Tunable Spectral Filter Using Phase Change Material

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Solution Overview

Problem

Current tunable spectral filters face complexity and inefficiency due to the need for mechanical tuning and the limitations of using highly absorbing phase change materials like VO2, which restrict their application in multilayer optical films.

Innovation Solution

Incorporating a phase change material, such as VO2, into a multilayered dielectric structure, where the dielectric permittivity is modified through a metal-insulator transition, allowing for controlled changes in transmittance and reflectance by adjusting the phase change material's state via temperature, electric, or mechanical means, thereby enabling tunable spectral filters with reduced absorption losses.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If mechanical tuning methods (filter wheel or angle adjustment) are used to change spectral behavior, then spectral tuning capability is achieved, but system complexity increases and robustness decreases

Engineering Contradiction:
Improvespectral tuning capabilityVSAvoidsystem complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent replaces mechanical tuning mechanisms (filter wheels, angle adjustment mechanisms) with a non-mechanical phase change material-based tuning system. The phase change material (e.g., VO2) undergoes metal-insulator transition when heated by an integrated heater, changing the optical properties of the filter without any moving parts, thereby reducing system complexity while maintaining spectral tuning capability

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent changes the physical state parameter of the phase change material from solid insulator to solid metal through temperature control. By heating the phase change material above its transition temperature (e.g., 68°C for VO2), the material's refractive index changes dramatically, thereby tuning the spectral response of the interference filter without mechanical intervention

Inventive Principle:
Principle #35Parameter changes

2Adaptability or versatility

If highly absorbing phase change materials like VO2 are used to achieve metal-insulator transition, then spectral tuning is enabled, but absorption losses increase

Engineering Contradiction:
Improvespectral tuningVSAvoidabsorption losses
Core Design Contradiction:
Adaptability or versatilityVSLoss of energy

Solution Approach 1:

The patent applies the phase change material locally within specific layers of the interference filter structure rather than throughout the entire optical path. The phase change material is positioned in strategic locations where its metal-insulator transition has maximum impact on the filter's spectral response, minimizing overall absorption losses while maintaining effective spectral tuning

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent creates a composite structure combining phase change material (e.g., VO2) with dielectric materials in a multilayer interference filter. This composite approach leverages the high refractive index contrast of the phase change material in its metallic state to enhance spectral tuning while the dielectric materials provide low-loss optical pathways, balancing tuning capability with reduced absorption losses

Inventive Principle:
Principle #40Composite materials

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach allows for a compact, robust, and mechanically simpler tunable spectral filter with enhanced spectral control and reduced absorption losses, enabling a wide range of applications from UV to THz frequencies.

Implementation Method 1

the dielectric permittivity is modified through a metal-insulator transition in the phase change material

Methodology Applied
Scientific EffectMetal-insulator transition: Phase Change

Implementation Method 2

by heating the phase change material above a transition temperature

Methodology Applied
Scientific EffectThermal heating: Heating

Implementation Method 3

Combining multiple coherent optical beams can produce spatial and spectral interference patterns

Methodology Applied
Scientific EffectOptical interference: Interference

Data Source

PatentUS11226503B2Tunable spectral filters
Publication Date: 2022.01.18 THE GOVERNMENT OF THE UNITED STATES OF AMERICA AS REPRESENTED BY THE SECRETARY DEPARTMENT OF HEALTH & HUMAN SERVICES
  • US11226503B2 patent drawing
  • US11226503B2 patent drawing
  • US11226503B2 patent drawing

AI summary

A tunable spectral filter comprising a phase change material is incorporated into a multilayered dielectric structure. The dielectric permittivity, and thus the filter properties, of the structure can be modified by producing a change in the phase change material, e.g., causing a metal-insulator transition. By controllably causing such a change in the dielectric permittivity of the phase change material, the spectral transmittance and reflectance of the structure, and thus its filter properties, can be modified to provide a predetermined transmittance or reflectance of electromagnetic radiation incident on the structure. In preferred embodiments, the phase change material layer is a vanadium dioxide (VO2) film formed by atomic layer deposition (ALD).