Thermally Tunable Optical Waveguide Thermal Management

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Solution Overview

Problem

Silicon-based optical devices face challenges in thermal tuning due to high thermal conductivity, leading to excessive energy consumption, which hampers their use in WDM communication systems, especially in computing systems with multiple instances of optical devices.

Innovation Solution

An optical device with a thermally tunable waveguide is designed using a substrate, intermediate, and semiconductor layers, where the intermediate and top layers have low thermal conductivity, and the semiconductor layer is doped to reduce optical losses, with electrodes made of low thermal conductivity materials like indium-tin-oxide to minimize heat flow and power consumption.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Use of energy by moving object

If direct heating is used for thermal tuning, then energy efficiency is improved, but optical losses increase due to free-carrier absorption

Engineering Contradiction:
Improveenergy efficiencyVSAvoidoptical losses
Core Design Contradiction:
Use of energy by moving objectVSLoss of energy

Solution Approach 1:

The patent introduces an intermediate layer between the heater and the optical waveguide. This intermediate layer acts as a mediator that enables thermal coupling for tuning while preventing direct carrier injection into the waveguide, thereby avoiding free-carrier absorption losses. The intermediate layer allows heat to transfer from the heater to the waveguide for phase tuning without introducing the harmful electrical doping that causes optical losses.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent segments the thermal tuning structure into distinct functional layers: a heater layer, an intermediate layer, and an optical waveguide layer. This segmentation allows the heater to be electrically isolated from the waveguide while maintaining thermal coupling. The intermediate layer serves as a thermal conductor that bridges the heater and waveguide, enabling independent optimization of electrical and thermal properties in each layer.

Inventive Principle:
Principle #1Segmentation

2Ease of manufacture

If silicon-based optical devices are used, then manufacturing benefits are improved, but power consumption increases due to high thermal conductivity

Engineering Contradiction:
Improvemanufacturing benefitsVSAvoidpower consumption
Core Design Contradiction:
Ease of manufactureVSUse of energy by moving object

Solution Approach 1:

The patent applies local quality by creating a spatially varying thermal conductivity distribution. The intermediate layer has high thermal conductivity in the region directly beneath the waveguide to enable efficient tuning, while the surrounding regions have lower thermal conductivity to isolate heat. This localized thermal management allows silicon-based devices to retain manufacturing advantages while reducing overall power consumption for thermal tuning.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent changes the thermal conductivity parameter of the intermediate layer to optimize heat transfer. By selecting materials and structures with specific thermal conductivity values, the device achieves efficient thermal coupling where needed while maintaining electrical isolation. This parameter optimization enables silicon-based devices to consume less power during thermal tuning operations.

Inventive Principle:
Principle #35Parameter changes

3Temperature

If doping density is increased for direct heating, then thermal tuning capability is improved, but additional optical losses are introduced

Engineering Contradiction:
Improvethermal tuning capabilityVSAvoidoptical losses
Core Design Contradiction:
TemperatureVSLoss of energy

Solution Approach 1:

The intermediate layer serves as a mediator that decouples the electrical doping function from the optical waveguide. The heater can be heavily doped to provide efficient thermal tuning capability, while the intermediate layer prevents carriers from entering the optical waveguide. This allows high doping densities to be used for thermal control without introducing free-carrier absorption losses in the optical path.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This design significantly reduces power consumption for thermal tuning, allowing for efficient thermal management with less than 10-20 mW for a 180° phase shift, facilitating high-performance computing systems and reducing optical losses, thereby enhancing the reliability and cost-effectiveness of WDM systems.

Implementation Method 1

the intermediate and top layers have low thermal conductivity

Methodology Applied
Scientific EffectThermal insulation: Thermal Insulation

Implementation Method 2

it can introduce additional optical losses due to free-carrier absorption

Methodology Applied
Scientific EffectFree-carrier absorption: Absorption (EM radiation)

Implementation Method 3

electrodes made of low thermal conductivity materials like indium-tin-oxide to minimize heat flow

Methodology Applied
Scientific EffectThermal conduction: Conduction (thermal)

Data Source

PatentEP2414877B1Thermal tuning of an optical device
Publication Date: 2020.03.04 ORACLE AMERICAN INC
  • EP2414877B1 patent drawingFigure 1
  • EP2414877B1 patent drawingFigure 2
  • EP2414877B1 patent drawingFigure 3A

AI summary

Embodiments of an optical device, an array of optical devices, and a technique for fabricating the optical device or the array are described. This optical device is implemented on a substrate (such as silicon) (410), and includes a thermally tunable optical waveguide (414) with a high thermal resistance to the surrounding external environment and a low thermal resistance to a localized heater. In particular, the thermal resistances associated with thermal dissipation paths from a heater in the optical device to an external environment via electrodes (418) and via the substrate are increased, while the thermal resistance between the optical waveguide and the heater is decreased.