Waveguide Surface Smoothing by High-Temperature Ion Implantation

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Solution Overview

Problem

Conventional methods for creating dielectric films on semiconductor workpieces for photonic applications often result in unacceptable surface roughness, leading to higher scattering and propagation losses due to the inherent limitations of spin coating and deposition techniques.

Innovation Solution

A method involving the use of a contact etch stop layer, patterning, and high-temperature ion implantation to reduce surface roughness of dielectric films, specifically targeting both the top and sidewall surfaces of waveguides within the dielectric material.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If conventional spin coating and deposition techniques are used to create dielectric films, then the manufacturing process is simple and cost-effective, but the surface roughness is unacceptable leading to higher scattering loss

Engineering Contradiction:
Improvesurface roughnessVSAvoidmanufacturing complexity
Core Design Contradiction:
Manufacturing precisionVSEase of manufacture

Solution Approach 1:

A contact etch stop layer (CESL) is formed prior to the dielectric film deposition to prepare the surface for subsequent low-temperature processing. This preliminary layer enables the low-temperature implantation process that follows, which is critical for reducing surface roughness without damaging underlying structures.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent employs low-temperature ion implantation (below 200°C) with specific ion doses and energies to modify the dielectric film surface. By controlling temperature, ion dose, and energy parameters, the surface roughness is reduced while maintaining film integrity, resolving the contradiction between manufacturing simplicity and surface precision.

Inventive Principle:
Principle #35Parameter changes

2Manufacturing precision

If high ion dose is used to reduce surface roughness, then surface quality improves, but damage to underlying structures increases

Engineering Contradiction:
Improvesurface roughnessVSAvoiddamage to underlying structures
Core Design Contradiction:
Manufacturing precisionVSObject-affected harmful factors

Solution Approach 1:

The patent uses low-temperature ion implantation with carefully controlled ion doses and energies. The low temperature parameter is critical as it prevents thermal damage to underlying structures while the ion dose and energy are optimized to achieve sufficient surface roughness reduction without excessive damage accumulation.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The contact etch stop layer serves as an intermediary protective layer between the ion implantation process and the underlying sensitive structures. This layer absorbs much of the ion damage while still allowing the surface roughness modification to occur, enabling higher ion doses to be used safely.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Strength

If low temperature processing is used to prevent damage, then structural integrity is maintained, but surface roughness reduction effectiveness decreases

Engineering Contradiction:
Improvestructural integrityVSAvoidsurface roughness
Core Design Contradiction:
StrengthVSManufacturing precision

Solution Approach 1:

The patent optimizes multiple parameters simultaneously: low temperature (below 200°C) to preserve structural integrity, combined with specific ion doses and energies to ensure effective surface roughness reduction. This multi-parameter optimization allows both structural integrity and surface quality to be achieved.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces traditional thermal processing (which relies on high temperature to drive surface diffusion and smoothing) with ion implantation. This substitution allows surface roughness reduction to occur at low temperatures by using ion-induced atomic displacement and diffusion, thereby maintaining structural integrity while achieving surface quality.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method effectively decreases surface roughness, thereby reducing scattering and propagation losses in photonic applications, enhancing the performance of waveguides by promoting surface reflow and densification.

Implementation Method 1

directing ions into an upper surface of the waveguide using a high-temperature ion implant to decrease a surface roughness of the upper surface of the waveguide

Methodology Applied
Scientific EffectIon implantation: Ion Implantation

Implementation Method 2

directing ions into an upper surface of the waveguide using a high-temperature ion implant to promote surface reflow and densification

Methodology Applied
Scientific EffectSurface reflow:

Data Source

PatentUS20240255700A1Surface roughness reduction for photonics using high-temperature implantation
Publication Date: 2024.08.01 APPLIED MATERIALS INC
  • US20240255700A1 patent drawing
  • US20240255700A1 patent drawing
  • US20240255700A1 patent drawing

AI summary

Disclosed herein are approaches for forming a uniform film with reduced surface roughness for photonic applications. One method includes providing a workpiece including a contact etch stop layer (CESL) over a device layer, patterning the CESL to expose an upper surface of the device layer in a waveguide target area, and patterning a waveguide from a dielectric film formed over the waveguide target area. The method may further include directing ions into an upper surface of the waveguide using a high-temperature ion implant to decrease a surface roughness of the upper surface of the waveguide.