Thermal Tuning Efficiency in Silicon Optical Waveguides

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Solution Overview

Problem

Silicon-based optical devices face high power consumption during thermal tuning due to their high thermal conductivity, which offsets their advantages and makes them less suitable for implementing optical communication in computing systems, especially those with multiple instances of optical devices.

Innovation Solution

An optical device with a thermally tunable waveguide is fabricated using a tri-layer structure of a substrate, buried-oxide layer, and semiconductor layer, where a portion of the substrate under the buried-oxide layer is removed to increase thermal impedance between the waveguide and the external environment, reducing power consumption by using a heater on or near the semiconductor layer.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Use of energy by moving object

If direct heating is used for thermal tuning, then energy efficiency is improved, but additional optical losses are introduced due to free-carrier absorption

Engineering Contradiction:
Improveenergy efficiencyVSAvoidoptical losses
Core Design Contradiction:
Use of energy by moving objectVSLoss of energy

Solution Approach 1:

The patent introduces a buried oxide layer as an intermediary thermal isolation layer between the silicon substrate and the optical waveguide. This mediator blocks the harmful thermal conduction path from the substrate to the waveguide, allowing direct heating to remain energy-efficient while preventing the substrate from causing excessive heat dissipation and associated optical losses.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent applies different thermal conductivity properties to different regions: the buried oxide layer provides high thermal isolation beneath the waveguide, while the substrate maintains its inherent high thermal conductivity for heat dissipation elsewhere. This local differentiation allows simultaneous achievement of heating efficiency and optical quality.

Inventive Principle:
Principle #3Local quality

2Loss of energy

If indirect heating is used for thermal tuning, then optical losses are reduced, but energy efficiency deteriorates due to excessive thermal coupling to the surrounding environment

Engineering Contradiction:
Improveoptical lossesVSAvoidpower consumption
Core Design Contradiction:
Loss of energyVSUse of energy by moving object

Solution Approach 1:

The buried oxide layer serves as a thermal intermediary that isolates the optical waveguide from the silicon substrate's heat sink effect. This prevents excessive thermal coupling to the surrounding environment, thereby reducing power consumption while maintaining low optical losses.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Temperature

If high thermal conductivity of silicon is utilized for heat dissipation, then thermal management is improved, but thermal tuning efficiency deteriorates due to excessive heat loss from the optical waveguide

Engineering Contradiction:
Improveheat dissipationVSAvoidthermal tuning power
Core Design Contradiction:
TemperatureVSUse of energy by moving object

Solution Approach 1:

The patent segments the thermal management function: the buried oxide layer handles thermal isolation for the waveguide (preventing heat loss), while the substrate handles bulk heat dissipation elsewhere. This segmentation allows simultaneous optimization of both thermal tuning efficiency and overall thermal management.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent creates local thermal isolation quality beneath the waveguide using the buried oxide layer, while maintaining the substrate's high thermal conductivity for heat dissipation in other regions. This local quality differentiation resolves the contradiction between heat dissipation and thermal tuning efficiency.

Inventive Principle:
Principle #3Local quality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach significantly reduces power consumption associated with thermal tuning, allowing for efficient wavelength adjustment and component reconfiguration in systems, such as DWDM and high-performance computing, while minimizing thermal cross-talk and optical losses.

Implementation Method 1

increasing a thermal impedance between the thermally tunable optical waveguide and an external environment

Methodology Applied
Scientific EffectThermal impedance: Thermal Insulation

Implementation Method 2

reducing power consumption associated with thermal tuning of the optical waveguide

Methodology Applied
Scientific EffectJoule heating: Joule Heating

Data Source

PatentUS8971674B2Optical device with high thermal tuning efficiency
Publication Date: 2015.03.03 ORACLE INT CORP
  • US8971674B2 patent drawing
  • US8971674B2 patent drawing
  • US8971674B2 patent drawing

AI summary

An optical device with high thermal tuning efficiency is described. This optical device may be implemented using a tri-layer structure (silicon-on-insulator technology), including: a substrate, a buried-oxide layer and a semiconductor layer. In particular, a thermally tunable optical waveguide may be defined in the semiconductor layer. Furthermore, a portion of the substrate under the buried-oxide layer and substantially beneath a location of the thermally tunable optical waveguide is fabricated so that a portion of the buried-oxide layer is exposed. In this way, the thermal impedance between the thermally tunable optical waveguide and an external environment is increased, and power consumption associated with thermal tuning of the optical waveguide is reduced.