ZnO Substrate Li Impurity Removal and Surface Planarization

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Solution Overview

Problem

The hydrothermal synthesis method for ZnO substrates often results in high Li concentrations at the surface, leading to undesirable electrical characteristics in ZnO films, particularly n-type conductivity, due to Li atoms acting as dopants and diffusing into the film, causing defects and irregularities.

Innovation Solution

A method involving heat treatment of the ZnO substrate with a ZnO member to remove Li impurities and subsequent etching with alkaline chemicals to planarize the surface, ensuring desired electrical characteristics of the ZnO film are achieved.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If heat treatment is performed to remove Li impurities from the ZnO substrate, then the Li concentration is reduced and electrical characteristics are improved, but additional processing steps are required

Engineering Contradiction:
Improveelectrical characteristics of ZnO filmVSAvoidnumber of processing steps
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent applies preliminary action by performing heat treatment to remove Li impurities from the ZnO substrate before forming the ZnO film. This pre-removal of contaminants prevents subsequent film degradation and eliminates the need for post-film correction processes, thereby improving electrical characteristics without adding complex post-processing steps.

Inventive Principle:
Principle #10Preliminary action

2Manufacturing precision

If the surface is planarized by etching after Li removal, then surface flatness is improved and step bunching is reduced, but additional processing time is required

Engineering Contradiction:
Improvesurface flatnessVSAvoidprocessing time
Core Design Contradiction:
Manufacturing precisionVSLoss of time

Solution Approach 1:

The patent performs surface planarization by etching as a preliminary step before ZnO film formation. By removing the irregular surface layer containing step bunching early in the process, the subsequent film growth occurs on a flat surface, improving manufacturing precision and avoiding time-consuming post-film surface correction operations.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent replaces mechanical polishing with chemical etching for surface planarization. This substitution allows for more precise control of surface flatness and effectively removes step bunching without the mechanical stress and time constraints associated with traditional polishing methods.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Reliability

If Li atoms are removed from the substrate before ZnO film formation, then desired electrical characteristics are achieved, but an additional heat treatment step is required

Engineering Contradiction:
Improveelectrical conductivity of ZnO filmVSAvoidmanufacturing efficiency
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent implements preliminary Li removal through heat treatment at 900-1100°C for 1-24 hours before ZnO film formation. This pre-cleaning of the substrate eliminates Li atoms that would otherwise diffuse into the film and degrade electrical conductivity, ensuring high-quality films are formed in a single deposition process without requiring post-film electrical correction.

Inventive Principle:
Principle #10Preliminary action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method effectively reduces Li concentration to below 4×10^16 cm^-3, preventing Li-induced defects and achieving desired electrical properties in ZnO films, with surface planarization maintaining flatness and reducing step bunching.

Implementation Method 1

Li atoms in the substrate are diffused into the ZnO film. Since the electrical characteristics of the ZnO film are influenced by the diffused Li atoms

Methodology Applied
Scientific EffectDiffusion: Diffusion

Implementation Method 2

As Li atoms are captured in a ZnO crystal at a Zn lattice position, the Li atom functions as a p-type dopant

Methodology Applied
Scientific EffectAbsorption: Absorption (physical)

Implementation Method 3

etching a surface layer of the substrate with Li impurities removed, to planarize the substrate

Methodology Applied
Scientific EffectChemical etching: Erosion

Data Source

PatentUS7288208B2Method of manufacturing ZnO substrate from ZnO crystal formed by hydrothermal synthesis method
Publication Date: 2007.10.30 STANLEY ELECTRIC CO LTD
  • US7288208B2 patent drawing
  • US7288208B2 patent drawing
  • US7288208B2 patent drawing

AI summary

Li impurities are removed from a substrate of ZnO formed by a hydrothermal synthesis method. The surface layer of the substrate with Li impurities removed, is etched to planarize the substrate.