Three-Tx Antenna Codebooks for 5G NR Uplink Hardware Tradeoffs

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Solution Overview

Problem

The existing 5G NR specifications lack support for devices with three transmit (Tx) antennas, leading to a gap in UL performance that is not adequately addressed by current configurations for one, two, four, or eight Tx antennas, which incur substantial power amplifier costs and increased device size.

Innovation Solution

Introduce support for 3 Tx antennas with new codebook designs for coherent, non-coherent, and partially coherent precoding, along with revised radio resource control parameters, and power scaling for SRS ports, to enhance UL throughput and manage hardware costs.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If four or eight Tx antennas are used, then UL throughput performance is improved, but power amplifier costs and device size increase substantially

Engineering Contradiction:
ImproveUL throughput performanceVSAvoidpower amplifier costs and device size
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent introduces a new parameter configuration for 3 Tx antenna ports, creating a distinct operating mode between traditional 2 and 4 antenna configurations. This includes new codebook designs specifically optimized for 3 antenna ports, new RRC parameters for capability indication, and modified power scaling relationships. By changing the antenna port parameter from discrete values (1, 2, 4, 8) to include 3, the system achieves intermediate performance levels with reduced hardware complexity.

Inventive Principle:
Principle #35Parameter changes

2Adaptability or versatility

If three Tx antennas are introduced, then UL throughput performance and flexibility are improved, but new codebook designs and specification revisions are required

Engineering Contradiction:
Improvedevice design flexibilityVSAvoidcodebook design complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent segments the codebook design into distinct components: new codebook structures for 3 antenna ports, separate RRC parameter sets for capability indication, and specific power scaling rules for 3 Tx configurations. This segmentation allows the 3 antenna mode to be independently defined and configured without fundamentally redesigning the entire MIMO framework, thereby managing complexity through structured decomposition.

Inventive Principle:
Principle #1Segmentation

3Reliability

If existing 1, 2, 4, or 8 Tx antenna configurations are used, then device compatibility is maintained, but UL performance gap for mid-range devices persists

Engineering Contradiction:
Improvedevice compatibilityVSAvoidUL throughput performance
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent enhances the universality of the 5G NR system by extending the antenna port configuration to include 3 Tx antennas while maintaining compatibility with existing 1, 2, 4, and 8 antenna modes. The new configuration uses standardized interfaces (RRC signaling, DCI formats) and follows existing codebook structures, allowing the system to serve multiple device categories uniformly. This multi-functional approach enables mid-range devices to achieve better performance without requiring separate system specifications.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentUS20250240785A1UL enhancement for 3 tx antenna port devices
Publication Date: 2025.07.24 SAMSUNG ELECTRONICS CO LTD
  • US20250240785A1 patent drawing
  • US20250240785A1 patent drawing
  • US20250240785A1 patent drawing

AI summary

A system and a method are disclosed. The method includes transmitting, by a user equipment (UE), capability information for three transmit (Tx) antenna ports; configuring the three Tx antenna ports based on pre-defined configuration information including a codebook design comprising one or more matrices or vectors to map uplink data to be transmitted to more than two Tx antenna ports and less than four Tx antenna ports; and transmitting the uplink data via the configured three Tx antenna ports