Trie-Based Topic Modeling for Low-Context Document Classification

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Solution Overview

Problem

Existing AI models struggle to accurately categorize documents with little meaningful contextual information, such as those in key-value pairs or tabular formats, due to limited training data and inconsistent formats, leading to degraded performance.

Innovation Solution

A novel trie structure is used to categorize unstructured data by generating a dictionary from frequent base words in historical document images, forming N-gram groups, and creating a trie structure for efficient classification.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If a large amount of high quality training data is provided to improve model accuracy, then topic prediction accuracy improves, but data availability deteriorates due to privacy and confidentiality constraints

Engineering Contradiction:
Improvetopic prediction accuracyVSAvoiddata availability
Core Design Contradiction:
Measurement precisionVSQuantity of substance

Solution Approach 1:

The patent introduces an intermediary processing layer that transforms private, structured document data into synthetic training data through text generation. This intermediary process allows the system to create training datasets without directly exposing or transferring the original confidential information, thereby resolving the contradiction between needing large training datasets and data privacy constraints

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The system creates synthetic copies of training data by generating text that mimics the patterns and structures of private documents. These synthetic copies serve as substitutes for the original confidential data, enabling model training while preserving the privacy and security of the source information

Inventive Principle:
Principle #26Copying

2Reliability

If traditional ML models are used to detect intent and theme from text, then contextual relationship analysis improves, but performance deteriorates on documents with little meaningful contextual information

Engineering Contradiction:
Improvetopic detection reliabilityVSAvoidadaptability to different document formats
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The patent fundamentally changes the input parameters for topic detection by shifting from analyzing contextual relationships in original text to analyzing frequency distributions of base words in generated text. This parameter transformation allows the system to effectively process documents with minimal contextual information, such as key-value pairs and tabular data, while maintaining reliable topic detection performance

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The system segments the document processing into distinct stages: extracting base words from structured data, generating text that preserves frequency relationships, and then analyzing the generated text for topic detection. This segmentation allows each stage to be optimized independently, improving overall reliability across diverse document formats

Inventive Principle:
Principle #1Segmentation

3Measurement precision

If comprehensive text analysis is performed to improve categorization accuracy, then classification precision improves, but computational intensity increases

Engineering Contradiction:
Improvecategorization precisionVSAvoidcomputational intensity
Core Design Contradiction:
Measurement precisionVSUse of energy by moving object

Solution Approach 1:

The patent extracts only the essential frequency distribution patterns from documents by identifying and counting base words, rather than performing comprehensive text analysis. This extraction approach captures the critical information needed for accurate categorization while significantly reducing computational intensity compared to traditional NLP methods

Inventive Principle:
Principle #2Taking out (Extraction)

Data Source

PatentUS12511926B2Data categorization using topic modelling
Publication Date: 2025.12.30 ORACLE FINANCIAL SERVICES SOFTWARE
  • US12511926B2 patent drawing
  • US12511926B2 patent drawing
  • US12511926B2 patent drawing

AI summary

Method includes obtaining historical document images including text that correspond to different document classes; and generating a dictionary using text of the historical document images. The dictionary includes base words occurring with a greatest frequency in each document class. The base words are extracted from the text of the historical document images and arranged in datasets by a document class, where each dataset includes the base words of a same document class that occur with the greatest frequency within that document class. Trie structure is generated using the base words of the datasets that occur with a greatest frequency in each dataset. The trie structure includes internal nodes including root node and leaf nodes in which keys corresponding to the base words occurring with the greatest frequency in each dataset are respectively stored in predefined order. The trie structure is searchable in the predefined order starting with the root node.