Universal Filtered Multi-Carrier Receiver Sideband Suppression

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Solution Overview

Problem

Current multicarrier communication systems, particularly OFDM, face challenges with Peak-to-Average Power Ratio (PAPR) and require strict time- and frequency synchronicity, which is not suitable for asynchronous users and fragmented spectrum operations, leading to Inter-Carrier Interference (ICI) and increased overhead.

Innovation Solution

The Universal Filtered Multi-Carrier (UFMC) signal format filters blocks of multiple subcarriers, providing sideband suppression and temporally soft transitions, allowing for reduced overhead and improved robustness by grouping subcarriers into frequency blocks with specific filtering, enabling efficient sideband suppression and interference reduction.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If OFDM is used with strict time- and frequency synchronization, then system performance is improved, but overhead increases due to Cyclic Prefix (typically 5-25%)

Engineering Contradiction:
Improvesystem performanceVSAvoidoverhead
Core Design Contradiction:
ReliabilityVSQuantity of substance

Solution Approach 1:

The patent extracts and removes the Cyclic Prefix component from the OFDM signal structure, replacing it with a filtered multicarrier approach that achieves similar or better performance without the overhead. The filtering operation suppresses side lobes and inter-carrier interference without requiring the time-domain CP extension.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent changes the fundamental parameters of the multicarrier signal by applying frequency-domain filtering to suppress side lobes and control interference. This parameter change (filtering) replaces the need for CP, achieving the same protective function against interference with different signal characteristics and reduced overhead.

Inventive Principle:
Principle #35Parameter changes

2Adaptability or versatility

If OFDM is used for asynchronous users, then adaptability is improved, but Inter-Carrier Interference increases due to loss of orthogonality

Engineering Contradiction:
Improveasynchronous operation supportVSAvoidInter-Carrier Interference
Core Design Contradiction:
Adaptability or versatilityVSObject-generated harmful factors

Solution Approach 1:

The patent applies preliminary filtering to the multicarrier signal in the frequency domain before transmission. This filtering proactively suppresses the side lobes that would otherwise cause inter-carrier interference in asynchronous conditions, preventing the harmful effect before it occurs rather than correcting it after reception.

Inventive Principle:
Principle #9Preliminary anti-action

Solution Approach 2:

The patent modifies the spectral characteristics of the multicarrier signal by applying windowing or filtering functions that control the side lobe levels. This parameter change in the frequency domain allows the signal to maintain orthogonality-like properties even when users are asynchronous, thereby reducing ICI while supporting flexible timing.

Inventive Principle:
Principle #35Parameter changes

3Object-generated harmful factors

If FBMC with long filter lengths is used, then side-lobe suppression is improved, but efficiency for short bursts decreases due to filter ramp-up and ramp-down time

Engineering Contradiction:
Improvespectral side-lobe levelsVSAvoidshort burst efficiency
Core Design Contradiction:
Object-generated harmful factorsVSProductivity

Solution Approach 1:

The patent segments the filtering operation into frequency-domain processing that can be applied independently to each subcarrier or subcarrier group. This segmentation allows the filter to reach steady state quickly and enables efficient processing of short bursts without requiring long ramp-up and ramp-down periods, while still achieving strong side-lobe suppression.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent replaces the time-domain filtering mechanism (which requires long filter lengths and gradual ramping) with frequency-domain filtering. This substitution changes the mechanical approach from temporal smoothing to spectral shaping, achieving side-lobe suppression with much shorter effective filter lengths and better suitability for short burst transmissions.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

4Ease of manufacture

If oscillator requirements are relaxed for low-end devices, then device cost is reduced, but frequency shifts and phase jitters increase in baseband processing

Engineering Contradiction:
Improvedevice costVSAvoidfrequency stability
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent applies self-service principles by making the transmitted signal inherently more robust to frequency offsets and phase variations through frequency-domain filtering. The filtered signal structure automatically compensates for oscillator imperfections, allowing low-end devices with relaxed oscillator requirements to maintain reliable communication without needing high-precision frequency control.

Inventive Principle:
Principle #25Self-service

Data Source

PatentEP2840749B1Receiver and receive method for a filtered multicarrier signal
Publication Date: 2020.09.30 ALCATEL LUCENT SA
  • EP2840749B1 patent drawingFigure 1
  • EP2840749B1 patent drawingFigure 2a~2b
  • EP2840749B1 patent drawingFigure 3

AI summary

Embodiments relate to a receiver (310) for receiving a multicarrier signal. The multicarrier signal comprises a first frequency block with a first group of subcarriers, the first frequency block being filtered with a first frequency block specific sideband suppression filter (106-1) for sideband suppression outside of said first frequency block, and at least a second frequency block with at least a second group of subcarriers, the second frequency block being filtered with a second frequency block specific sideband suppression filter (106-2) for sideband suppression outside of said second frequency block. The receiver (310) comprises a filter module (320) operable to perform an inverse sideband suppression filter operation for the first and at least the second frequency block. The invention proposes a generalization of Filtered Bank Multi Carrier (FBMC) and filtered OFDM with shorter filter's length due to a broader band processing per filter.