AlScN Cladding for Lattice-Matched Photonic Devices

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Solution Overview

Problem

The challenge in developing Group III-Nitride photonic devices is the crystalline lattice mismatch between the photonic waveguiding layer and the cladding layer, leading to high dislocation density and limited growth thickness, which affects the efficiency and compatibility of photonic modulators and lasers, especially at longer wavelengths.

Innovation Solution

The use of an Aluminum Scandium Nitride (Al1-xScxN) cladding layer with a refractive index smaller than the photonic waveguiding layer, allowing for lattice matching and reducing strain, enabling thicker DBR layers and improved optical mode propagation control, thereby enhancing the efficiency of photonic modulators and lasers.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If a conventional cladding layer with lower refractive index is used to confine photons, then optical confinement is improved, but crystalline lattice mismatch increases leading to high dislocation density

Engineering Contradiction:
Improveoptical confinementVSAvoidcrystalline quality
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

The patent changes the compositional parameter of the cladding layer by incorporating scandium into aluminum nitride to form Al1-xScxN. This parameter change allows simultaneous achievement of lower refractive index (for optical confinement) and lattice matching to GaN waveguiding layer (for crystalline quality), resolving the contradiction between optical confinement and crystalline quality.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent uses a composite material system of Al1-xScxN cladding layer with GaN/InGaN waveguiding layer. The Al1-xScxN composite provides both the required optical properties (lower refractive index) and crystalline compatibility (lattice matching), enabling both good optical confinement and high crystalline quality simultaneously.

Inventive Principle:
Principle #40Composite materials

2Productivity

If the photonic waveguiding layer thickness is increased to improve device performance, then optical mode propagation is improved, but dislocation density increases due to lattice mismatch

Engineering Contradiction:
Improvedevice performanceVSAvoidmaterial quality
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

By changing the compositional parameter of the cladding layer (adding scandium to AlN), the patent enables thicker waveguiding layers to be grown without accumulating excessive dislocations. The lattice-matched Al1-xScxN cladding removes the constraint on waveguiding layer thickness, allowing improved device performance while maintaining material quality.

Inventive Principle:
Principle #35Parameter changes

3Manufacturing precision

If AlN cladding layer is used to achieve lattice matching, then crystalline quality is improved, but refractive index difference is insufficient for effective optical confinement

Engineering Contradiction:
Improvelattice matchingVSAvoidoptical confinement
Core Design Contradiction:
Manufacturing precisionVSReliability

Solution Approach 1:

The patent modifies the refractive index parameter of the AlN cladding layer by incorporating scandium. The Al1-xScxN composite material provides both lattice matching to GaN (maintaining crystalline quality) and reduced refractive index (enabling effective optical confinement), thus resolving the contradiction between lattice matching and optical confinement.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This solution allows for increased efficiency and flexibility in designing photonic devices, enabling operation across a broad spectral range from UV to near-infrared, with reduced dislocations and improved material quality, particularly for in-plane and vertical emitting lasers and modulators.

Implementation Method 1

the cladding layer having an index of refraction lower than the index of refraction of the photonic waveguiding layer at the operating wavelength of the photonic device to confine the photons within the photonic waveguiding layer

Methodology Applied
Scientific EffectRefraction: Refraction

Data Source

PatentUS11054673B2Photonic devices
Publication Date: 2021.07.06 RAYTHEON CO
  • US11054673B2 patent drawing
  • US11054673B2 patent drawing
  • US11054673B2 patent drawing

AI summary

Photonic devices having Al1-xScxN and AlyGa1-yN materials, where Al is Aluminum, Sc is Scandium, Ga is Gallium, and N is Nitrogen and where 0<x≤0.45 and 0≤y≤1.