Thermal Gradient Enhanced CVD Apparatus for Nanotube Growth

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Solution Overview

Problem

Existing methods for growing carbon-nanotubes and nanowires face challenges in controlling the thermal gradient across the substrate, particularly in creating a vertical temperature gradient, which can impede growth and are not effectively addressed by current CVD apparatus designs.

Innovation Solution

A CVD apparatus with both upper and lower heaters, where the upper heater is positioned vertically above the lower heater, allowing for a controlled thermal gradient by adjusting the vertical distance and temperature differential between them, and incorporating features like holes for unimpeded gas flow and plasma application to enhance carbon-based film deposition.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Temperature

If a single heater surrounds the chamber or is placed under the substrate, then the substrate can be heated to growth temperature, but a vertical temperature gradient cannot be formed across the substrate

Engineering Contradiction:
Improvevertical temperature gradientVSAvoidheater configuration
Core Design Contradiction:
TemperatureVSDevice complexity

Solution Approach 1:

The heating system is divided into two separate heater units: a first heater positioned above the substrate and a second heater positioned below the substrate. This segmentation allows independent temperature control of each heater, enabling the creation of a vertical temperature gradient across the substrate surface, which is essential for controlled nanotube and nanowire growth.

Inventive Principle:
Principle #1Segmentation

2Temperature

If the substrate is heated from below only, then the substrate reaches growth temperature, but the top surface becomes cooler creating a negative temperature gradient that impedes growth

Engineering Contradiction:
Improvetemperature distribution uniformityVSAvoidnanotube and nanowire growth rate
Core Design Contradiction:
TemperatureVSProductivity

Solution Approach 1:

Instead of heating only from below (conventional approach), the invention introduces a first heater above the substrate to heat from the top surface. This inverted heating approach creates a positive temperature gradient (hotter at the top, cooler at the bottom) rather than a negative gradient, which promotes upward diffusion of carbon species and enhances nanotube and nanowire growth rates.

Inventive Principle:
Principle #13The other way round (Inversion)

3Adaptability or versatility

If a hot filament is used to decompose gases, then gas decomposition is enhanced, but the filament has limited area coverage and fixed distance from substrate reducing flexibility

Engineering Contradiction:
Improveprocess parameter control flexibilityVSAvoidfilament configuration
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The invention replaces the mechanical hot filament system with a thermal field-based approach using heated chambers and heaters that create controlled temperature gradients. This substitution provides greater adaptability by allowing independent control of temperature, gas flow rates, and pressure parameters without the geometric constraints of filament placement and area coverage.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This configuration enables the establishment of a controlled thermal gradient, facilitating the growth of carbon-nanotubes and nanowires by optimizing the temperature conditions across the substrate, improving the efficiency of carbon-based film deposition and structure formation.

Implementation Method 1

One of the factors controlling the rate of diffusion of the gas is the thermal gradient across the catalyst or substrate

Methodology Applied
Scientific EffectThermal gradient: Temperature Gradient

Implementation Method 2

The generally accepted growth mechanism for nanotubes and nanowires is the diffusion of gas through a catalyst

Methodology Applied
Scientific EffectThermal diffusion: Diffusion

Implementation Method 3

thermal gradient enhanced chemical vapour deposition of carbon-nanotubes or carbon-nanowires

Methodology Applied
Scientific EffectChemical vapour deposition: Chemical Vapour Deposition

Data Source

PatentEP2643495B1Thermal gradient enhanced chemical vapour deposition (TGE-CVD)
Publication Date: 2017.05.17 AIXTRON AG
  • EP2643495B1 patent drawingFigure 1~3
  • EP2643495B1 patent drawingFigure 4~5B
  • EP2643495B1 patent drawingFigure 6A~7B

AI summary

A chemical vapour deposition (CVD) apparatus is configured for thermal gradient enchanced CVD operation by the inclusion of multiple heaters, positioned so as to provide a desired thermal gradient profile across a vertical dimension of a substrate or other work piece within the chamber. So configured, the chamber may also be used for controlled growth of thin films via diffusion through intermediate films, either top down or bottom parallel to the direction of the thermal gradient.