Vertical Federated Learning Preparation for Private Sample Alignment

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Solution Overview

Problem

Existing federated learning methods in 5G networks face challenges in training machine learning models without sharing raw data due to data privacy and security concerns, particularly in vertical federated learning scenarios where participants have different features for the same samples.

Innovation Solution

A method and device for vertical federated learning (VFL) that involves a VFL server transmitting preparation requests to VFL clients, including a machine learning preparation flag, and checking for ML model training requirements, using services like Nnwdaf_MLModelTraining_Subscribe or Nnef_VFLPreparation_Subscribe, to align samples and train models without data exchange.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If raw data is shared across network functions for machine learning model training, then model training effectiveness is improved, but data privacy and security are compromised

Engineering Contradiction:
Improvemodel training effectivenessVSAvoiddata privacy and security risks
Core Design Contradiction:
Measurement precisionVSObject-affected harmful factors

Solution Approach 1:

The patent segments the data processing workflow into distinct phases: data collection at source network functions, local preprocessing and feature extraction, and centralized model training at the NWDAF. This segmentation allows each entity to process only the data it needs to retain, eliminating the need to share raw data while maintaining training effectiveness through coordinated intermediate result exchange.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent introduces an intermediary data processing layer that transforms raw data into intermediate representations (features, statistics, or model updates) before transmission to the central training entity. This intermediary processing acts as a privacy-preserving barrier, allowing model training to proceed on derived data without exposing sensitive raw information across network boundaries.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Object-affected harmful factors

If federated learning is implemented without data sharing, then data privacy is preserved, but model training complexity increases due to coordination overhead

Engineering Contradiction:
Improvedata privacy preservationVSAvoidmodel training coordination complexity
Core Design Contradiction:
Object-affected harmful factorsVSDevice complexity

Solution Approach 1:

The patent defines a universal preparation request message structure that can accommodate multiple data types and processing scenarios. The standardized message format includes fields for various intermediate result representations (features, statistics, gradients) and supports different service operations (Nnwdaf_MLModelTraining_Subscribe, Nnef_VFLPreparation_Subscribe), reducing coordination complexity through a unified interface that handles diverse federated learning workflows.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent changes the state of data from raw form to processed intermediate representations through standardized transformation parameters defined in the preparation request. By establishing conventional parameter transformations (feature extraction methods, aggregation functions, encoding schemes), the system reduces coordination complexity through predictable, standardized data state transitions that simplify inter-entity communication.

Inventive Principle:
Principle #35Parameter changes

3Object-affected harmful factors

If vertical federated learning is performed with different feature sets, then data privacy is maintained, but sample alignment difficulty increases

Engineering Contradiction:
Improvedata privacy maintenanceVSAvoidsample alignment difficulty
Core Design Contradiction:
Object-affected harmful factorsVSDifficulty of detecting and measuring

Solution Approach 1:

The patent implements self-service sample alignment mechanisms where each network function independently processes its local data through standardized preparation operations defined in the request message. Each entity performs feature extraction, filtering, or transformation locally based on its available features, and the standardized message structure ensures that intermediate results are automatically compatible for aggregation, eliminating complex cross-entity alignment procedures.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The patent performs preliminary data preparation and feature extraction at each participating network function before central aggregation. The preparation request message specifies preprocessing operations to be executed locally, ensuring that data is transformed into a standardized intermediate format in advance. This preliminary action resolves sample alignment issues beforehand, allowing the central NWDAF to directly aggregate results without complex alignment procedures.

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS20250252354A1Method for supporting federated learning based on non-sharing of original data and device performing the same
Publication Date: 2025.08.07 ELECTRONICS & TELECOMM RES INST
  • US20250252354A1 patent drawing
  • US20250252354A1 patent drawing
  • US20250252354A1 patent drawing

AI summary

Disclosed are a method of supporting federated learning based on non-sharing of original data and a device for performing the same. An operating method of a vertical federated learning (VFL) server according to an embodiment may include transmitting a VFL preparation request to a VFL client, receiving a response to the VFL preparation request from the VFL client, and performing VFL with the VFL client, wherein the VFL preparation request may include a machine learning (ML) preparation flag.