Waveguide Antenna With Segmented Metamaterial Core

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Solution Overview

Problem

Current waveguide antennas face challenges in achieving high emission efficiency and precise control of radiation strength, especially in silicon waveguides, which are difficult to fabricate and limit the integration density, and are not optimized for free-space coupling, hindering applications like on-chip optical phased arrays for LIDAR systems.

Innovation Solution

A surface-emitting waveguide antenna device with a metamaterial core using a periodic subwavelength grating and laterally separated radiative elements, allowing for controlled effective index and radiation strength, enabling efficient coupling to free-space beams with minimal loss and fabrication complexity.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Loss of energy

If sidewall modulated waveguide gratings are used for free-space coupling, then coupling between planar waveguides and free-space is achieved, but emission efficiency is moderate and radiation strength control is poor

Engineering Contradiction:
Improveemission efficiencyVSAvoidradiation strength control
Core Design Contradiction:
Loss of energyVSEase of operation

Solution Approach 1:

The waveguide structure is segmented into distinct regions: a core waveguide region and separate radiative elements positioned away from the core. This segmentation allows independent optimization of light propagation (in the core) and radiation emission (in the radiative elements), thereby improving emission efficiency while enabling precise control of radiation strength through the spatial coupling between these separated components.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

An intermediate coupling mechanism is introduced between the waveguide core and radiative elements, allowing controlled energy transfer. This intermediary coupling enables precise adjustment of radiation strength while maintaining high emission efficiency, as the coupling can be optimized independently from the radiation emission process.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Loss of energy

If very small perturbations with feature sizes below 10 nm are used to reduce grating strength, then weak radiation coupling is achieved, but fabrication precision becomes extremely difficult

Engineering Contradiction:
Improveradiation coupling strengthVSAvoidfeature size fabrication
Core Design Contradiction:
Loss of energyVSManufacturing precision

Solution Approach 1:

The design transitions from controlling radiation strength through lateral feature size (2D plane) to controlling it through vertical separation distance between the waveguide core and radiative elements (3D space). This dimensional change allows radiation strength adjustment without requiring sub-10 nm lateral fabrication precision, as the coupling is controlled by the vertical gap which can be fabricated with standard precision.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The radiation coupling strength is controlled by changing the separation distance parameter between the waveguide core and radiative elements, rather than changing the lateral dimensions of features. This parameter change enables weak radiation coupling to be achieved with fabrication tolerances compatible with state-of-the-art photonic foundries.

Inventive Principle:
Principle #35Parameter changes

3Shape

If long waveguide antennas are used to achieve narrow beam divergence, then beam directionality is improved, but radiation strength becomes too strong requiring very weak coupling

Engineering Contradiction:
Improvebeam divergenceVSAvoidradiation strength
Core Design Contradiction:
ShapeVSLoss of energy

Solution Approach 1:

The antenna is segmented into a long core waveguide (for narrow beam divergence) and separately positioned radiative elements (for controlled radiation). This segmentation allows the core to be optimized for beam directionality while the radiative elements provide controlled coupling, enabling long antennas to maintain both narrow beam divergence and manageable radiation strength.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The intermediate coupling between the long waveguide core and radiative elements acts as a mediator that decouples the relationship between antenna length and radiation strength. This allows the core to be made very long for narrow beam divergence while the intermediate coupling controls the radiation strength to appropriate levels.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Adaptability or versatility

If silicon waveguide platform is used for high integration density, then device integration is improved, but fabrication of weak gratings becomes extremely difficult

Engineering Contradiction:
Improveintegration densityVSAvoidgrating fabrication
Core Design Contradiction:
Adaptability or versatilityVSManufacturing precision

Solution Approach 1:

The design moves the grating structure from the lateral plane (where silicon waveguide fabrication limits precision) to the vertical dimension (where separation distance can be controlled with standard fabrication precision). This allows silicon waveguides to maintain their high integration density advantage while avoiding the sub-10 nm grating fabrication difficulties through vertical separation of the radiative elements.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution achieves high radiation efficiency and precise control of antenna strength, enabling narrow beam divergence and efficient power transfer, suitable for long antennas and on-chip integration, reducing device size and weight, and improving scanning speeds for applications like LIDAR systems.

Implementation Method 1

a waveguide core having an effective refractive index to support the waveguide mode for propagating light

Methodology Applied
Scientific EffectEffective index control via periodic grating: Diffraction Grating

Implementation Method 2

The waveguide core evanescently couples the propagating mode to the radiative elements separated from the waveguide core

Methodology Applied
Scientific EffectEvanescent coupling:

Implementation Method 3

an array of radiative elements arranged in a longitudinal direction along said waveguide core and laterally separated therefrom, and with a pitch to optically diffract light off a plane of the waveguide

Methodology Applied
Scientific EffectDiffraction: Diffraction

Data Source

PatentUS20230273373A1Waveguide antenna
Publication Date: 2023.08.31 NAT RES COUNCIL OF CANADA
  • US20230273373A1 patent drawing
  • US20230273373A1 patent drawing
  • US20230273373A1 patent drawing

AI summary

An interface device for performing off-chip coupling in optical waveguides includes an optical waveguide core for propagating light of a particular wavelength or a plurality of wavelengths and an array of radiative elements configured to change the propagation direction of the light. The optical waveguide core is configured to control the effective refractive index of the propagation mode of the light. The device can thus serve as an optical antenna for coupling between a waveguide mode and a free-space propagating beam or a plurality of free-space propagating beams in an arrayed configuration.