Work Stealing for Partially-Marked Objects in Garbage Collection

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Solution Overview

Problem

Garbage collection in multi-threaded environments often leads to uneven workload distribution among garbage collector threads, resulting in idle threads while others are overloaded, causing performance issues due to redundant processing and potential mark stack overflows.

Innovation Solution

Implement a work-stealing mechanism where each garbage collector thread can concurrently remove partially-marked objects from any mark stack using atomic compare and swap operations to balance the workload, ensuring that each thread processes unique objects and avoids redundant processing.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If multiple garbage collector threads process objects independently, then garbage collection throughput increases, but workload distribution becomes uneven causing idle threads and overloaded threads

Engineering Contradiction:
Improvegarbage collection throughputVSAvoidthread idle time
Core Design Contradiction:
ProductivityVSLoss of time

Solution Approach 1:

Multiple mark stacks are merged into a single shared mark stack that is accessible by all garbage collector threads. This allows threads to steal partially-marked objects from any thread's mark stack, consolidating the workload into a unified pool that can be distributed more evenly across all threads, eliminating idle threads while maintaining high throughput.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

A work-stealing mechanism acts as an intermediary between threads and the mark stack. Threads can concurrently remove partially-marked objects from any mark stack using atomic compare-and-swap operations, which mediates the workload distribution and ensures fair sharing of objects among all garbage collector threads.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Speed

If garbage collector threads process objects concurrently, then garbage collection speed increases, but redundant processing occurs when multiple threads attempt to process the same object

Engineering Contradiction:
Improvegarbage collection speedVSAvoidredundant processing
Core Design Contradiction:
SpeedVSLoss of energy

Solution Approach 1:

The mark stack entries themselves serve as the synchronization mechanism. By using atomic compare-and-swap operations on the mark stack entries, the system ensures that only one thread can successfully steal and process each partially-marked object. The entry's state changes automatically to indicate it has been processed, preventing other threads from attempting redundant processing of the same object.

Inventive Principle:
Principle #25Self-service

3Adaptability or versatility

If a single mark stack is used by multiple threads, then workload balancing improves, but concurrent access control becomes complex

Engineering Contradiction:
Improveworkload balancing capabilityVSAvoidconcurrent access control
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent replaces complex software-based concurrency control mechanisms (such as locks, semaphores, or mutexes) with hardware-level atomic compare-and-swap operations. This substitution simplifies the concurrent access control by using atomic instructions that are natively supported by modern processors, reducing the complexity of synchronizing multiple threads accessing the same mark stack simultaneously.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Data Source

PatentUS10754770B2Work stealing of partially-marked objects
Publication Date: 2020.08.25 MICROSOFT TECHNOLOGY LICENSING LLC
  • US10754770B2 patent drawing
  • US10754770B2 patent drawing
  • US10754770B2 patent drawing

AI summary

A process may utilize multiple garbage collector threads, each having the capability to steal partially-marked object references from an accessible mark stack having additional work that has yet to be processed. A partially-marked object reference may be represented as a pair of entries on a mark stack. A garbage collector thread may utilize an atomic operation to access the pair of entries in a prescribed manner to steal an unprocessed partially-marked object reference. In this manner, the workload of an overloaded garbage collector thread is offloaded to another garbage collector thread that may be idle thereby balancing the workload more evenly among multiple garbage collector threads.