VNIR Spectrometer with Concave Grating for Uniform Resolution

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Solution Overview

Problem

Spectrometers face challenges in achieving high and uniform spectral resolution across their spectral range while being compact and cost-effective, with existing designs often showing a 'U' shaped curve in spectral resolution versus wavelength plots and varying performance at different wavelengths.

Innovation Solution

A spectrometer design featuring a concave diffraction grating with a Littrow configuration and adjustable light source mount, which allows for precise adjustment of the light source's distance, orientation, and position to optimize the angle of incidence and out-of-plane angle between 5 to 8 degrees and 1.5 to 4 degrees respectively, combined with a correcting lens and order sorting filter to enhance spectral resolution.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If a conventional spectrometer design is used, then the spectral resolution varies significantly across the spectral range (U-shaped curve), but the device complexity and cost are reduced

Engineering Contradiction:
Improvespectral resolution uniformityVSAvoidoptical system complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent applies parameter changes by optimizing the angle of incidence (5 to 8 degrees) and out-of-plane angle (1.5 to 4 degrees) of the light beam relative to the diffraction grating's axis of normal incidence. These specific angular parameters transform the conventional U-shaped spectral resolution curve into a substantially flat response across the spectral range, achieving uniform spectral resolution below 5 nm from 400 nm to 850 nm without requiring complex additional optical elements

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs a concave diffraction grating with a specific radius of curvature (R = 75 mm) to achieve both dispersion and focusing functions. The curved surface of the grating enables it to act as both a dispersing element and a focusing element, eliminating the need for separate correcting lenses and simplifying the optical system while maintaining uniform spectral resolution across the detection range

Inventive Principle:
Principle #14Spheroidality (Curvature)

2Measurement precision

If the spectral range is extended, then the spectral resolution decreases at the wavelength limits, but the useful detection range is increased

Engineering Contradiction:
Improvespectral resolutionVSAvoidspectral range coverage
Core Design Contradiction:
Measurement precisionVSAdaptability or versatility

Solution Approach 1:

The patent uses parameter changes by optimizing the diffraction grating parameters (groove density, blaze angle) and the incident angles to achieve a balance between spectral range and resolution. The specific angular parameters (5-8 degrees in-plane, 1.5-4 degrees out-of-plane) enable the system to maintain spectral resolution below 5 nm across an extended range from 400 nm to 850 nm, overcoming the conventional degradation at wavelength limits

Inventive Principle:
Principle #35Parameter changes

3Device complexity

If compact and cost-effective design is prioritized, then additional correcting elements are removed, but the spectral resolution uniformity deteriorates

Engineering Contradiction:
Improvenumber of optical elementsVSAvoidspectral resolution uniformity
Core Design Contradiction:
Device complexityVSMeasurement precision

Solution Approach 1:

The patent applies universality by designing the concave diffraction grating to perform multiple functions simultaneously: dispersion of light into different wavelengths and focusing of the diffracted light onto the detector. This multi-functional design eliminates the need for separate correcting lenses or mirrors, reducing the number of optical elements while maintaining uniform spectral resolution across the spectral range

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The concave (curved) surface of the diffraction grating enables it to provide both angular dispersion and spatial focusing in a single element. The specific radius of curvature (R = 75 mm) is optimized to achieve uniform spectral resolution without requiring additional correcting optical elements, thus simplifying the overall instrument design while maintaining measurement precision

Inventive Principle:
Principle #14Spheroidality (Curvature)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The design achieves improved spectral resolution with minimal variation across the spectral range, reducing the spectral resolution to below 5 nm over 95% of the range and maintaining high performance from 400 nm to 850 nm, while maintaining a compact and cost-effective structure.

Implementation Method 1

a diffraction grating configured to receive a light beam from the light source and to disperse the light beam to form a dispersed light beam

Methodology Applied
Scientific EffectDiffraction: Diffraction

Data Source

PatentUS11022488B1Spectrometer for VNIR spectrometry
Publication Date: 2021.06.01 MALVERN PANALYTICAL INC
  • US11022488B1 patent drawing
  • US11022488B1 patent drawing
  • US11022488B1 patent drawing

AI summary

A spectrometer is disclosed, comprising: a light source configured to receive light from a scene; a diffraction grating configured to receive a light beam from the light source and to disperse the light beam to form a dispersed light beam, the diffraction grating comprising an axis of normal incidence and a plurality of grooves, these defining a plane that includes the axis of normal incidence and which is normal to the grooves; a detector configured to detect the dispersed light beam; wherein the angle of incidence, between the light beam and the axis of normal incidence in the plane, is 5 to 8 degrees, and the out-of-plane angle, between the light beam and the axis of normal incidence outside the plane is 1.5 to 4 degrees. A correcting lens may be provided, disposed between the diffraction grating and the detector.