Bi-layer Stack Diffractive Optical Element Fabrication

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Conventional methods for fabricating diffractive optical elements (DOEs) face limitations due to alignment errors, surface roughness, and limited resolution, which degrade optical performance and restrict the number of achievable steps to around 8-16, resulting in low efficiency and scattered light.

Innovation Solution

The use of bi-layer stacks with etch-stop and bulk layers of specific refractive index ratios, combined with gray-tone lithography and selective chemical etching, allows for the fabrication of surface profile optical elements with over 100 steps, reducing alignment errors and surface roughness, and improving optical performance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If conventional multilevel fabrication methods with multiple photo-lithography and etching steps are used, then the number of step levels can be increased in theory, but alignment errors accumulate with each cycle, reducing manufacturing precision and optical performance

Engineering Contradiction:
Improvealignment precisionVSAvoidnumber of fabrication steps
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent segments the fabrication process into two distinct parts: a single lithography step that creates a mask pattern, and a subsequent etching step that transfers the pattern. This segmentation eliminates the need for multiple iterative lithography-etching cycles, thereby preventing accumulation of alignment errors while maintaining the ability to create multilevel structures through the etching process alone.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent applies preliminary action by performing the lithography step once to create a complete mask pattern before the etching process begins. This preliminary mask creation allows the entire multilevel structure to be defined in advance, eliminating the need for subsequent realignments and preventing error accumulation that would occur with iterative approaches.

Inventive Principle:
Principle #10Preliminary action

2Productivity

If the number of etching steps is increased to achieve higher efficiency, then more step levels can be created, but surface roughness increases, causing light scattering and degrading optical performance

Engineering Contradiction:
Improvenumber of step levelsVSAvoidsurface roughness
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent replaces mechanical反复 etching processes with a chemical etching approach using selective etchants. The bi-layer stack structure enables selective chemical etching that removes material layer-by-layer without the mechanical damage and roughness associated with repeated plasma or mechanical etching cycles, thereby maintaining surface quality while achieving high step counts.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent uses composite materials in the form of a bi-layer stack where each layer has different etch selectivity. This composite structure allows selective removal of alternating layers through chemical etching, creating smooth stepped surfaces without the roughness that would result from multiple conventional etching steps on a single material layer.

Inventive Principle:
Principle #40Composite materials

3Device complexity

If conventional gray-scale lithography is used to create continuous surface profiles, then fewer fabrication steps are needed, but the number of resolvable levels is limited to around 16 levels due to photoresist exposure nonlinearity and development variability

Engineering Contradiction:
Improvefabrication process complexityVSAvoidnumber of resolvable levels
Core Design Contradiction:
Device complexityVSManufacturing precision

Solution Approach 1:

The patent segments the continuous photoresist profile into discrete etchable layers through the bi-layer stack structure. Instead of relying on the limited gray-scale resolution of photoresist (around 16 levels), the segmentation approach uses the alternating etch-selective layers to create precisely defined discrete steps, thereby increasing the number of resolvable levels beyond the limitations of photoresist exposure nonlinearity.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent introduces an intermediary structure—the bi-layer stack with alternating etch-selective and non-etch-selective layers—that mediates between the simple binary photoresist pattern and the desired multilevel structure. This intermediary enables the transformation of a single-layer mask pattern into multiple precisely controlled etching steps, overcoming the resolution limits of conventional gray-scale lithography.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach simplifies the fabrication process, increases the number of achievable steps, and results in a smoother surface, enhancing the optical performance by reducing scattering and improving the efficiency of light focusing.

Implementation Method 1

Each bi-layer of the plurality of bi-layers includes an etch-stop layer and a bulk layer. The etch stop layer includes an etch stop layer index of refraction. The bulk layer includes a bulk layer index of refraction. A ratio of the etch stop layer index of refraction and the bulk layer index of refraction is between 0.75 and 1.25.

Methodology Applied
Scientific EffectRefraction: Refraction

Implementation Method 2

A three-dimensional photoresist structure is formed by using gray-tone lithography

Methodology Applied
Scientific EffectPhotopolymerisation: Photopolymerisation

Implementation Method 3

The at least one plasma-etched bi-layer stack is chemically etched with a first chemical etchant so as to generate a multiple-step, surface profile optical element

Methodology Applied
Scientific EffectChemical etching:

Data Source

PatentUS9997555B2Fabrication method for digital etching of nanometer-scale level structures
Publication Date: 2018.06.12 THE UNITED STATES OF AMERICA AS REPRESENTED BY THE SECRETARY OF THE NAVY

AI summary

A device includes a surface profile optical element, including a substrate and a plurality of bi-layer stacks on the substrate. Each bi-layer stack of the plurality of bi-layer stacks includes a plurality of bi-layers. Each bi-layer of the plurality of bi-layers includes an etch-stop layer and a bulk layer. The etch stop layer includes an etch stop layer index of refraction. The bulk layer includes a bulk layer index of refraction. A ratio of the etch stop layer index of retraction and the bulk layer index of refraction is between 0.75 and 1.25.