In-situ Acoustic Emission Monitoring for CMP Endpoint Detection

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Solution Overview

Problem

Chemical mechanical polishing (CMP) processes face challenges in determining the polishing endpoint due to variations in slurry distribution, polishing pad condition, and load on the substrate, leading to inconsistent material removal rates and difficulty in determining the completion of planarization based solely on polishing time.

Innovation Solution

An in-situ acoustic emission monitoring system is integrated into the CMP apparatus, featuring an acoustic emission sensor supported by the platen with a waveguide that extends through the polishing pad to detect acoustic events caused by substrate deformation, and a processor that analyzes the signal to determine the polishing endpoint by performing frequency analysis and triggering endpoint detection based on intensity thresholds.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of operation

If polishing time is used to determine endpoint, then the process is simple to control, but the endpoint detection accuracy deteriorates due to variations in material removal rate

Engineering Contradiction:
Improveendpoint control simplicityVSAvoidendpoint detection accuracy
Core Design Contradiction:
Ease of operationVSMeasurement precision

Solution Approach 1:

The patent replaces the mechanical/time-based endpoint determination method with an acoustic emission monitoring system. The acoustic sensor detects acoustic signals generated during polishing, and the system determines endpoint based on acoustic signal characteristics rather than polishing time, thereby improving accuracy while maintaining operational simplicity

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent introduces acoustic signals as an intermediary to detect the polishing endpoint. The acoustic emission sensor captures signals from the polishing interface, which serve as an intermediate indicator of the polishing state, allowing indirect but accurate detection of endpoint conditions

Inventive Principle:
Principle #24Intermediary (Mediator)

2Measurement precision

If acoustic sensor is placed in direct contact with slurry or mechanically decoupled from polishing pad, then signal attenuation is reduced, but device complexity increases

Engineering Contradiction:
Improveacoustic signal detection accuracyVSAvoidsensor configuration complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent extracts the acoustic sensor from direct contact with the polishing pad and places it in contact with the slurry or a mechanically decoupled structure. This separation removes the source of mechanical noise and vibration from the sensor, reducing signal attenuation and improving detection accuracy

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent uses the slurry or a mechanical decoupling structure as an intermediary between the acoustic sensor and the polishing interface. This intermediary transmits acoustic signals from the polishing zone to the sensor while isolating the sensor from harmful mechanical disturbances

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This solution provides more accurate endpoint detection and improves wafer-to-wafer uniformity by reliably halting the polishing process when the desired layer is exposed, enhancing the precision and consistency of the CMP process.

Implementation Method 1

an in-situ acoustic emission monitoring system configured to detect acoustic events caused by deformation of the substrate and transmitted through the waveguide

Methodology Applied
Scientific EffectAcoustic emission: Acoustic Emission

Data Source

PatentUS10478937B2Acoustic emission monitoring and endpoint for chemical mechanical polishing
Publication Date: 2019.11.19 APPLIED MATERIALS INC
  • US10478937B2 patent drawing
  • US10478937B2 patent drawing
  • US10478937B2 patent drawing

AI summary

A chemical mechanical polishing apparatus includes a platen to support a polishing pad, and an in-situ acoustic emission monitoring system including an acoustic emission sensor supported by the platen, a waveguide configured to extending through at least a portion of the polishing pad, and a processor to receive a signal from the acoustic emission sensor. The in-situ acoustic emission monitoring system is configured to detect acoustic events caused by deformation of the substrate and transmitted through the waveguide, and the processor is configured to determine a polishing endpoint based on the signal.