PAM-4 Baud-Rate CDR Using Statistical Phase Detection

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Solution Overview

Problem

Existing clock and data recovery circuits for high-speed PAM-4 receivers face challenges in power consumption and performance, particularly in high-speed wired communication environments with significant signal attenuation and distortion, where oversampling-based circuits are power-intensive and Baud-rate sampling-based circuits like Mueller-Muller CDR have high power consumption and suboptimal phase locking.

Innovation Solution

A Baud-rate sampling-based clock and data recovery circuit optimized using statistical learning, which includes a sampling unit, a controller to combine sampling results, and an adjustment unit to adjust the clock phase based on control values generated from probability calculations, simplifying hardware and enhancing energy efficiency.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If oversampling-based clock and data recovery circuit is used, then sampling accuracy is improved, but power consumption increases significantly

Engineering Contradiction:
Improvesampling accuracyVSAvoidpower consumption
Core Design Contradiction:
Measurement precisionVSUse of energy by moving object

Solution Approach 1:

The patent uses Baud-rate sampling which samples at exactly the data transmission rate rather than using excessive oversampling. This partial sampling approach reduces the number of samplers needed while still achieving adequate recovery performance, thereby reducing power consumption without completely sacrificing sampling accuracy.

Inventive Principle:
Principle #16Partial or excessive action

Solution Approach 2:

The patent changes the sampling rate parameter from high-speed oversampling to Baud-rate sampling matched to the data transmission rate. This parameter change fundamentally reduces the operational speed requirements and power consumption of the sampling circuit while maintaining functional effectiveness through statistical learning-based optimization.

Inventive Principle:
Principle #35Parameter changes

2Use of energy by moving object

If Baud-rate sampling-based clock and data recovery circuit is used, then power consumption is reduced, but phase locking performance deteriorates

Engineering Contradiction:
Improvepower consumptionVSAvoidphase locking performance
Core Design Contradiction:
Use of energy by moving objectVSReliability

Solution Approach 1:

The patent implements a statistical learning-based feedback mechanism that analyzes sampling results and adjusts clock phase accordingly. The controller combines sampling results from multiple points and uses probabilistic analysis to generate control values that optimize phase locking, ensuring reliable performance despite the lower sampling rate.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent replaces traditional logic-based phase detection mechanisms with a statistical learning approach. Instead of using complex digital logic circuits for phase detection and equalization, the system uses statistical analysis of sampling results to achieve phase locking, simplifying the hardware while maintaining or improving performance.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Measurement precision

If high-speed and high-resolution ADCs are used in Mueller-Muller CDR, then sampling precision is improved, but device complexity and power consumption increase

Engineering Contradiction:
Improvesampling precisionVSAvoidcircuit complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent replaces expensive, high-resolution ADCs with simpler sampling circuits that operate at Baud-rate speeds. The statistical learning approach compensates for the lower precision of simpler ADCs by processing multiple sampling results probabilistically, achieving effective high precision without requiring expensive hardware components.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The patent extracts and removes the complex digital back-end components including decision feedback equalizers (DFEs) and feed-forward equalizers (FFEs) from the traditional Mueller-Muller CDR architecture. The statistical learning-based controller performs the necessary signal processing functions more efficiently, eliminating bulky and power-consuming equalization circuits.

Inventive Principle:
Principle #2Taking out (Extraction)

4Device complexity

If simplified Sign-Sign MMCDR is used, then device complexity is reduced, but phase locking reliability deteriorates in high attenuation environments

Engineering Contradiction:
Improvecircuit complexityVSAvoidphase locking reliability
Core Design Contradiction:
Device complexityVSReliability

Solution Approach 1:

The patent performs preliminary statistical analysis of sampling results before making phase adjustment decisions. By combining and analyzing multiple sampling results in advance using probability calculations, the system builds a more robust understanding of the signal characteristics, enabling reliable phase locking even in high attenuation environments where signal integrity is compromised.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent combines multiple sampling results from different sampling points to create a composite statistical view of the signal. This composite approach, using probability theory to integrate multiple observations, enhances the reliability of phase detection in noisy and attenuated environments, effectively creating a more robust detection mechanism from simpler components.

Inventive Principle:
Principle #40Composite materials

Data Source

PatentUS11818240B2PAM-4 Baud-rate clock and data recovery circuit using stochastic phase detection technique
Publication Date: 2023.11.14 KOREA ELECTRONICS TECH INST
  • US11818240B2 patent drawing
  • US11818240B2 patent drawing
  • US11818240B2 patent drawing

AI summary

There is provided a clock and data recovery circuit for a high-speed PAM-4 receiver through statistical learning. A clock and data recovery device according to an embodiment includes: an input unit through which data is inputted; a clock input unit through which a clock is inputted; a sampling unit configured to sample the inputted data by using the inputted clock; a controller configured to combine results of sampling at a plurality of sampling points, to determine a state of the clock based on the combined results, and to generate a control value for controlling the clock; and an adjustment unit configured to adjust the clock applied to the sampling unit, based on the control value generated by the controller. Accordingly, a hardware structure is simplified and energy efficiency is enhanced compared to an exiting oversampling clock and data recovery circuit for a PAM-4 receiver.