Optical Component Integration in ICs via Substrate Segmentation

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Solution Overview

Problem

Current methods for integrating optical components in semiconductor devices using CMOS technology face challenges with heat buildup and insufficient isolation for light waveguides due to the need for a thicker buried oxide (BOX) layer, which affects transistor density and optical interconnect efficiency.

Innovation Solution

The integration of optical components is achieved by using an insulator layer to separate a silicon on insulator (SOI) layer with optical components from a bulk silicon layer with transistors, incorporating through-silicon vias (TSVs) and heat transfer vias (HTVs) to manage heat and isolation, with the insulator layer being thicker than the SOI layer and thinner than the bulk silicon layer, allowing for improved heat flow and optical component isolation.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If a thicker buried oxide (BOX) layer is used to isolate light waveguides, then optical component isolation is improved, but transistor density deteriorates

Engineering Contradiction:
Improveoptical component isolationVSAvoidtransistor density
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent divides the substrate into two separate layers: a first substrate layer for optical components and a second substrate layer for transistors, separated by an insulator layer. This segmentation allows each layer to be optimized independently - the first substrate can have a thicker BOX for optical isolation while the second substrate maintains high transistor density without being constrained by the thick BOX requirement.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent transitions from a single-substrate approach to a multi-layer substrate structure, adding the vertical dimension of layer separation. By stacking the optical component layer and transistor layer separately with an insulator in between, the design resolves the conflict between optical isolation requirements and transistor density requirements that cannot be satisfied in a single-plane configuration.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Reliability

If a thicker BOX layer is used for optical isolation, then light waveguide isolation is improved, but heat transfer capability deteriorates

Engineering Contradiction:
Improvelight waveguide isolationVSAvoidheat buildup
Core Design Contradiction:
ReliabilityVSTemperature

Solution Approach 1:

By separating optical components and transistors into different substrate layers with an insulator layer in between, the patent enables independent thermal management. The first substrate layer can have a thicker BOX for optical isolation without compromising heat dissipation from transistors on the second substrate layer, as heat paths are separated by the insulator layer.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The insulator layer acts as an intermediary between the optical component layer and transistor layer, providing both electrical isolation and thermal management. It allows the thicker BOX to be used for optical isolation while preventing heat buildup from transistors, as the insulator layer mediates the thermal interaction between the two functional layers.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Device complexity

If transistors and optical components are integrated on the same substrate, then device complexity is reduced, but heat buildup increases

Engineering Contradiction:
Improveintegration structureVSAvoidheat buildup
Core Design Contradiction:
Device complexityVSTemperature

Solution Approach 1:

The patent segments the integrated device into two separate substrate layers - one for optical components and one for transistors - connected through vias. This segmentation reduces heat buildup by spatially separating heat-generating transistors from optical components while maintaining functional integration, achieving a balance between integration and thermal management.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

By moving from planar integration on a single substrate to vertical stacking of separate substrate layers, the patent achieves integration without direct thermal coupling. The vertical separation through the insulator layer allows heat to dissipate from the transistor layer without directly affecting the optical component layer, reducing overall heat buildup while maintaining integration.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach enables higher transistor density and efficient power usage by isolating optical components effectively, addressing heat buildup and improving optical interconnects in CMOS technology, resulting in semiconductor devices with enhanced performance and power efficiency.

Implementation Method 1

optical components may benefit from or even require a thicker BOX layer in order to isolate light waveguides of the optical interconnections

Methodology Applied
Scientific EffectOptical isolation: Waveguide (optics)

Implementation Method 2

providing a heat transfer via (HTV) extending through the insulator layer, the HTV being adjacent to the second substrate layer

Methodology Applied
Scientific EffectHeat conduction: Conduction (thermal)

Data Source

PatentUS9435947B2Integration of optical components in integrated circuits by separating two substrates with an insulation layer
Publication Date: 2016.09.06 GLOBALFOUNDRIES US INC
  • US9435947B2 patent drawing
  • US9435947B2 patent drawing
  • US9435947B2 patent drawing

AI summary

Methodologies enabling integration of optical components in ICs and a resulting device are disclosed. Embodiments include: providing a first substrate layer of an IC separated from a second substrate level by an insulator layer; providing a transistor on the second substrate layer; and providing an optical component on the first substrate layer, the optical component being connected to the transistor.