows the reaction to proceed efficiently while avoiding the harmful thermal effects associated with conventional acid-catalyzed methods.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces an intermediary catalyst (enzyme or mild chemical catalyst) that mediates the esterification reaction between dilactone and alcohol. This intermediary enables the reaction to proceed under milder conditions without requiring corrosive HCl, thereby preventing thermal decomposition while maintaining productivity.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Productivity

If HCl is used for esterification, then the reaction can proceed, but the process becomes unsafe and environmentally harmful

Engineering Contradiction:
Improveesterification efficiencyVSAvoidcorrosive and toxic HCl
Core Design Contradiction:
ProductivityVSObject-generated harmful factors

Solution Approach 1:

The patent converts the harmful role of acid catalysts into a beneficial process by using enzyme catalysts or mild chemical catalysts that provide catalytic activity without the corrosive and toxic properties of HCl. This maintains the productivity benefit of catalysis while eliminating the harmful factors.

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

Solution Approach 2:

The patent employs catalysts that can be used in small amounts and do not require extensive handling precautions or special disposal procedures unlike HCl. The catalyst system is designed to be safe, environmentally friendly, and easy to manage throughout the process.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

3Productivity

If standard esterification conditions are applied, then esters can be formed, but accessibility of esters with higher alcohols is limited

Engineering Contradiction:
Improveester formationVSAvoidaccessibility of esters with higher alcohols
Core Design Contradiction:
ProductivityVSAdaptability or versatility

Solution Approach 1:

The patent develops a universal esterification process using enzyme catalysts or mild chemical catalysts that works effectively with a broad range of alcohols including higher alcohols. This catalyst system provides multi-functionality, enabling esterification with various alcohol types (methanol, ethanol, propanol, butanol and higher) under similar optimized conditions, thereby expanding the versatility and accessibility of the process.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method provides a simple, efficient, and environmentally friendly route to 2,3,4,5-tetrahydroxyhexanedioic acid esters, suitable for various applications, including surfactants and emulsifiers, with improved safety and scalability.

Implementation Method 1

the compound of the formula (2) provided in step a) with at least one compound of the general formula (3)... in the presence of a catalyst

Methodology Applied
Scientific EffectCatalysis: Catalysis

Data Source

PatentEP3258909B12,3,4,5-tetrahydroxy adipic acid esters from tetrahydroxy adipic acid dilactones
Publication Date: 2019.09.25 BASF SE
  • EP3258909B1 patent drawing
  • EP3258909B1 patent drawing
  • EP3258909B1 patent drawing

AI summary

The present invention relates to a method for producing 2,3,4,5-tetrahydroxy-hexanedioic acid esters by esterification of the corresponding di-lactones of 2,3,4,5-tetrahydroxy-hexanedioic acid with alcohol, to the novel 2,3,4,5-tetrahydroxy-hexanedioic acid esters obtainable according to said method, and to the use thereof as a surface-active compound.