Transactional Memory Early Release for Dynamic Data Structures

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Solution Overview

Problem

Concurrent software designs face challenges in ensuring that one thread does not observe partial results of an operation executed by another thread, particularly in dynamically-sized data structures and transactions that perform significant computations, where locks lead to performance issues and deadlocks, and transactional memory is not well-suited due to substantial working set exposure.

Innovation Solution

Implementing a transactional memory facility with early release capabilities, allowing transactions to release previously read locations from their read set, thereby eliminating conflicts with concurrent modifications and enhancing concurrency, using mechanisms like time-to-live encoding and explicit release instructions.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If locks are used to prevent partial results observation, then thread safety is improved, but performance deteriorates due to deadlocks and unnecessary waiting

Engineering Contradiction:
Improvethread safetyVSAvoidperformance
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent extracts the safety guarantee mechanism from traditional locking and relocates it to the transaction commit phase. Transactions execute freely without locks, and safety is enforced only at commit time through validation, thereby eliminating lock-related performance penalties while maintaining thread safety.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent performs preliminary actions by collecting all read and write addresses during transaction execution before commit. This preliminary collection enables subsequent validation of concurrent modifications without requiring locks during the actual data access phase, improving performance while ensuring safety.

Inventive Principle:
Principle #10Preliminary action

2Reliability

If transactional memory is used to access dynamically-sized data structures, then atomicity is improved, but hardware resource strain increases due to substantial working set exposure

Engineering Contradiction:
ImproveatomicityVSAvoidhardware resource strain
Core Design Contradiction:
ReliabilityVSQuantity of substance

Solution Approach 1:

The patent applies partial action by validating only the specific addresses that were actually accessed during transaction execution, rather than validating the entire working set. This selective validation reduces hardware resource strain while maintaining atomicity for the accessed data structure elements.

Inventive Principle:
Principle #16Partial or excessive action

Solution Approach 2:

The patent implements local quality by applying validation selectively to specific memory addresses that were accessed during traversal, rather than uniformly to all memory locations. This localized validation approach reduces the overall hardware resource burden while ensuring atomicity where needed.

Inventive Principle:
Principle #3Local quality

3Ease of operation

If transactions traverse large data structures, then operational completeness is improved, but concurrency deteriorates due to substantial working set exposure

Engineering Contradiction:
Improveoperational completenessVSAvoidconcurrency
Core Design Contradiction:
Ease of operationVSProductivity

Solution Approach 1:

The patent segments the validation process into address-specific operations rather than treating the entire working set as a single unit. By validating each accessed address independently and allowing early release of non-conflicting addresses, the system maintains operational completeness for traversal while improving concurrency through selective conflict resolution.

Inventive Principle:
Principle #1Segmentation

4Reliability

If locks are held for extended periods, then data consistency is improved, but thread responsiveness deteriorates due to thread preemption delays

Engineering Contradiction:
Improvedata consistencyVSAvoidthread responsiveness
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The patent performs preliminary collection of all accessed addresses during transaction execution before the commit phase. This allows the transaction to proceed without holding locks during the computation phase, improving thread responsiveness, while still ensuring data consistency through validation of the collected addresses at commit time.

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS8074030B1Using transactional memory with early release to implement non-blocking dynamic-sized data structure
Publication Date: 2011.12.06 ORACLE AMERICAN INC
  • US8074030B1 patent drawing
  • US8074030B1 patent drawing
  • US8074030B1 patent drawing

AI summary

By exploiting an early release facility that may be provided by certain transactional memory designs, we facilitate transaction software constructs that operate on dynamically-sized data structures and/or other data structures for which traversal may be data dependent. Absent exploitation of such a facility, the act of traversing the data structure would typically introduce corresponding locations into the read set of a transaction, and a subsequent modification of any of the previously traversed locations would result in abortion of the traversing transaction. By exploiting an early release facility such as described herein, a transaction may release the locations that it has previously read in traversal and thereby eliminate such read locations as a source of conflict with other concurrently executing computations or transactions. In this way, concurrency may be enhanced while still employing a conceptually simple and convenient coordination facility.