Tunable Dispersive Element for Compact Photonic Spectrometers

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Solution Overview

Problem

Existing spectrometers are bulky, heavy, expensive, and consume high power, making them unsuitable for modern, mobile, and network-connected applications that require small size, low power consumption, and low weight.

Innovation Solution

A photonic integrated circuit (PIC) spectrometer with a tunable dispersive element that converts spectral information into time-dependent information, allowing for a compact, lightweight, low-cost, and low-power device with a single or few output pins, suitable for mobile devices.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If conventional bulk optical elements and mechanical parts are used in spectrometers, then spectral measurement function is achieved, but device size and weight become large and heavy

Engineering Contradiction:
Improvespectral measurement functionVSAvoiddevice weight
Core Design Contradiction:
Measurement precisionVSWeight of stationary object

Solution Approach 1:

The patent replaces mechanical dispersive elements (gratings, prisms) and moving parts with a photonic integrated circuit that uses waveguide-based optical path control. The spectral separation function is achieved through integrated waveguide structures and micro-optical elements fabricated on a chip, eliminating the need for bulky mechanical components while maintaining spectral measurement capability.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent integrates multiple optical functions (dispersion, detection, signal processing) into a single photonic integrated circuit chip. The dispersive element, photodetector array, and associated electronics are combined on one substrate, transforming a previously distributed mechanical system into a compact unified device that dramatically reduces weight and size.

Inventive Principle:
Principle #5Merging (Combining)

2Measurement precision

If conventional bulk optical elements are used in spectrometers, then spectral measurement function is achieved, but device size becomes large

Engineering Contradiction:
Improvespectral measurement functionVSAvoiddevice area
Core Design Contradiction:
Measurement precisionVSArea of stationary object

Solution Approach 1:

The patent replaces mechanical dispersive elements (gratings, prisms) and moving parts with a photonic integrated circuit that uses waveguide-based optical path control. The spectral separation function is achieved through integrated waveguide structures and micro-optical elements fabricated on a chip, eliminating the need for bulky mechanical components while maintaining spectral measurement capability.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent employs a nested integration approach where micro-optical elements and waveguide structures are embedded within the photonic integrated circuit substrate. Multiple functional layers are stacked and interconnected in a compact three-dimensional arrangement, allowing the entire spectrometer system to be contained within a miniaturized footprint suitable for portable applications.

Inventive Principle:
Principle #7Nested doll (Nesting)

3Measurement precision

If conventional spectrometer designs are used, then spectral measurement capability is achieved, but power consumption becomes high

Engineering Contradiction:
Improvespectral measurement capabilityVSAvoidpower consumption
Core Design Contradiction:
Measurement precisionVSUse of energy by stationary object

Solution Approach 1:

The patent replaces mechanical dispersive elements (gratings, prisms) and moving parts with a photonic integrated circuit that uses waveguide-based optical path control. The spectral separation function is achieved through integrated waveguide structures and micro-optical elements fabricated on a chip, eliminating the need for bulky mechanical components while maintaining spectral measurement capability.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The photonic integrated circuit is designed to operate passively for the optical dispersion function, utilizing the natural waveguide propagation and interference effects without requiring active power input for the measurement process. Only minimal power is needed for the photodetector readout electronics, significantly reducing overall power consumption compared to active mechanical scanning systems.

Inventive Principle:
Principle #25Self-service

4Measurement precision

If conventional spectrometer designs are used, then spectral measurement function is achieved, but device cost becomes expensive

Engineering Contradiction:
Improvespectral measurement functionVSAvoiddevice cost
Core Design Contradiction:
Measurement precisionVSEase of manufacture

Solution Approach 1:

The patent integrates multiple optical functions (dispersion, detection, signal processing) into a single photonic integrated circuit chip. The dispersive element, photodetector array, and associated electronics are combined on one substrate, transforming a previously distributed mechanical system into a compact unified device that dramatically reduces weight and size.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent utilizes standard photonic integrated circuit fabrication parameters and materials that are compatible with existing CMOS manufacturing processes. By designing the spectrometer as a PIC device rather than a custom mechanical assembly, the invention leverages established mass production techniques to reduce unit cost while maintaining measurement precision.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The PIC spectrometer achieves a compact, lightweight, and energy-efficient design, enabling its use in mobile devices and applications with limited power budgets while maintaining high performance and cost-effectiveness.

Implementation Method 1

A spectrometer uses a diffractive element to separate input signals into several signals, each containing information on a spectral band within the larger wavelength range measurable by the device

Methodology Applied
Scientific EffectDiffraction: Diffraction

Implementation Method 2

A photonic integrated circuit (PIC) spectrometer with a tunable dispersive element that converts spectral information into time-dependent information

Methodology Applied
Scientific EffectElectro-optic effect: Electro-Optic Effects

Data Source

PatentUS11125618B1Photonic integrated spectrometer with tunable dispersive element and method of using same
Publication Date: 2021.09.21 SCIDATEK INC
  • US11125618B1 patent drawing
  • US11125618B1 patent drawing
  • US11125618B1 patent drawing

AI summary

A photonic integrated circuit (PIC) spectrometer for sensing the spectroscopic signature of airborne molecules, comprising a dispersive element to separate the spectral information spatially, and a tuning mechanism for said dispersive element to convert the spectral information to time-dependent information. The approach allows the PIC spectrometer to have a single (or a few) output pin(s), enabling sensing of the environment with a simple packaged chip that is compact, lightweight, energy efficient and low cost, making it suitable for platforms that have a small form factor, a small power budget, and are cost sensitive, such as mobile devices.