Vacuum Coating Unit Central Anode Homogeneous PVD

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Solution Overview

Problem

Existing PVD coating systems for three-dimensional substrates often result in inhomogeneous layer structures due to anisotropic plasma distribution, leading to undesirable microstructure, hardness, wear resistance, and corrosion properties.

Innovation Solution

A vacuum coating system with a central anode connected to a pulse voltage source and multiple magnetron sputtering or arc evaporator sources connected to both pulse and DC voltage sources, using balanced magnetron cathodes operated as unbalanced by electromagnetic coils, to create a more isotropic plasma distribution and increased ionization.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If substrates are coated in front of a planar cathode, then the coating process is simple, but the layer structure becomes inhomogeneous due to anisotropic plasma distribution

Engineering Contradiction:
Improvecoating process simplicityVSAvoidlayer structure uniformity
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The single planar cathode is divided into multiple planar cathodes arranged around a central axis, with a central cathode positioned in the middle. This segmentation creates multiple plasma sources that collectively provide isotropic plasma distribution, resolving the contradiction between process simplicity and layer uniformity.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent transitions from a two-dimensional planar cathode arrangement to a three-dimensional configuration with multiple planar cathodes positioned at different locations around a central axis, plus a central cathode. This dimensional expansion enables uniform plasma distribution in all directions, achieving homogeneous coating without complicating the basic planar cathode structure.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Manufacturing precision

If substrates are positioned between two opposing cathodes, then coating uniformity improves, but the device complexity increases

Engineering Contradiction:
Improvecoating uniformityVSAvoidcathode arrangement complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The multiple planar cathodes serve dual functions: individually, they provide localized plasma generation, and collectively, they create isotropic plasma distribution when viewed from the substrate. This multi-functionality achieves coating uniformity without requiring the substrate to be positioned between specifically opposing cathodes, reducing arrangement complexity.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent adds a central cathode positioned on the rotational axis, creating a three-dimensional cathode configuration. This dimensional addition provides plasma from the center in addition to the peripheral cathodes, achieving complete isotropic coverage without requiring complex opposing cathode pairs at multiple locations.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Reliability

If balanced magnetron cathodes are used, then plasma is confined to a spatial zone in front of the cathode, but ion bombardment intensity varies with distance

Engineering Contradiction:
Improveplasma confinementVSAvoidion bombardment uniformity
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

The single magnetron cathode is segmented into multiple planar magnetron cathodes positioned around a central axis, with a central magnetron cathode in the middle. This segmentation ensures that every substrate surface point is at approximately the same distance from at least one cathode, maintaining plasma confinement while achieving uniform ion bombardment intensity across the entire substrate surface.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Different regions of the substrate receive plasma from different cathodes, but the local plasma properties (confinement and ion bombardment intensity) are optimized for each region by positioning the appropriate cathode at the optimal distance. This local optimization ensures uniform coating quality across the entire substrate surface.

Inventive Principle:
Principle #3Local quality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This configuration achieves a cost-effective, high-throughput, and uniform coating of three-dimensional substrates with improved ionization and electron emission, enhancing substrate properties like adhesion and internal stress.

Implementation Method 1

Between the anode (5) and the magnetron sputtering sources (3) there are electrical discharges

Methodology Applied
Scientific EffectElectrical discharge: Townsend Discharge

Implementation Method 2

The anode (5) and the magnetron sputtering sources (3) are surrounded by plasma during the coating

Methodology Applied
Scientific EffectPlasma: Plasma

Implementation Method 3

The magnetic field of the permanent magnet sets (11) and of the electromagnetic coils (12) intensifies and encloses the plasma (14) in a spatial zone in front of the magnetron cathodes (3)

Methodology Applied
Scientific EffectMagnetic field: Magnetic Field

Implementation Method 4

magnetron sputtering sources or arc evaporator sources

Methodology Applied
Scientific EffectSputtering: Sputtering

Implementation Method 5

vacuum coating system for homogeneous PVD coating

Methodology Applied
Scientific EffectPhysical vapor deposition: Physical Vapour Deposition

Implementation Method 6

magnetron sputtering sources or arc evaporator sources

Methodology Applied
Scientific EffectArc evaporation: Arc Evaporation

Data Source

PatentEP2100322B1Vacuum coating unit for homogeneous pvd coating
Publication Date: 2016.05.18 SYSTEC SYST & ANLAGENTECHN
  • EP2100322B1 patent drawingFigure 1
  • EP2100322B1 patent drawingFigure 2
  • EP2100322B1 patent drawingFigure 3a

AI summary

The apparatus (1) comprises a coating chamber (2), two or more cathodes (3), which are arranged peripherally within the coating chamber, substrate carriers (6) for holding the substrate (4), vacuum pumps (8) and voltage sources (15, 16, 17, 18, 19) wherein an individual anode (5) is arranged centrally between the cathodes (3) in the coating chamber (2) and the substrate (4) is positioned between the anode (5) and the cathode (3). In each case a gas discharge with a plasma (14) is ignited between the individual anode (5) and the cathodes (3). The substrates (4) are held fixed in position or are rotated about one or more axes and in the process subjected to the plasma (14).