Optical Waveguide Refractive Index Change Region

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Solution Overview

Problem

Existing optical waveguide and arrayed waveguide connections suffer from increased circuit size, complex circuit design, and manufacturing difficulties, as well as high insertion loss when light transitions between slab and arrayed waveguides.

Innovation Solution

The implementation of a grating in the slab waveguide with a refractive index change region between the slab and arrayed waveguides, optimized for constructive interference, reduces insertion loss by localizing light of specific wavelengths and maintaining a compact design.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Loss of energy

If a transition region is disposed between slab waveguide and arrayed waveguide, then insertion loss is reduced, but circuit size is increased

Engineering Contradiction:
Improveinsertion lossVSAvoidcircuit size
Core Design Contradiction:
Loss of energyVSArea of stationary object

Solution Approach 1:

The patent introduces a refractive index change region that extends in the vertical dimension (depth direction) rather than only in the horizontal propagation direction. This vertical extension allows the transition region to be compact in the planar circuit layout while still providing effective refractive index grading to reduce insertion loss.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The refractive index change region is localized at specific positions between the slab waveguide and arrayed waveguide, with the refractive index varying only in the vertical direction at these localized points. This localized approach reduces the overall circuit size while maintaining the insertion loss reduction function.

Inventive Principle:
Principle #3Local quality

2Loss of energy

If a slope portion is disposed between slab waveguide and arrayed waveguide, then insertion loss is reduced, but circuit manufacturing becomes difficult

Engineering Contradiction:
Improveinsertion lossVSAvoidcircuit manufacturing
Core Design Contradiction:
Loss of energyVSEase of manufacture

Solution Approach 1:

Instead of using a slope portion that requires complex geometric shaping, the patent changes the refractive index parameter vertically at localized positions. This parameter change approach is easier to manufacture using standard waveguide fabrication techniques while achieving the same insertion loss reduction effect.

Inventive Principle:
Principle #35Parameter changes

3Loss of energy

If tapered shape and position of island-shaped region are optimized, then light concentration on arrayed waveguide is improved, but circuit design becomes difficult

Engineering Contradiction:
Improveinsertion lossVSAvoidcircuit design
Core Design Contradiction:
Loss of energyVSDevice complexity

Solution Approach 1:

The refractive index change region is segmented into multiple discrete regions with different refractive indices arranged in the vertical direction. This segmentation simplifies the design process by allowing independent optimization of each segment rather than requiring complex continuous optimization of tapered shapes and positions.

Inventive Principle:
Principle #1Segmentation

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This solution reduces insertion loss while maintaining a compact design and simplifying manufacturing, effectively localizing light of other wavelengths in the arrayed waveguide without increasing circuit size or complicating the design process.

Implementation Method 1

a grating is formed in a slab waveguide... a self-image of the grating is formed... constructive interference portion

Methodology Applied
Scientific EffectDiffraction: Diffraction

Implementation Method 2

constructive interference portion of a self-image of the grating is formed

Methodology Applied
Scientific EffectInterference: Interference

Implementation Method 3

a refractive index change region is formed between the slab waveguide and the arrayed waveguide... average value of the refractive index in a refractive index distribution is averagely increased

Methodology Applied
Scientific EffectRefraction: Refraction

Data Source

PatentEP2657735B9Optical waveguide and arrayed waveguide grating
Publication Date: 2019.09.18 NTT ELECTORNICS CORP
  • EP2657735B9 patent drawingFigure 1
  • EP2657735B9 patent drawingFigure 2
  • EP2657735B9 patent drawingFigure 3

AI summary

This invention provides an optical waveguide which does not increase the circuit size, does not make difficult the circuit design and manufacturing, and can reduce insertion loss when light enters from a slab waveguide toward an arrayed waveguide or when the light enters from the arrayed waveguide toward the slab waveguide. This optical waveguide is provided with a slab waveguide 1 in which a grating GP or GA is formed, an arrayed waveguide 2 connected to a position where a constructive interference portion of a self-image of the grating GP or GA is formed, and a refractive index change region DV which is formed between the slab waveguide 1 and the arrayed waveguide 2, in which an average value of a refractive index in a refractive index distribution in a direction substantially vertical to a light propagation direction is averagely increased from the slab waveguide 1 toward the arrayed waveguide 2, and in which an average value of the refractive index in a refractive index distribution in a direction substantially parallel to the light propagation direction is increased at a central axis of the arrayed waveguide 2.