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Post-grant review (PGR)

Also called PGR, PGR petition, post grant review

Published by Patsnap Team Updated 17 sources
DefinitionPGR

Post-grant review (PGR) is a US Patent and Trademark Office trial in which someone other than the patent owner may ask to cancel claims on any ground under 35 U.S.C. 282(b)(2) or (3). The petition must be filed not later than 9 months after grant or reissue1,2.

Institution requires a showing that it is more likely than not that at least one challenged claim is unpatentable, or that the petition raises a novel or unsettled legal question important to other patents or patent applications3. The procedure took effect on September 16, 2012 and generally applies to patents issuing from applications subject to the first-inventor-to-file provisions of the America Invents Act2.

Used byA person who is not the owner of the patent, called the petitioner1
Comes upIn the 9 months after a patent is granted or a reissue patent issues1
Governed by35 U.S.C. 321 to 3291,3
Not to confuse withInter partes review, which is limited to grounds under 35 U.S.C. 102 or 103 on patents or printed publications4
01

How a PGR proceeds

  1. PetitionA person who is not the owner of the patent files a petition with the USPTO and pays the fee1. The petition may be considered only if it identifies all real parties in interest and identifies, in writing and with particularity, each claim challenged, the grounds and the supporting evidence, including copies of the patents and printed publications relied on5. It may be filed not later than 9 months after the grant of the patent or the issuance of a reissue patent1.
  2. Preliminary responseThe patent owner has the right to file a preliminary response, within a time period set by the Director, setting out reasons why no review should be instituted because the petition fails to meet a requirement of the chapter6.
  3. Institution decisionThe Director may not authorize a review unless the information in the petition, if not rebutted, would demonstrate that it is more likely than not that at least 1 challenged claim is unpatentable3. A showing that the petition raises a novel or unsettled legal question important to other patents or applications may also satisfy the requirement3. The decision is due within 3 months after the preliminary response, or after the last date it could have been filed, and is final and nonappealable3.
  4. TrialThe Patent Trial and Appeal Board conducts each instituted review7. The petitioner has the burden of proving unpatentability by a preponderance of the evidence7. The patent owner may file 1 motion to amend, to cancel claims or propose a reasonable number of substitute claims, and the amendment may not enlarge the scope of the claims or introduce new matter7.
  5. Final written decisionThe final determination must be issued not later than 1 year after the Director notices the institution, and the Director may extend that period by not more than 6 months for good cause shown7. If the review is instituted and not dismissed, the Board issues a final written decision on the patentability of each challenged claim and any new claim added by amendment8.
  6. Appeal and certificateA party dissatisfied with the final written decision may appeal under 35 U.S.C. 141 to 144, and any party to the review has the right to be a party to the appeal9. When the time for appeal has expired or any appeal has terminated, the Director issues a certificate canceling claims finally determined to be unpatentable, confirming those found patentable and incorporating any patentable new or amended claims8.
02

Grounds, timing, bars and estoppel

  • Grounds. The petitioner may request cancellation of claims on any ground that could be raised under paragraph (2) or (3) of 35 U.S.C. 282(b)1. Those paragraphs cover invalidity on any ground specified in part II of title 35 as a condition for patentability, and failure to comply with section 112 (except that failure to disclose the best mode is not a basis for invalidity) or section 25110.
  • Deadline and reissues. A petition may be filed only up to 9 months after grant or reissue1. A review may not be instituted if the petition challenges a reissue claim that is identical to or narrower than a claim in the original patent and the 9-month limit would bar a petition against the original patent (35 U.S.C. 325(f))11.
  • Which patents. The USPTO says PGR generally applies to patents issuing from applications subject to the first-inventor-to-file provisions of the AIA2.
  • Earlier validity suit. A review may not be instituted if, before the petition was filed, the petitioner or a real party in interest filed a civil action challenging the validity of a claim. A counterclaim challenging validity does not count as such a civil action (35 U.S.C. 325(a))11.
  • Civil action filed after the petition. A civil action challenging validity that the petitioner or a real party in interest files on or after the petition date is automatically stayed until the patent owner moves to lift the stay, the patent owner files an infringement action or counterclaim, or the petitioner moves to dismiss (35 U.S.C. 325(a)(2))11.
  • Early infringement suits. If an infringement action is filed within 3 months after the patent is granted, the court may not stay its consideration of a preliminary injunction motion on the basis that a PGR petition has been filed or a review instituted (35 U.S.C. 325(b))11.
  • Estoppel. After a final written decision, the petitioner, a real party in interest or a privy may not request or maintain a USPTO proceeding on that claim on any ground that was raised or reasonably could have been raised in the review. The same persons may not assert in a civil action or an ITC proceeding that the claim is invalid on any such ground (35 U.S.C. 325(e))11.
03

Institution practice since 2025

The statute states the minimum for institution, not a right to review3. Since March 2025 the USPTO has set out how it handles institution for IPR and PGR in memoranda and on its Interim Director Discretionary Process page12,13. The October 17, 2025 memorandum leaves the briefing process on the Interim Director Discretionary Process page unchanged12,13. What follows is limited to what the USPTO's own pages and notices state.

  • Who decides. By a memorandum of October 17, 2025, the USPTO announced that effective October 20, 2025 the Director will determine whether to institute trial in IPR and PGR proceedings, in consultation with at least three PTAB judges. Institution or denial is ordinarily communicated by summary notice, and an instituted proceeding is referred to a three-member panel of the PTAB. The memorandum supersedes the earlier interim processes to the extent that routine institution decisions are limited to summary notices and merit-based decisions are not referred to a three-member panel, and the briefing process stays the same12.
  • Interim process. The interim process begun by a memorandum of March 26, 2025 divides the institution analysis between discretionary considerations and the merits and other non-discretionary considerations. For PGR the merits include whether the patent is eligible for PGR, and whether it is more likely than not that at least one challenged claim is unpatentable or the petition raises a novel or unsettled legal question13.
  • Discretionary considerations. The USPTO's page says the Director has broad authority to decide whether to exercise discretion to institute, based on a holistic review of the facts. Its non-exhaustive list includes whether the PTAB or another forum has already adjudicated validity of the claims, changes in the law since the claims issued, the strength of the unpatentability challenge, settled expectations of the parties such as the length of time the claims have been in force, and compelling economic, public health or national security interests13.
  • Briefing. Where the deadline for the patent owner's preliminary response is after March 26, 2025, the patent owner may file a discretionary denial brief within two months of the Notice of Filing Date Accorded, and the petitioner's opposition is due within three months. The page says discretionary issues should not be presented in the petition itself13.
  • Further considerations (2026). A memorandum of March 11, 2026 says that, when determining whether to institute IPR and PGR proceedings, the Director will consider the extent to which products accused of infringement in a parallel proceeding are made in the United States or tied to US manufacturing investment, the extent to which the patent owner's competing products are made in the United States, and whether the petitioner is a small business that has been sued for infringement of the patent14.
  • Search disclosure declaration. A memorandum of November 17, 2025 allows a petitioner to submit a voluntary declaration describing how the prior art was found. It is treated as a non-exclusive, non-dispositive favorable discretionary factor supporting institution, and a petitioner who does not provide one will not be disadvantaged15.
  • Rulemaking. On October 17, 2025 the USPTO published a proposed rule modifying the rules of practice for instituting inter partes review (90 FR 48335)16. It concerns IPR, not PGR. As of the review date no final rule had been published in the Federal Register, so check the PTAB pages for what applies on the date you file.
04

PGR vs inter partes review

Both are trials conducted at the Patent Trial and Appeal Board2,4. For the other post-issuance route, see Reexamination.

FeaturePost-grant reviewInter partes review
GroundsAny ground that could be raised under 35 U.S.C. 282(b)(2) or (3)1Only a ground under 35 U.S.C. 102 or 103, and only on patents or printed publications4
When it can startNot later than 9 months after grant or reissue1For first-inventor-to-file patents, after the later of 9 months after grant or the termination of an instituted post-grant review4. Not if the petition is filed more than 1 year after the petitioner, its real party in interest or privy is served with a complaint alleging infringement of the patent (35 U.S.C. 315(b))17.
ThresholdMore likely than not that at least one challenged claim is unpatentable, or a novel or unsettled legal question3A reasonable likelihood that the petitioner would prevail on at least one claim4
05

Questions people ask

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Who can file a post-grant review, and by when?

A person who is not the owner of the patent1. The petition may be filed only not later than 9 months after grant of the patent or issuance of a reissue patent1. The USPTO says PGR generally applies to patents issuing from applications subject to the first-inventor-to-file provisions of the AIA2.

What can be argued in a post-grant review?

Any ground that could be raised under 35 U.S.C. 282(b)(2) or (3)1. That includes grounds specified in part II of title 35 as conditions for patentability and failure to comply with section 112, other than best mode, or section 25110. Inter partes review, by contrast, is limited to section 102 or 103 on patents or printed publications4.

Is a PGR always instituted if the petition meets the threshold?

No. The threshold is a condition the Director must find before authorizing a review3, and it does not guarantee one. Under the USPTO's current process the Director decides whether to institute and may deny on discretionary grounds12,13. The decision is final and nonappealable3.

Does filing a PGR create estoppel?

Estoppel attaches after a final written decision. The petitioner, a real party in interest or a privy then may not request or maintain a USPTO proceeding on that claim, or assert invalidity in a civil action or ITC proceeding, on any ground that was raised or reasonably could have been raised in the review11.

06

How it connects

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