Synthetic Quartz Substrate Polishing with Impact-Absorbing Liquid

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Solution Overview

Problem

Conventional methods for producing polished substrates, particularly synthetic quartz glass, often result in surface defects due to uneven pressure and impact during lapping and polishing, leading to cracking and reduced yields, especially with thin substrates.

Innovation Solution

The method involves applying an impact-absorbing liquid to the substrate surface and rotating the lower polishing plate while the upper polishing plate comes into contact, reducing vertical force and minimizing damage by applying a resultant force with both vertical and horizontal components, thus protecting the substrate from defects like crow's tracks and macroscratches.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If lapping is performed with a hard lapping plate to achieve high flatness, then surface flatness is improved, but substrate surface suffers impact and defects increase

Engineering Contradiction:
Improvesurface flatnessVSAvoidsubstrate surface impact and defects
Core Design Contradiction:
Manufacturing precisionVSObject-affected harmful factors

Solution Approach 1:

A compliant layer is introduced between the lapping plate and the substrate surface. This layer acts as an intermediary that absorbs impact while transmitting the necessary mechanical force for lapping, thereby maintaining surface flatness improvement while reducing substrate damage and defects

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The compliant layer is applied beforehand to the lapping plate surface, creating a cushioning effect that prevents direct impact between the hard lapping plate and the substrate. This prior cushioning protects the substrate from damage while enabling effective lapping

Inventive Principle:
Principle #11Beforehand cushioning (Prior cushioning)

2Manufacturing precision

If polishing is performed with a hard polishing plate to achieve high flatness, then surface flatness is improved, but uneven pressure causes substrate surface defects

Engineering Contradiction:
Improvesurface flatnessVSAvoidsubstrate surface uneven pressure and defects
Core Design Contradiction:
Manufacturing precisionVSObject-affected harmful factors

Solution Approach 1:

The compliant layer serves as an intermediary between the polishing plate and substrate, distributing pressure evenly across the substrate surface while maintaining the rigidity needed for achieving high flatness

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The compliant layer changes the mechanical parameters of the polishing interface by providing compliance and pressure distribution, transforming the pressure distribution from uneven to uniform while maintaining polishing effectiveness

Inventive Principle:
Principle #35Parameter changes

3Length of moving object

If thin substrates are used to meet application requirements, then device miniaturization is achieved, but substrate is more liable to break during processing

Engineering Contradiction:
Improvesubstrate thicknessVSAvoidsubstrate mechanical strength
Core Design Contradiction:
Length of moving objectVSStrength

Solution Approach 1:

The compliant layer is applied beforehand to cushion the thin substrate from impact during lapping and polishing operations, preventing breakage while enabling processing of ultra-thin substrates that would otherwise be too fragile

Inventive Principle:
Principle #11Beforehand cushioning (Prior cushioning)

Solution Approach 2:

The compliant layer acts as a protective intermediary that supports thin substrates during processing, distributing mechanical loads and preventing stress concentration that would cause breakage in ultra-thin materials

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach effectively reduces surface damage and defectiveness, improving yields and productivity without the need for large-scale apparatus or precision polishing plates, utilizing existing facilities and maintaining high substrate quality.

Implementation Method 1

an impact-absorbing liquid is applied onto the surfaces of the substrate stocks, and the bringing of the upper polishing plate into contact with the surfaces is while they are coated with the impact-absorbing liquid

Methodology Applied
Scientific EffectImpact absorption: Damping

Implementation Method 2

rotating the lower polishing plate while the upper polishing plate comes into contact, reducing vertical force and minimizing damage by applying a resultant force with both vertical and horizontal components

Methodology Applied
Scientific EffectFriction: Friction

Implementation Method 3

with supply of a polishing slurry to the surfaces of the substrate stocks to polish the substrate stocks

Methodology Applied
Scientific EffectAbrasion: Abrasion

Data Source

PatentEP3093105B1Method for producing substrates
Publication Date: 2020.06.24 SHIN ETSU CHEMICAL CO LTD
  • EP3093105B1 patent drawingFigure 1

AI summary

Proposed herein is a method for producing substrates, particularly those of synthetic quartz glass, while saving the substrate surface from killer defects without resorting to any large-scale apparatus and precision polishing plate, thereby reducing defectives and improving yields more than in production with conventional facilities. The method for producing substrates by polishing, includes steps of placing substrate stocks individually in work holes formed in a carrier on a lower polishing plate, bringing an upper polishing plate into contact with the surface of the substrate stocks, with the surface of the substrate stocks being coated with an impact-absorbing liquid and the lower polishing plate being rotated, and rotating the upper and lower polishing plates, with the surface of the substrate stocks being accompanied by a polishing slurry.