Thermal Management for Heterogeneous 3D Integration

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Solution Overview

Problem

Current thermal management techniques for 3D integrated circuits, such as through silicon vias and interlayer fluid cooling, are inadequate for managing localized heat generation in heterogeneous integration, leading to increased thermal resistance and reduced device performance, especially in systems with diverse technology integration like RF/mixed-signal ICs and CMOS integration with silicon carbide substrates.

Innovation Solution

A method involving the formation of heterojunction bipolar transistor (HBT) and high electron mobility transistor (HEMT) devices on thermally conductive substrates like SiC or diamond, with a heat spreader and heat pipes for efficient heat extraction to external sinks, reducing thermal resistance and improving device reliability.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Temperature

If conventional thermal management approaches (through silicon vias, copper filled TSVs) are used for 3D integrated circuits, then vertical heat extraction is achieved, but localized heat generation in heterogeneous integration cannot be effectively managed and thermal resistance increases

Engineering Contradiction:
Improvedevice junction temperatureVSAvoiddevice performance and lifetime
Core Design Contradiction:
TemperatureVSReliability

Solution Approach 1:

The patent transitions from conventional vertical heat extraction (1D) to a three-dimensional thermal management architecture that incorporates lateral heat spreading through interconnect layers and vertical extraction through TSVs. This multi-dimensional approach allows heat to dissipate both horizontally across the chip stack and vertically through dedicated thermal pathways, effectively addressing localized hot spots in heterogeneous integration while maintaining compatibility with existing 3D IC architectures.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Productivity

If more devices and functionalities are added to increase heterogeneous device density, then complex RF/mixed-signal ICs and systems are achieved, but power density increases beyond conventional limits (100 W/cm2)

Engineering Contradiction:
Improveheterogeneous device densityVSAvoidpower density
Core Design Contradiction:
ProductivityVSTemperature

Solution Approach 1:

The patent segments the thermal management function into distinct components: heat spreading through lateral interconnect pathways, vertical heat extraction through TSVs, and dedicated thermal management for different device types (RF, digital, analog). This segmentation allows each component to be optimized independently, enabling the system to handle higher power densities from heterogeneous integration without overwhelming the thermal management capability.

Inventive Principle:
Principle #1Segmentation

3Temperature

If TSV method is used for heat extraction, then vertical heat transfer is achieved, but horizontal heat spreading is not provided and local hot spots are simply transferred to other layers

Engineering Contradiction:
Improvevertical heat extractionVSAvoidthermal management capability
Core Design Contradiction:
TemperatureVSDevice complexity

Solution Approach 1:

The patent merges multiple thermal management mechanisms into a unified system: lateral heat spreading through metal interconnect layers is combined with vertical heat extraction through TSVs. This integration creates a synergistic thermal management system where heat can flow laterally to reach TSV extraction points, and the same interconnect structure serves both electrical and thermal functions, reducing overall system complexity while improving thermal performance.

Inventive Principle:
Principle #5Merging (Combining)

4Temperature

If interlayer fluid cooling technology is used for 3D integrated circuit packaging, then heat extraction from multiple stacked layers is improved, but system costs increase, system volume increases, and potential for cooling fluid leakage exists

Engineering Contradiction:
Improveheat extraction from stacked layersVSAvoidsystem volume and cost
Core Design Contradiction:
TemperatureVSDevice complexity

Solution Approach 1:

The patent utilizes the existing electrical interconnect structure to perform dual functions: electrical signal transmission and thermal conduction. The metal interconnect layers, already present for electrical connectivity, serve as heat spreaders and thermal pathways, eliminating the need for separate fluid cooling infrastructure. This self-service approach leverages existing system components to provide thermal management, reducing overall system volume, cost, and complexity while maintaining effective heat extraction from multiple stacked layers.

Inventive Principle:
Principle #25Self-service

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach effectively reduces maximum device junction temperature, enhances performance, and increases reliability by using highly conductive materials like SiC or diamond as integration sub-platforms and heat spreaders, allowing for higher power handling and longer device lifetimes.

Implementation Method 1

the growth substrate comprises a thermally conductive substrate, such as SiC or diamond

Methodology Applied
Scientific EffectThermal conduction: Conduction (thermal)

Implementation Method 2

with a heat spreader and heat pipes for efficient heat extraction to external sinks

Methodology Applied
Scientific EffectHeat pipe: Heat Pipe

Data Source

PatentUS9087854B1Thermal management for heterogeneously integrated technology
Publication Date: 2015.07.21 HRL LAB
  • US9087854B1 patent drawing
  • US9087854B1 patent drawing
  • US9087854B1 patent drawing

AI summary

A method of three dimensional heterogeneous integration including forming HBT devices on a first substrate, each HBT device having a collector, removing the first substrate, forming first bonding pads on each collector of the heterojunction bipolar transistor devices, forming high electron mobility transistor (HEMT) devices on a first side of a growth substrate, wherein the growth substrate comprises a thermally conductive substrate, such as SiC or diamond, forming second bonding pads on the first side of the growth substrate, aligning and bonding the first bonding pads to the second bonding pads, forming CMOS devices on a Si substrate, bonding the CMOS devices on the Si substrate to a second side of the growth substrate, and forming selectively interconnects between the HBT devices, the HEMT devices, and the CMOS devices by forming vias and first and second level metal interconnects.