Waveguide Surface Roughness Reduction via Cyclic Oxidation-Etching

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Solution Overview

Problem

Existing waveguide structures in integrated optical devices suffer from surface roughness and line edge roughness issues during the etching process, leading to deviations in shape, dimension, and increased light transmission loss due to scattering.

Innovation Solution

A method involving a cyclic oxidation and etching process is employed to reduce surface roughness, where an oxidizing step and an etching step are alternately repeated to form a waveguide pattern with a desired smoothness, followed by nitridization and cladding, resulting in ultra-low surface roughness and line edge roughness.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If a conventional etching process is used to form waveguide patterns, then the manufacturing process is simple and fast, but the surface roughness and line edge roughness increase leading to higher light transmission loss

Engineering Contradiction:
Improvesurface roughnessVSAvoidprocess complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent applies periodic action by implementing a cyclic oxidation-etching process where oxidation and etching steps are alternately repeated multiple times. Each cycle reduces surface roughness progressively, achieving ultra-low roughness values (Rrms < 1 nm) that would be impossible with a single etching step. This periodic alternation between oxidation (which smooths surfaces) and etching (which defines patterns) resolves the contradiction between precision and complexity.

Inventive Principle:
Principle #19Periodic action

Solution Approach 2:

The conventional single-step etching process is segmented into multiple discrete cycles of oxidation followed by etching. Each cycle is a separate, controllable step that contributes incrementally to the final surface quality. This segmentation allows precise control over surface roughness by adjusting the number of cycles, oxidation time, and etching parameters, thereby achieving high precision without excessive overall complexity.

Inventive Principle:
Principle #1Segmentation

2Loss of energy

If the etching process is optimized to reduce surface roughness, then light transmission loss decreases, but the manufacturing time and process complexity increase

Engineering Contradiction:
Improvelight transmission lossVSAvoidmanufacturing time
Core Design Contradiction:
Loss of energyVSLoss of time

Solution Approach 1:

The patent employs parameter changes by systematically adjusting oxidation temperature, oxidation time, etching power, and etching time across different cycles. By optimizing these parameters, the process achieves ultra-low surface roughness (Rrms < 1 nm) that minimizes light scattering loss. The parameter optimization ensures that each cycle contributes maximally to roughness reduction while minimizing cycle time, thus reducing total manufacturing time despite multiple cycles.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The cyclic oxidation-etching process maintains continuous useful action by ensuring that each cycle immediately follows the previous one without unnecessary interruptions. The oxidation step continuously smooths the surface while the subsequent etching step continuously refines the pattern, creating an unbroken sequence of beneficial actions. This continuity maximizes efficiency and reduces total processing time compared to interrupted or batch-wise approaches.

Inventive Principle:
Principle #20Continuity of useful action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method significantly reduces surface roughness and line edge roughness, minimizing light transmission loss and enhancing the performance of the waveguide by maintaining low scattering losses.

Implementation Method 1

A surface of the waveguide pattern is oxidized to form an oxide layer. The oxide layer is etched. The oxidizing step and the etching step are repeated alternately multiple times

Methodology Applied
Scientific EffectOxidation: Oxidation

Implementation Method 2

The waveguide pattern is nitridized to form a nitrided oxide layer on the waveguide pattern

Methodology Applied
Scientific EffectNitridization: Nitriding

Data Source

PatentUS20240393535A1Semiconductor devices and methods of forming the same
Publication Date: 2024.11.28 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
  • US20240393535A1 patent drawing
  • US20240393535A1 patent drawing
  • US20240393535A1 patent drawing

AI summary

Integrated optical devices and methods of forming the same are disclosed. A method of forming an integrated optical device includes the following steps. A substrate is provided. The substrate includes, from bottom to top, a first semiconductor layer, an insulating layer and a second semiconductor layer. The second semiconductor layer is patterned to form a waveguide pattern. A surface smoothing treatment is performed to the waveguide pattern until a surface roughness Rz of the waveguide pattern is equal to or less than a desired value. A cladding layer is formed over the waveguide pattern.