Two-Stage Beam Expansion for Alignment-Tolerant Fiber Coupling

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Solution Overview

Problem

Conventional fiber optic connections to silicon-based photonic integrated circuits face challenges in achieving high bandwidth, ease of manufacturing, misalignment tolerance, and compatibility with wafer-level packaging due to the complexity of integrating edge couplers and curved mirrors, which are difficult to manufacture and integrate with other planar processes.

Innovation Solution

A two-stage beam expansion process is implemented, comprising a first in-plane optical element for initial beam expansion and a second out-of-plane optical element for further expansion and deflection, using non-grating based optics to facilitate high bandwidth and alignment tolerance, with the second element being integrated into the silicon-based substrate to reduce complexity.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If edge coupler with 2D curved mirror is used to expand and collimate light beam, then alignment tolerance is improved, but manufacturing difficulty and device complexity increase

Engineering Contradiction:
Improvealignment toleranceVSAvoidmanufacturing difficulty
Core Design Contradiction:
Manufacturing precisionVSEase of manufacture

Solution Approach 1:

The patent segments the beam expansion process into two independent stages: first expanding the beam width using an edge coupler, then collimating the expanded beam using a separate collimating lens. This segmentation allows each component to be optimized independently and manufactured using standard planar processes, avoiding the need for complex 2D curved mirrors while achieving the same alignment tolerance improvement.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent transitions from using 2D curved mirrors (requiring high-precision direct-laser lithography) to using planar 1D grating structures combined with separate collimating lenses. This dimensional simplification enables manufacturing using standard semiconductor fabrication processes while maintaining the beam expansion and collimation functionality.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Reliability

If 2D curved mirror is integrated into photonic chip, then beam collimation is achieved, but integration complexity and height profile increase

Engineering Contradiction:
Improvebeam collimationVSAvoidintegration complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent separates the collimation function from the beam expansion function, implementing them as distinct components: an edge coupler for expansion and a separate collimating lens for beam parallelization. This segmentation reduces integration complexity compared to integrating a 2D curved mirror that combines both functions, while achieving the same beam collimation reliability.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Instead of using a 2D curved mirror to simultaneously expand and collimate the beam in a single component, the patent inverts the approach by using a planar edge coupler for expansion followed by a separate collimating lens. This inverted architecture simplifies integration with other planar processes and reduces the height profile while maintaining beam collimation performance.

Inventive Principle:
Principle #13The other way round (Inversion)

3Manufacturing precision

If grating coupler with micro-lens is used for beam expansion, then alignment tolerance is improved, but operational bandwidth is limited

Engineering Contradiction:
Improvealignment toleranceVSAvoidoperational bandwidth
Core Design Contradiction:
Manufacturing precisionVSAdaptability or versatility

Solution Approach 1:

The patent changes the operational parameters by using an edge coupler instead of a grating coupler. The edge coupler design enables broadband operation across multiple wavelengths, unlike grating couplers that are limited to specific wavelength ranges. This parameter change maintains alignment tolerance improvement while significantly expanding the operational bandwidth for high data rate WDM applications.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution enables high bandwidth, improved manufacturability, increased alignment tolerance, and compatibility with wafer-level packaging, allowing for efficient integration with other planar processes and module components.

Implementation Method 1

a first optical element, which is configured to expand the light beam in a first direction, in-plane of the photonic chip

Methodology Applied
Scientific EffectRefraction: Refraction

Implementation Method 2

a first optical element, which is configured to expand the light beam in a first direction, in-plane of the photonic chip

Methodology Applied
Scientific EffectReflection: Reflection

Implementation Method 3

a second optical element, which is configured to deflect, and at the same time further expand, the expanded light beam in a second direction, out-of-plane of the photonic chip

Methodology Applied
Scientific EffectReflection: Reflection

Data Source

PatentEP3995872B1Two-stage expanded beam optical coupling
Publication Date: 2025.10.29 INTERUNIVERSITAIR MICRO ELECTRONICS CENT (IMEC VZW)
  • EP3995872B1 patent drawingFigure 1(a)~1(b)
  • EP3995872B1 patent drawingFigure 2(a)~2(b)
  • EP3995872B1 patent drawingFigure 3(a)~3(b)

AI summary

The present disclosure relates to silicon-based photonic chips, in particular, for optically coupling to an optical fiber or optical fiber assembly, and a method for fabricating the same. The photonic chip of the disclosure comprises a single-mode waveguide configured to guide light and provide a light beam. Further, the photonic chip comprises a first optical element configured to expand the light beam in a first direction in-plane of the photonic chip, in order to provide an expanded light beam. The photonic chip also comprises a second optical element configured to deflect and at the same time further expand the expanded light beam in a second direction, in order to provide an output light beam from the photonic chip.