Methoxycarbonylation Using Formic Acid as CO Source

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Solution Overview

Problem

Classical methoxycarbonylation processes using CO gas as a reactant face limitations in achieving high yields of methyl esters, prompting the need for an alternative CO source in the methoxycarbonylation of alkenes.

Innovation Solution

A process involving the use of formic acid (HCOOH) as the sole CO source, where an olefin reacts with a Pd-based catalyst and methanol, forming a complex that converts the olefin to a methyl ester without the introduction of CO gas, with specific conditions including the addition of Pd compounds and acids like p-toluenesulfonic acid, optimizing the volume of HCOOH for enhanced yield.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If CO gas is introduced into the reaction vessel for methoxycarbonylation, then the reaction can proceed with a catalyst comprising ligand and metal, but the process fails to achieve high yields of methyl ester and requires complex gas handling equipment

Engineering Contradiction:
Improveyield of methyl esterVSAvoidcomplexity of CO gas introduction system
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent changes the physical state and chemical form of the carbon monoxide source from gaseous CO to liquid formic acid (HCOOH). This parameter change eliminates the need for gas handling equipment while providing a controlled, liquid-phase CO source that achieves high methyl ester yields through the reaction: HCOOH → CO + H2O, where the generated CO immediately reacts with the catalyst and olefin in the liquid phase.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

Formic acid serves as an intermediary substance that delivers carbon monoxide to the reaction system without requiring direct CO gas introduction. The formic acid decomposes in situ to generate CO, which then participates in the methoxycarbonylation reaction. This intermediary approach simplifies the reaction system by replacing complex gas handling apparatus with simple liquid addition.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Ease of operation

If formic acid is used as the sole CO source instead of CO gas, then the process simplifies by eliminating gas introduction equipment, but the reaction conditions must be precisely optimized to achieve high conversion rates

Engineering Contradiction:
Improvesimplicity of reaction setupVSAvoidprecision of reaction condition control
Core Design Contradiction:
Ease of operationVSManufacturing precision

Solution Approach 1:

The patent systematically optimizes multiple reaction parameters including formic acid volume (0.2-0.8 ml), catalyst loading (0.25-2.0 mol% Pd(OAc)2), ligand ratio (II/(I) = 1:1 to 4:1), and acid catalyst amount (2-10 mol% PTSA). These parameter changes establish a precise optimization window that balances operational simplicity with high conversion efficiency, achieving 91% conversion with 0.5 ml formic acid under optimized conditions.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces dynamic elements to the reaction system including temperature control (heating to 100°C), time-dependent reaction progression (13 hours), and sequential addition of reagents. These dynamic controls allow the simple liquid-phase system to achieve precise outcome control without complex equipment, adapting reaction conditions to maximize methyl ester yield.

Inventive Principle:
Principle #15Dynamics

3Productivity

If the volume of formic acid is increased to improve methyl ester yield, then conversion rate increases, but side products increase and reaction selectivity decreases

Engineering Contradiction:
Improveconversion rate of olefinVSAvoidselectivity of methyl ester formation
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent identifies an optimal formic acid volume parameter (0.5 ml for 2 mmol olefin) that balances conversion rate and selectivity. Below this volume (0.2-0.3 ml), conversion is insufficient (73-85%); above this volume (0.8 ml), side products increase. This parameter optimization achieves 91% conversion with 80% methyl ester yield and only 7% side products, demonstrating precise control over reaction selectivity through parameter tuning.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method achieves high yields of methyl esters, as demonstrated by the experiments showing improved conversion rates and product yields across varying HCOOH volumes, indicating a viable alternative to traditional CO gas-based methoxycarbonylation.

Implementation Method 1

adding a compound comprising Pd, the Pd being capable of forming a complex

Methodology Applied
Scientific EffectCatalysis: Catalysis

Implementation Method 2

the Pd being capable of forming a complex

Methodology Applied
Scientific EffectComplex formation: Chemical Bonding

Implementation Method 3

HCOOH serves as the sole CO source for the reaction

Methodology Applied
Scientific EffectDecomposition: Decomposition (biological)

Implementation Method 4

addition of an acid

Methodology Applied
Scientific EffectAcid catalysis: Catalysis

Data Source

PatentEP3441384B1Methoxycarbonylation with formic acid and methanol
Publication Date: 2019.12.25 EVONIK OPERATIONS GMBH
  • EP3441384B1 patent drawing
  • EP3441384B1 patent drawing
  • EP3441384B1 patent drawing

AI summary

Method for methoxycarbonylation with formic acid and methanol.