Optical Waveguide Grating Reducing Insertion Loss

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Solution Overview

Problem

Existing optical waveguide and arrayed waveguide grating designs require large circuit sizes, complex manufacturing processes, and suffer from high insertion loss when light transitions between slab and arrayed waveguides due to radiation modes and optimization challenges in transition regions.

Innovation Solution

The implementation of a phase grating in the slab waveguide with refractive index difference regions, where the end of the arrayed waveguide is positioned at a constructive interference portion of the grating's self-image, utilizing the Talbot effect to concentrate light and reduce insertion loss without increasing circuit size or complexity.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Loss of energy

If a transition region is disposed between the slab waveguide and the arrayed waveguide to reduce insertion loss, then the light propagation is improved, but the circuit size increases

Engineering Contradiction:
Improveinsertion lossVSAvoidcircuit size
Core Design Contradiction:
Loss of energyVSArea of stationary object

Solution Approach 1:

The patent extracts the essential function of the transition region (light concentration) and implements it through a grating structure with specific parameters rather than a gradual refractive index change. This allows achieving the same light concentration effect without the extended transition region, thereby reducing circuit size while maintaining low insertion loss.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent changes the parameters of the grating structure (grating period, depth, width) to optimize the self-image formation and light concentration. By adjusting these parameters, the system achieves effective light coupling without requiring a large transition region, thus resolving the contradiction between insertion loss reduction and circuit size reduction.

Inventive Principle:
Principle #35Parameter changes

2Loss of energy

If a slope portion is disposed between the slab waveguide and the arrayed waveguide to reduce insertion loss, then the light propagation is improved, but the manufacturing complexity increases

Engineering Contradiction:
Improveinsertion lossVSAvoidmanufacturing complexity
Core Design Contradiction:
Loss of energyVSEase of manufacture

Solution Approach 1:

The patent segments the waveguide structure into distinct regions (slab waveguide, grating region, arrayed waveguide) with clear boundaries. The grating is formed as a separate structured element with discrete parameters, making it easier to manufacture using standard photolithography and etching processes compared to continuous slope portions requiring precise gradual tapering.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent defines specific parameter ranges for the grating structure (period, depth, width) that can be controlled using conventional manufacturing tolerances. This approach simplifies manufacturing compared to slope portions that require precise control of continuous geometric variations, thereby reducing manufacturing complexity while maintaining low insertion loss.

Inventive Principle:
Principle #35Parameter changes

3Loss of energy

If island-shaped regions with tapered shape are disposed in the slab waveguide to concentrate light, then the insertion loss is reduced, but the design complexity increases

Engineering Contradiction:
Improveinsertion lossVSAvoiddesign complexity
Core Design Contradiction:
Loss of energyVSDevice complexity

Solution Approach 1:

The patent optimizes the grating parameters (period, depth, width) to achieve the desired light concentration effect through self-image formation. This parametric optimization approach is more straightforward than designing complex tapered island-shaped regions, reducing design complexity while maintaining effective light coupling and low insertion loss.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The grating structure creates a self-image (optical copy) of the input light distribution at a specific distance, which naturally concentrates light at the arrayed waveguide input. This optical copying mechanism simplifies the design compared to manually shaping tapered regions, as the concentration pattern is automatically generated by the diffraction and interference of the grating structure.

Inventive Principle:
Principle #26Copying

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This configuration reduces insertion loss by concentrating light as a propagation mode in the arrayed waveguide, maintaining a compact design and simplifying manufacturing, while ensuring uniform light distribution and reduced radiation loss.

Implementation Method 1

due to Talbot effect, the self-image of the grating is formed according to wavelength of light and a period of the grating formed in the slab waveguide

Methodology Applied
Scientific EffectTalbot effect:

Implementation Method 2

an end of the arrayed waveguide is disposed at a position where a constructive interference portion of a self-image of the grating is formed

Methodology Applied
Scientific EffectConstructive interference: Interference

Implementation Method 3

a phase grating in the slab waveguide with refractive index difference regions

Methodology Applied
Scientific EffectDiffraction: Diffraction

Implementation Method 4

The implementation of a phase grating in the slab waveguide with refractive index difference regions, where the end of the arrayed waveguide is positioned at a constructive interference portion of the grating's self-image

Methodology Applied
Scientific EffectPhase modulation: Phase Modulation

Data Source

PatentUS10054738B2Optical waveguide and arrayed waveguide grating
Publication Date: 2018.08.21 NTT ELECTORNICS CORP
  • US10054738B2 patent drawing
  • US10054738B2 patent drawing
  • US10054738B2 patent drawing

AI summary

A technique that does not increase the circuit size, does not make the circuit design and manufacturing difficult, and can reduce insertion loss when light enters from a slab waveguide toward an arrayed waveguide or when the light enters from the arrayed waveguide toward the slab waveguide. An optical waveguide provided with a slab waveguide in which a grating is formed therein at a distance from an end, and an arrayed waveguide whose end is connected to an end of the slab waveguide at a position where a constructive interference portion of a self-image of the grating is formed. An arrayed waveguide grating provided with a first input/output waveguide, the above-mentioned optical waveguide where an end of the slab waveguide on the opposite side of the arrayed waveguide is connected to an end of the first input/output waveguide, a second slab waveguide connected to an end of the arrayed waveguide on the opposite side of the slab waveguide, and a second input/output waveguide connected to an end of the second slab waveguide on the opposite side of the arrayed waveguide.