Thin Silicon Anode Structure to Limit Cracking and Dendrites

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Solution Overview

Problem

Lithium ion batteries with thick silicon substrates suffer from failure modes such as cracking, leakage, and dendrite growth due to volume changes during charge and discharge cycles, limiting flexibility, energy density, and increasing production costs.

Innovation Solution

The use of thin anodes with a conductive current collector and a nucleation layer made of porous, single-crystalline semiconductor material, allowing for a continuous lithium metal layer to form on the surface, reducing intercalation and dendrite formation, and enabling flexible battery configurations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Quantity of substance

If thick silicon substrates are used to increase lithium storage capacity, then energy density is improved, but substrate cracking and structural failure occur due to volume changes during charge-discharge cycling

Engineering Contradiction:
Improvelithium storage capacityVSAvoidsubstrate structural integrity
Core Design Contradiction:
Quantity of substanceVSReliability

Solution Approach 1:

The thick silicon substrate is divided into multiple thin silicon layers separated by buffer layers. This segmentation allows each thin layer to independently accommodate volume changes during lithium insertion/extraction, preventing the structural failure that occurs in thick monolithic substrates while maintaining high lithium storage capacity through the cumulative effect of multiple layers.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Buffer layers are introduced as intermediary structures between the silicon layers and the current collector, and between adjacent silicon layers. These buffer layers mechanically decouple the silicon layers, allowing them to expand and contract independently without transmitting stress to neighboring layers, thereby preventing cracking and delamination while enabling high lithium capacity.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Quantity of substance

If thick silicon substrates are used to increase lithium storage, then energy density is improved, but dendrite growth into the substrate occurs causing shorting and failure

Engineering Contradiction:
Improvelithium storage capacityVSAvoiddendrite growth
Core Design Contradiction:
Quantity of substanceVSObject-affected harmful factors

Solution Approach 1:

The thick substrate is segmented into thin layers, which limits the depth available for dendrite propagation. Dendrites can grow through individual thin layers but are stopped by the buffer layers and current collector, preventing through-substrate shorting while maintaining overall lithium storage capacity through multiple layers.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Buffer layers serve as intermediary barriers that physically block dendrite propagation paths. These layers are positioned between silicon layers and at the substrate-current collector interface, creating multiple obstacles that prevent dendrites from reaching the current collector and causing short circuits, thereby enabling safer operation at high lithium capacities.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Quantity of substance

If thick silicon substrates are used to increase lithium storage, then energy density is improved, but battery flexibility is reduced preventing formation into useful shapes

Engineering Contradiction:
Improvelithium storage capacityVSAvoidbattery flexibility
Core Design Contradiction:
Quantity of substanceVSAdaptability or versatility

Solution Approach 1:

The thick substrate is segmented into thin flexible layers, each with high aspect ratio and thin profile. These thin layers can be bent, folded, and formed into various shapes without breaking, unlike thick rigid substrates. The cumulative lithium capacity of multiple flexible layers matches or exceeds that of thick substrates while providing the required flexibility for advanced battery form factors.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The silicon layers are designed as thin films with controlled thickness and high aspect ratio, inherently providing flexibility. These thin film structures can be conformally deposited on flexible current collectors and formed into curved, folded, or irregular shapes, enabling batteries to adapt to various device geometries while maintaining high lithium storage capacity through the multi-layer architecture.

Inventive Principle:
Principle #30Flexible shells and thin films

4Quantity of substance

If thick silicon substrates are used to increase lithium storage, then energy density is improved, but manufacturing cost increases

Engineering Contradiction:
Improvelithium storage capacityVSAvoidmanufacturing cost
Core Design Contradiction:
Quantity of substanceVSEase of manufacture

Solution Approach 1:

The manufacturing process segments the substrate formation into sequential deposition of thin silicon layers with buffer layers in between. This approach enables better process control, lower defect rates, and higher yield compared to processing thick substrates. The segmented structure also allows for modular manufacturing and easier integration with standard thin-film fabrication techniques, reducing overall manufacturing cost despite multiple deposition steps.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The invention changes the critical parameter from substrate thickness to layer count and layer thickness. By depositing multiple thin layers rather than one thick layer, the process utilizes optimized thin-film deposition parameters that are more controllable and less costly. The buffer layer thickness and composition can be tuned to optimize both performance and manufacturing ease, creating a cost-effective pathway to high-capacity batteries.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution enhances energy density by 2 to 10 times, reduces failure modes, and allows for flexible battery designs that can be formed into various shapes, while maintaining high energy storage capacity per volume and weight.

Implementation Method 1

These lithium ions then move through the battery, e.g., through the battery electrolyte, creating an (lithium ion) ionic current

Methodology Applied
Scientific EffectIon migration: Diffusion

Implementation Method 2

Reaching the cathode, lithium ions intercalate into the cathode lattice

Methodology Applied
Scientific EffectIntercalation: Absorption (physical)

Implementation Method 3

In the charging cycle, these lithium ions migrate through the electrolyte as lithium ionic current back to the anode

Methodology Applied
Scientific EffectIon migration: Diffusion

Implementation Method 4

these lithium ions migrate through the electrolyte as lithium ionic current back to the anode and accumulate at anode surface or intercalate in the anode lattice

Methodology Applied
Scientific EffectIntercalation: Absorption (physical)

Data Source

PatentUS12567583B2Lithium ion battery with thin anode
Publication Date: 2026.03.03 POSI ENERGY SILICON POWER LLC
  • US12567583B2 patent drawing
  • US12567583B2 patent drawing
  • US12567583B2 patent drawing

AI summary

Embodiments of this invention include different configuration of lithium batteries that have a cathode made of a lithium containing material, an anode, and an electrolyte/separator between the cathode and anode. The thin anode includes an anode current collector and a nucleation layer on the anode current collector surface that can include one or more thin a semiconductor layers made of a porous, single crystalline, semiconductor, e.g., silicon. A thin semiconductor layer has a layer thickness between 50 nanometers (nm) to 20 micrometers (μm). Configurations of single layer arrays of batteries in variations of electrical series and parallel connections are disclosed along with stacking single and multiple layer arrays (stacks) to form energy storage devices. The energy storage devices are flexible and can store high levels of energy per volume and/or weight. The energy storage devices can be formed into different physical configurations including encased stacked layers (e.g., of battery stacks), curved surfaces, rolls, cylindrically shaped batteries/energy storage devices, etc. Methods of making thin anode structure, making battery banks, and assembling battery banks are disclosed.