Yaw Estimation via Truncated Ellipse Head Model

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Solution Overview

Problem

Existing head pose estimation methods, particularly for yaw angle estimation, are sensitive to misalignment of face feature points, require high image resolution, are not tolerant to partial occlusions, and fail to accurately represent all human heads, making them unsuitable for critical applications like driver inattention detection.

Innovation Solution

A method that models the human head as a truncated ellipse in vertical projection, with the center of rotation fixed at the neck and the face center mapped to the nose, allowing for accurate yaw angle computation using the position of the nose and face boundaries, which are identified on an elliptic arc subtending ±60°.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Speed

If model based methods are used for yaw estimation, then computation speed is improved and real-time applications become feasible, but accuracy deteriorates due to sensitivity to misalignment of face feature points

Engineering Contradiction:
Improvecomputation speedVSAvoidyaw estimation accuracy
Core Design Contradiction:
SpeedVSMeasurement precision

Solution Approach 1:

The patent transforms the head model from a rigid structure with fixed feature points to a flexible parametric model defined by ellipse parameters (center position, semi-major axis, semi-minor axis, rotation angle). This parameterization allows the model to adapt to different head positions and orientations without requiring precise alignment of specific feature points, thus maintaining computational speed while improving accuracy

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The elliptical head model serves multiple functions simultaneously: it represents the overall head shape, defines face boundaries through the ellipse perimeter, locates the face center at the ellipse center, and determines orientation through the ellipse rotation angle. This multi-functionality eliminates the need for separate feature point detection and alignment steps, resolving the contradiction between speed and accuracy

Inventive Principle:
Principle #6Universality (Multi-functionality)

2Adaptability or versatility

If existing model based methods are used, then the system can operate with varying image resolutions, but reliability deteriorates due to sensitivity to partial occlusions

Engineering Contradiction:
Improveimage resolution toleranceVSAvoidocclusion tolerance
Core Design Contradiction:
Adaptability or versatilityVSReliability

Solution Approach 1:

The patent extracts only the essential geometric parameters of the head (ellipse center, axes lengths, rotation angle) from the image data, separating the head representation from detailed facial features. This extraction makes the model robust to occlusions because the overall elliptical shape can be detected even when parts of the face are obscured, while still providing reliable yaw estimation

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

By representing the head as an ellipse (a curved, continuous shape), the model naturally handles partial occlusions better than methods relying on discrete feature points. The elliptical boundary can be partially observed and still fitted to determine head orientation, improving reliability under occlusion while maintaining adaptability to different image resolutions

Inventive Principle:
Principle #14Spheroidality (Curvature)

Data Source

PatentUS9552513B2Systems and methods for yaw estimation
Publication Date: 2017.01.24 AMRITA VISHWA VIDYAPEETHAM
  • US9552513B2 patent drawing
  • US9552513B2 patent drawing
  • US9552513B2 patent drawing

AI summary

Systems and methods of automatic detection of a facial feature are disclosed. Moreover, methods and systems of yaw estimation of a human head based on a geometrical model are also disclosed.