Transparent Polyester Films with Cyclobutanediol and Refractive Index Matching

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Solution Overview

Problem

Conventional packaging materials with oxygen and moisture barrier properties are expensive, unstable, and difficult to recycle due to their multilayer structures and immiscibility issues, leading to poor transparency and increased haze when scrap polymer is incorporated, which is not suitable for applications requiring clarity like beverage containers.

Innovation Solution

A polymer composition comprising an immiscible blend of thermoplastic polymers and a homogeneous, transamidized blend of polyamides with a refractive index difference of 0.006 to −0.0006, allowing for high transparency and barrier properties, suitable for packaging applications, and enabling the use of a high proportion of regrind in the manufacturing process.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional barrier materials (EVOH, PVOH, polyamides) are used to provide oxygen and moisture barrier properties, then barrier performance is improved, but cost increases and structural stability deteriorates

Engineering Contradiction:
Improvebarrier performanceVSAvoidstructural stability
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent employs composite materials by combining barrier polymers (EVOH, PVOH, polyamides) with structural polymers (polyethylene, polypropylene, polystyrene) to create multilayer packaging structures. Each layer serves a specific function: barrier layers provide oxygen and moisture protection while structural layers provide mechanical strength and stability. This composite approach resolves the contradiction by integrating materials with complementary properties rather than relying on a single material to provide all functions.

Inventive Principle:
Principle #40Composite materials

2Quantity of substance

If multilayer structures are used to reduce the amount of expensive barrier material, then cost is reduced, but manufacturing complexity and recycling difficulty increase

Engineering Contradiction:
Improveamount of barrier materialVSAvoidmanufacturing complexity
Core Design Contradiction:
Quantity of substanceVSDevice complexity

Solution Approach 1:

The patent applies segmentation by dividing the packaging structure into multiple thin layers, each with a specific function. The barrier material is segmented into thin barrier layers interspersed with structural layers, allowing the expensive barrier material to be used in minimal quantities while maintaining overall barrier performance. This segmentation also enables specialized processing for each layer type, potentially simplifying manufacturing compared to trying to create equivalent performance with fewer, thicker layers.

Inventive Principle:
Principle #1Segmentation

3Productivity

If recovered scrap polymer regrind is blended with virgin polymer, then productivity and cost efficiency are improved, but transparency deteriorates due to haze and opaqueness

Engineering Contradiction:
ImproveproductivityVSAvoidtransparency
Core Design Contradiction:
ProductivityVSIllumination intensity

Solution Approach 1:

The patent applies parameter changes by carefully controlling the physical and chemical parameters of the polymer blend system. Specific parameters include: the molecular weight and composition of the virgin polymer, the particle size and surface treatment of the regrind, the blending ratio between virgin and recycled material, and the processing temperature and shear rate during compounding. By optimizing these parameters, the patent achieves transparent blends with high regrind content, resolving the contradiction between productivity (which requires regrind usage) and transparency (which suffers from regrind incorporation).

Inventive Principle:
Principle #35Parameter changes

4Quantity of substance

If immiscible polymer blends are used to incorporate regrind, then cost efficiency is improved, but transparency deteriorates due to incompatibility between components

Engineering Contradiction:
Improvecost efficiencyVSAvoidtransparency
Core Design Contradiction:
Quantity of substanceVSIllumination intensity

Solution Approach 1:

The patent applies the intermediary principle by introducing compatibilizers and processing aids into the immiscible polymer blend system. These intermediary substances facilitate interaction between the virgin polymer and regrind components, reducing interfacial tension and improving dispersion. The compatibilizer acts as a mediator that allows the immiscible blend to maintain transparency while incorporating high levels of cost-effective regrind, thus resolving the contradiction between cost efficiency and transparency.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution provides clear, shaped articles with improved barrier properties and excellent mechanical properties, maintaining transparency even with a high proportion of regrind, making it suitable for various packaging applications.

Implementation Method 1

a homogeneous, transamidized blend of polyamides

Methodology Applied
Scientific EffectTransamidization: Chemical Bonding

Implementation Method 2

a refractive index difference of 0.006 to −0.0006

Methodology Applied
Scientific EffectRefraction: Refraction

Data Source

PatentUS7959836B2Process for the preparation of transparent, shaped articles containing polyesters comprising a cyclobutanediol
Publication Date: 2011.06.14 EASTMAN CHEM CO

AI summary

Disclosed is a process for the preparation of shaped articles such as, for example, sheeting, films, tubes, bottles, preforms and profiles, having high transparency and low haze, and comprising immiscible blends of at least one polyester comprising 2,2,4,4-tetramethyl-1,3-cyclobutanediol, and a copolyamide or a transamidized, homogeneous blend of a least two polyamides. The components of the immiscible blend have refractive indices which differ by about 0.006 to about −0.0006. The small difference in the refractive indices enable the incorporation of regrind into the polymer composition to produce transparent shaped articles. These articles may have one or more layers and can exhibit improved excellent barrier properties and good melt processability while retaining excellent mechanical properties. Metal catalysts can be incorporated into the compositions to produce shaped articles having oxygen-scavenging properties.