Embedded Window Security Element for Anti-Counterfeiting

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Solution Overview

Problem

Data carriers such as banknotes and identification documents face the risk of security elements being detached and used to produce counterfeit documents due to moisture or solvents, compromising their authenticity and security.

Innovation Solution

A data carrier with an embedded elongated window security element featuring a sequence of test areas with security features visible in reflected light and free areas without features, hidden in web areas, preventing the element from being detached and used for counterfeiting, and optionally including a cancellation notice in free areas to prevent further misuse.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If a window security element is embedded in the substrate, then the security protection is improved, but the risk of removal and counterfeiting persists due to moisture or solvents

Engineering Contradiction:
Improvesecurity protectionVSAvoidmoisture and solvent damage
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The window security element is divided into multiple individual security features (holograms, gratings, or other security elements) that are embedded separately in the substrate. This segmentation ensures that if one feature is damaged or removed, other features remain intact to maintain security. The substrate itself is structured with multiple layers that can be separated, making it difficult to extract individual security features without detection.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The security features are pre-embedded within the substrate layers during the document manufacturing process, before the document is put into circulation. This preliminary embedding ensures that the security features are integrated into the substrate structure itself, making them resistant to removal attempts. The substrate is designed with inherent protective properties that prevent moisture and solvent penetration to the embedded features.

Inventive Principle:
Principle #10Preliminary action

2Reliability

If the window security element is fully embedded in the substrate, then protection against removal is improved, but visibility and verification of security features deteriorates

Engineering Contradiction:
Improveprotection against removalVSAvoidvisibility of security features
Core Design Contradiction:
ReliabilityVSDifficulty of detecting and measuring

Solution Approach 1:

The substrate is designed with localized transparent or translucent window areas that allow light to pass through to the embedded security features and back to the observer. These window areas create a selective visibility pattern where security features are clearly visible only in specific locations, while other areas of the substrate remain opaque. This local quality enhancement allows full embedding for security while maintaining verification capability through the window areas.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The security features utilize optical dimensionality by employing holographic and diffractive structures that create three-dimensional visual effects when viewed through the substrate windows. The security features are embedded at different depths within the substrate layers, creating a multi-layered optical structure that enhances visibility and makes counterfeiting more difficult. The optical properties of the substrate and window areas work together to project the embedded features into a visible dimension.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Ease of operation

If security features are made highly visible in window areas, then verification ease is improved, but the risk of fragmentation and counterfeiting increases

Engineering Contradiction:
Improveverification easeVSAvoidcounterfeiting resistance
Core Design Contradiction:
Ease of operationVSReliability

Solution Approach 1:

The security features exhibit asymmetric optical properties that make them difficult to replicate. The holographic and diffractive structures are designed with unique patterns, orientations, and depth positions that create specific visual characteristics visible only when viewed through the designated window areas at particular angles. This asymmetry in optical behavior provides easy verification for authorized observers while preventing successful counterfeiting by unauthorized parties.

Inventive Principle:
Principle #4Asymmetry

Solution Approach 2:

Multiple security features are nested within different layers of the substrate, with each layer containing additional security elements. The window areas are positioned to reveal specific nested features at different depths and angles. This nested structure allows for comprehensive verification through multiple observation points while ensuring that removing or fragmenting the security element would damage the nested structure and reveal the counterfeiting attempt.

Inventive Principle:
Principle #7Nested doll (Nesting)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

Enhances security against forgery by ensuring security features remain embedded and inaccessible for counterfeiting, maintaining document authenticity and preventing unauthorized reproduction.

Implementation Method 1

The security features are formed by diffractive structures, in particular holograms, holographic gratings, or hologram-like diffraction patterns

Methodology Applied
Scientific EffectDiffraction: Diffraction

Implementation Method 2

achromatic structures, in particular matte structures, micromirror arrangements, blaze gratings with a sawtooth-like groove profile

Methodology Applied
Scientific EffectReflection: Reflection

Implementation Method 3

Fresnel lens arrangements

Methodology Applied
Scientific EffectRefraction: Refraction

Implementation Method 4

Security features may also include luminescent or magnetic materials

Methodology Applied
Scientific EffectLuminescence: Luminescence

Implementation Method 5

Security features may also include luminescent or magnetic materials

Methodology Applied
Scientific EffectMagnetism: Magnetism

Data Source

PatentEP3580066B2Data carrier with a window security element
Publication Date: 2024.11.27 GIESECKE & DEVRIENT CURRENCY TECHNOLOGY GMBH
  • EP3580066B2 patent drawingFigure 1~3
  • EP3580066B2 patent drawingFigure 4~6

AI summary

The invention relates to a data carrier (10), in particular a value or security document, comprising a substrate (12) into which an elongated window security element (14) with a longitudinal direction and a perpendicular transverse direction is embedded, said window security element being visible on the surface of the substrate in a sequence of window regions (16) and being covered in a sequence of web regions (18) lying between the window regions (16). According to the invention, the window security element (14) has a sequence of checking regions (26), which are provided with security features (20), and a sequence of free regions (28), which lie between the checking regions and are free of security features, in the longitudinal direction, and the window security element (14) is embedded into the substrate (12) such that the sequence of checking regions (26) and free regions (28) are in register with the sequence of window regions (16) and web regions (18) so that the security features (20) of the checking regions (26) are visible under reflected light in the window regions (16) and the free regions (28) are hidden in the web regions (18).