Thermally Compensated Arrayed Waveguide Grating With Folded Optical Path

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Solution Overview

Problem

Arrayed waveguide gratings (AWGs) face challenges in maintaining signal integrity due to temperature changes, which cause shifts in the center wavelength and refractive indices, leading to compromised light signal transmission.

Innovation Solution

The implementation of a thermally compensating AWG design with a folded optical path and a pivotable mirror that adjusts the optical path in response to temperature changes, allowing for passive or active thermal correction, thereby maintaining signal integrity across temperature variations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If a conventional AWG design is used, then the device can perform multiplexing and demultiplexing functions, but the device size becomes large and temperature sensitivity compromises signal integrity

Engineering Contradiction:
Improvesignal integrityVSAvoidAWG device area
Core Design Contradiction:
ReliabilityVSArea of stationary object

Solution Approach 1:

The patent implements a folded slab waveguide configuration where the optical path is folded back on itself, effectively nesting the waveguide path within a compact area. This allows the optical path length to be much longer than the physical device footprint, achieving temperature compensation without requiring a large device area.

Inventive Principle:
Principle #7Nested doll (Nesting)

Solution Approach 2:

The patent introduces a folded optical path that utilizes three-dimensional spatial arrangement to achieve temperature compensation. By folding the slab waveguide and introducing a pivotable mirror, the system compensates for thermal effects in a compact footprint by utilizing dimensional arrangement rather than simple linear expansion.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Area of stationary object

If the AWG size is reduced to increase density on substrate, then manufacturing cost decreases, but temperature compensation becomes more difficult to implement

Engineering Contradiction:
ImproveAWG device areaVSAvoidtemperature independence
Core Design Contradiction:
Area of stationary objectVSReliability

Solution Approach 1:

The folded slab waveguide configuration nests the optical path within a compact structure, allowing temperature compensation functionality to be implemented in a small footprint. The optical path folds back on itself, creating a compact arrangement that maintains the necessary path length for thermal compensation while minimizing device area.

Inventive Principle:
Principle #7Nested doll (Nesting)

Solution Approach 2:

The patent employs a pivotable mirror that can dynamically adjust the optical path in response to temperature changes. This dynamic element allows the compact AWG to actively compensate for thermal effects, maintaining temperature independence despite the reduced device size that would otherwise make compensation difficult.

Inventive Principle:
Principle #15Dynamics

3Reliability

If temperature changes occur, then the AWG experiences shifts in center wavelength and refractive index, but adding thermal compensation mechanisms increases device complexity

Engineering Contradiction:
Improvetemperature independenceVSAvoidthermal compensation mechanism complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The folded slab waveguide configuration integrates temperature compensation functionality directly into the waveguide structure itself, rather than adding separate external compensation mechanisms. The folded path creates an inherent thermal compensation effect that is nested within the basic AWG architecture, minimizing additional complexity.

Inventive Principle:
Principle #7Nested doll (Nesting)

Solution Approach 2:

The patent designs the folded slab waveguide configuration to provide passive thermal compensation that automatically responds to temperature changes without requiring external control systems. The structural design itself provides the compensation mechanism, allowing the device to self-regulate against thermal effects and reducing overall system complexity.

Inventive Principle:
Principle #25Self-service

4Area of stationary object

If a folded slab waveguide configuration with pivotable mirror is implemented, then thermal compensation is achieved and device size is reduced, but the manufacturing process becomes more complex

Engineering Contradiction:
ImproveAWG device areaVSAvoidmanufacturing process simplicity
Core Design Contradiction:
Area of stationary objectVSEase of manufacture

Solution Approach 1:

The folded slab waveguide configuration can be manufactured using standard planar lightwave circuit fabrication techniques, where the folded path is created through layered deposition and patterning processes. The nesting of the optical path is achieved through conventional manufacturing steps rather than requiring complex assembly procedures.

Inventive Principle:
Principle #7Nested doll (Nesting)

Solution Approach 2:

The patent replaces mechanical assembly of separate components with an integrated planar lightwave circuit fabrication process. The folded waveguide structure and pivotable mirror are formed through deposition and patterning of optical materials on a substrate, substituting mechanical construction with optical fabrication techniques that are more suitable for mass production.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This design effectively reduces the size of the AWG while ensuring temperature-independent performance, enabling efficient signal routing and multiplexing/de-multiplexing functions without significant loss, allowing for a higher density of AWGs on a substrate and cost reductions.

Implementation Method 1

temperature changes, which cause shifts in the center wavelength and refractive indices

Methodology Applied
Scientific EffectThermal expansion: Thermal Expansion

Implementation Method 2

The length differences of the dispersive waveguide array are selected to result in appropriate constructive and destructive interference within a slab waveguide

Methodology Applied
Scientific EffectOptical interference: Interference

Implementation Method 3

An AWG generally comprises two broadly transmitting optical elements, such as slab waveguides, that are connected by an array of waveguides with a range of lengths

Methodology Applied
Scientific EffectDiffraction: Diffraction

Implementation Method 4

The length differences of the dispersive waveguide array are selected to result in appropriate constructive and destructive interference within a slab waveguide such that a multi-chromatic signal is spatially spread out by the interference pattern

Methodology Applied
Scientific EffectOptical interference: Interference

Implementation Method 5

The implementation of a thermally compensating AWG design with a folded optical path and a pivotable mirror

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Data Source

PatentEP2715420B1Thermally compensated arrayed waveguide grating assemblies
Publication Date: 2021.09.15 NEOPHOTONICS CORP
  • EP2715420B1 patent drawingFigure 1
  • EP2715420B1 patent drawingFigure 2A~2B
  • EP2715420B1 patent drawingFigure 2C

AI summary

Arrayed waveguide grating can have one or both slab waveguides with relatively sharply folded optical paths and a mirror that provides the folding of the path. The folded optical paths through the slab waveguides can result in a more compact geometry of the waveguides through the device as well as smaller slab waveguides such that the device can be formed with a significantly smaller overall footprint. Also, arrayed waveguide gratings that cooperate with pivotable mirrors can adjust light passage through the waveguide in response to temperature changes to provide for thermally compensated operation of the device. Thus, very compact planar lightwave circuits filters are described that provide thermally compensated operation.