Upstream Synchronization Apparatus Using Complementary Pilot Channel Estimation

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Solution Overview

Problem

DOCSIS 3.1 upstream systems face inefficiencies in synchronization and channel equalization due to frequency and phase offsets caused by sampling clock offsets, leading to performance degradation, especially in high-order symbols without pilot presence.

Innovation Solution

A synchronization apparatus and method that calculates channel estimation values using predefined pilots and complementary pilots, extracts compensation parameters from symbol constellations, and performs error compensation to enhance channel equalization, effectively addressing CFO and sampling clock offset issues.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional channel estimation using only predefined pilots is used, then the system is simple to implement, but frequency and phase offsets cause performance degradation in high-order symbols

Engineering Contradiction:
Improvesynchronization performanceVSAvoidchannel estimation complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent segments the channel estimation process into two distinct stages: first using predefined pilots to obtain initial channel estimates, then using complementary pilots to correct frequency and phase offsets. This segmentation allows each estimation method to address specific aspects of the channel characteristics, improving overall reliability while maintaining manageable complexity through modular processing.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent performs preliminary channel estimation using predefined pilots before addressing frequency and phase offsets. This preliminary action establishes a baseline channel estimate that is then refined by subsequent correction steps, ensuring that synchronization performance is improved without requiring complete redesign of the estimation process.

Inventive Principle:
Principle #10Preliminary action

2Productivity

If sampling clock offset correction is not performed, then the system operates with simpler synchronization, but frequency and phase offsets accumulate causing transmission performance degradation

Engineering Contradiction:
Improvetransmission performanceVSAvoidsynchronization operation
Core Design Contradiction:
ProductivityVSEase of operation

Solution Approach 1:

The patent implements a feedback mechanism where complementary pilots are used to detect frequency and phase offsets, and compensation parameters are generated based on these detections. The compensation is then applied to correct the offsets, creating a closed-loop system that continuously monitors and corrects synchronization errors, thereby improving transmission performance through automated offset correction.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent changes the parameter set used for channel estimation by introducing complementary pilots with different characteristics alongside the predefined pilots. By adjusting and combining estimates from multiple pilot types with different sensitivities to frequency and phase offsets, the system achieves better correction performance while managing operational complexity through systematic parameter combination.

Inventive Principle:
Principle #35Parameter changes

3Measurement precision

If only predefined pilots are used for channel estimation, then the estimation process is computationally efficient, but accuracy deteriorates due to uncorrected frequency and phase offsets

Engineering Contradiction:
Improvechannel estimation accuracyVSAvoidcomputational energy
Core Design Contradiction:
Measurement precisionVSUse of energy by moving object

Solution Approach 1:

The patent combines estimates from two different pilot types (predefined pilots and complementary pilots) to create a composite channel estimate. This composite approach leverages the strengths of each pilot type: predefined pilots provide initial estimation efficiency, while complementary pilots provide offset correction accuracy. The combination achieves high measurement precision through systematic integration of multiple estimation sources.

Inventive Principle:
Principle #40Composite materials

Data Source

PatentUS20210211336A1Synchronization apparatus and method for upstream system
Publication Date: 2021.07.08 ELECTRONICS & TELECOMM RES INST
  • US20210211336A1 patent drawing
  • US20210211336A1 patent drawing
  • US20210211336A1 patent drawing

AI summary

Disclosed herein are a synchronization apparatus and method for a upstream system. The synchronization apparatus for a upstream system includes one or more processors, and execution memory for storing at least one program that is executed by the one or more processors, wherein the at least one program is configured to receive a signal and calculate a first channel estimation value for the received signal using a predefined pilot, and calculate a second channel estimation value using a predefined complementary pilot and the first channel estimation value.