Asymmetric Taper Waveguide Transition for Low-Loss Coupling

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Solution Overview

Problem

Conventional waveguide transitions result in significant insertion losses, particularly for TM modes, due to the finite width at the end of the symmetric taper, which cannot be reduced further by existing lithographic processes, leading to inefficient coupling between waveguides with different transverse cross-sections.

Innovation Solution

An asymmetric taper transition region is introduced, where the width of the waveguide decreases monotonically from one edge to the other, allowing for a gradual termination and reducing losses for both TE and TM modes by matching the transverse mode size to that of optical fibers.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If a symmetric taper is used for waveguide transition, then the structure is simple to fabricate, but insertion losses are significant particularly for TM modes

Engineering Contradiction:
Improvefabrication simplicityVSAvoidinsertion loss
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The patent applies asymmetry by transitioning from a symmetric taper to an asymmetric taper design. The asymmetric taper has one vertical sidewall and one sloped sidewall, creating an angled end face that gradually terminates the waveguide mode. This asymmetric geometry reduces mode mismatch and scattering losses, particularly for TM modes, while maintaining compatibility with standard lithographic fabrication processes.

Inventive Principle:
Principle #4Asymmetry

2Loss of energy

If the taper width at the end is reduced to improve coupling, then insertion losses decrease, but existing lithographic processes cannot achieve further reduction

Engineering Contradiction:
Improveinsertion lossVSAvoidlithographic resolution limit
Core Design Contradiction:
Loss of energyVSManufacturing precision

Solution Approach 1:

The patent transitions from a two-dimensional width reduction problem to a three-dimensional solution by introducing a vertical dimension through the asymmetric taper. Instead of merely reducing the horizontal width to a point (which hits lithographic limits), the asymmetric design uses a sloped sidewall that angles down to the substrate, effectively terminating the mode in the third dimension. This allows the taper end width to approach zero without requiring sub-lithographic precision.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Ease of manufacture

If conventional symmetric taper is used, then fabrication is straightforward, but coupling efficiency between waveguides with different cross-sections is poor

Engineering Contradiction:
Improvefabrication easeVSAvoidcoupling efficiency
Core Design Contradiction:
Ease of manufactureVSProductivity

Solution Approach 1:

The patent applies local quality by creating a non-uniform taper profile where the sidewalls have different characteristics. One sidewall remains vertical while the other is sloped, creating a localized gradient that optimizes mode transformation at each position along the taper. This local variation in geometry allows for better adaptation between waveguides of different cross-sections while maintaining overall structural simplicity for fabrication.

Inventive Principle:
Principle #3Local quality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach achieves a lower-loss coupling between waveguides with different transverse cross-sections, enhancing the efficiency of fiber-to-chip, chip-to-fiber, and chip-to-chip coupling by minimizing insertion losses and polarization mode transformation.

Implementation Method 1

Some waveguides are created using the principle of total internal reflection within a dielectric

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Implementation Method 2

Waveguides are used in many applications to efficiently confine and guide electromagnetic radiation

Methodology Applied
Scientific EffectWaveguide: Waveguide (optics)

Data Source

PatentUS9664853B2Low-loss waveguide transition
Publication Date: 2017.05.30 ACACIA TECH INC
  • US9664853B2 patent drawing
  • US9664853B2 patent drawing
  • US9664853B2 patent drawing

AI summary

A waveguide device that includes a first waveguide, a second waveguide and a transition region. The first waveguide has a first height and the second waveguide has a second height different from the first height. The transition region is between the first waveguide and the second waveguide and includes an asymmetrical taper of the first waveguide.