Waveguide Structure Etch Stop Buffer Layer

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Solution Overview

Problem

In photonic integrated circuits, it is challenging to control different etching depth levels across a wafer and across different patterns for rib-type waveguides, leading to performance issues and significant transmission loss due to rough surfaces during multi-step etching.

Innovation Solution

The proposed waveguide structure includes a bottom dielectric layer, a core layer, an etch stop layer, and a cladding layer, with a buffer layer between the etch stop and cladding layers to reduce surface roughness and scattering loss, using deposition methods like PECVD and ALD to ensure uniform thickness and refractive index control.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If rib-type waveguide structure is used, then waveguide functionality is achieved, but etching depth control becomes difficult across wafer and patterns

Engineering Contradiction:
Improvewaveguide functionalityVSAvoidetching depth control
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

The patent applies preliminary action by forming the core layer with a predetermined thickness before etching the cladding layer. The core layer is deposited to a specific thickness (e.g., 200-500 nm) that pre-determines the final waveguide dimensions, eliminating the need for complex multi-step etching depth control. This preliminary layer formation ensures consistent waveguide dimensions across the wafer and different patterns.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent segments the waveguide fabrication into distinct deposition steps rather than relying on a single etching process. The structure is built by sequentially depositing the core layer, etch stop layer, and cladding layer, each with controlled thickness. This segmentation transforms the manufacturing challenge from controlling etch depth to controlling deposition thickness, which is more precise and repeatable.

Inventive Principle:
Principle #1Segmentation

2Shape

If multi-step etching is performed, then rib waveguide structure is formed, but surface roughness increases causing transmission loss

Engineering Contradiction:
Improverib waveguide structureVSAvoidtransmission loss
Core Design Contradiction:
ShapeVSLoss of energy

Solution Approach 1:

The patent introduces an etch stop layer as an intermediary between the core layer and cladding layer. This thin layer (e.g., 50-150 nm) serves as a protective mediator that prevents direct exposure of the core layer surface during cladding etching. The etch stop layer has different etch selectivity, allowing the cladding to be removed or patterned without damaging the underlying core, thereby maintaining surface smoothness and reducing scattering loss.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The etch stop layer provides beforehand cushioning by being deposited over the core layer before the cladding layer is formed or etched. This cushioning layer protects the core layer surface from the harsh etching conditions that would otherwise create rough surfaces. The etch stop layer absorbs the mechanical and chemical stress of the etching process, preserving the optical quality of the waveguide core.

Inventive Principle:
Principle #11Beforehand cushioning (Prior cushioning)

3Loss of energy

If etch stop layer is added, then surface roughness is reduced, but device complexity increases

Engineering Contradiction:
Improvetransmission lossVSAvoidlayer structure
Core Design Contradiction:
Loss of energyVSDevice complexity

Solution Approach 1:

The patent changes the fundamental parameter from etching depth control to deposition thickness control. By using atomic layer deposition (ALD) or chemical vapor deposition (CVD) to form the etch stop layer with atomic-level thickness precision, the process achieves superior surface quality without requiring complex etching sequences. The parameter change from mechanical etching to controlled deposition simplifies the overall manufacturing complexity.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces the mechanical etching system with a deposition-based system. Instead of using complex multi-step etching processes to achieve smooth surfaces, the invention uses controlled deposition of the etch stop layer to inherently provide surface protection. This substitution of the manufacturing mechanism eliminates the need for precise mechanical etching control while achieving the same or better surface quality.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This configuration enhances optical coupling efficiency and reduces transmission loss by minimizing surface roughness and scattering, thereby improving the performance and yield of waveguide structures.

Implementation Method 1

using deposition methods like PECVD and ALD to ensure uniform thickness and refractive index control

Methodology Applied
Scientific EffectPECVD (Plasma Enhanced Chemical Vapour Deposition): Plasma Enhanced Chemical Vapour Deposition

Implementation Method 2

using deposition methods like PECVD and ALD to ensure uniform thickness and refractive index control

Methodology Applied
Scientific EffectALD (Atomic Layer Deposition):

Implementation Method 3

an optical waveguide structure... configured to guide a light signal

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Data Source

PatentUS9383513B2Waveguide structure
Publication Date: 2016.07.05 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
  • US9383513B2 patent drawing
  • US9383513B2 patent drawing
  • US9383513B2 patent drawing

AI summary

A waveguide structure includes a bottom dielectric layer, a core layer disposed over the bottom dielectric layer, an etch stop layer disposed over the core layer, and a cladding layer or a buffer layer disposed over the etch stop layer. The waveguide structure is configured to guide a light signal through different geography, such as straight, taper, turning, grating and tight coupling sections.