Waveguide Lens Assembly for Misalignment-Tolerant Optical Coupling

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Solution Overview

Problem

Existing optical devices face challenges in achieving efficient optical coupling between optical elements and external components due to the need for precise alignment and high accuracy in positioning, leading to issues such as light loss, vignetting, and aberration.

Innovation Solution

The optical device incorporates a first lens joined to an optical waveguide to emit or receive light, with a second lens converting the light into collimated light, and optionally a third lens for condensing, using aspherical designs and offsetting optical axes to minimize aberration and reflection, allowing for improved optical coupling efficiency.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If precise alignment and high accuracy positioning are used to achieve efficient optical coupling, then optical coupling efficiency is improved, but device complexity and manufacturing difficulty increase

Engineering Contradiction:
Improveoptical coupling efficiencyVSAvoidalignment precision requirement
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent employs aspherical lens surfaces instead of spherical surfaces to correct optical aberrations and improve coupling efficiency. The aspherical design allows for better light focusing and reduced sensitivity to misalignment, thereby improving optical coupling efficiency without requiring extremely precise alignment tolerances.

Inventive Principle:
Principle #14Spheroidality (Curvature)

Solution Approach 2:

The patent optimizes various optical parameters including lens curvature radii, lens spacing, and numerical apertures to achieve efficient coupling. By carefully selecting and adjusting these parameters, the system achieves high coupling efficiency while maintaining practical manufacturing tolerances and alignment requirements.

Inventive Principle:
Principle #35Parameter changes

2Ease of manufacture

If conventional spherical lenses are used, then manufacturing is simpler, but optical aberration and light loss increase

Engineering Contradiction:
Improvelens manufacturing simplicityVSAvoidlight loss due to aberration
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The patent replaces conventional spherical lenses with aspherical lenses that have surfaces defined by higher-order polynomial equations. This design correction eliminates spherical aberration and other optical defects, significantly reducing light loss while remaining manufacturable through modern precision molding and grinding techniques.

Inventive Principle:
Principle #14Spheroidality (Curvature)

3Reliability

If optical axes are aligned perfectly, then theoretical coupling efficiency is maximized, but tolerance for misalignment is zero

Engineering Contradiction:
Improvetheoretical coupling efficiencyVSAvoidtolerance for misalignment
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The aspherical lens design inherently provides greater tolerance to misalignment compared to spherical lenses. The optimized aspherical surfaces are designed to maintain acceptable coupling efficiency even when lateral or angular misalignment occurs, thereby providing robustness against manufacturing and assembly variations.

Inventive Principle:
Principle #14Spheroidality (Curvature)

Solution Approach 2:

The optical design preemptively compensates for potential misalignment by incorporating offset configurations and optimized numerical apertures that reduce the impact of positioning errors. The lens parameters are pre-calculated to counteract expected misalignment effects, ensuring stable performance in practical applications.

Inventive Principle:
Principle #9Preliminary anti-action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution achieves reduced light loss and increased tolerance for misalignment, enhancing the optical coupling efficiency between optical elements and external components.

Implementation Method 1

a first lens joined to an end surface of an optical waveguide of an optical element to emit light emitted from the optical element

Methodology Applied
Scientific EffectRefraction: Refraction

Implementation Method 2

a second lens optically coupled with the first lens to convert the light emitted from the first lens into collimated light

Methodology Applied
Scientific EffectRefraction: Refraction

Data Source

PatentUS12566303B2Optical device
Publication Date: 2026.03.03 SUMITOMO ELECTRIC INDUSTRIES LTD
  • US12566303B2 patent drawing
  • US12566303B2 patent drawing
  • US12566303B2 patent drawing

AI summary

Disclosed is an optical device including a first lens and a second lens. The first lens of the optical device is joined to an end surface of an optical waveguide of an optical element to emit light emitted from the optical element. The second lens is optically coupled with the first lens to convert the light emitted from the first lens into collimated light.