METHOD FOR PILOT-BASED CHANNEL ESTIMATION IN OFDM SYSTEMS INDEPENDENT OF THE CHANNEL FREQUENCY SELECTION SEVERITY

DE602021055424T2Active Publication Date: 2026-06-03T C ISTANBUL MEDIPOL UNIVERSITESI

Patent Information

Authority / Receiving Office
DE · DE
Patent Type
Patents
Current Assignee / Owner
T C ISTANBUL MEDIPOL UNIVERSITESI
Filing Date
2021-12-16
Publication Date
2026-06-03

AI Technical Summary

Technical Problem

Conventional MSE-OFDM systems face challenges in channel estimation due to intersymbol interference (ISI) and complex time-domain equalization, leading to high computational complexity and performance loss, especially in multi-numerology scenarios.

Method used

A novel multi-symbol encapsulated orthogonal frequency division multiplexing (MSE-OFDM) transceiver design incorporating cascaded DFT processes at the transmitter and receiver, enabling simple equalization and optimal pilot-based channel estimation with reduced computational complexity.

Benefits of technology

The proposed design achieves robust channel estimation and equalization similar to conventional OFDM systems, reducing CP overhead, latency, and maintaining performance across varying channel conditions, while being computationally efficient.

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Description

Technical Field

[0001] In this invention, A method for pilot-aided channel estimation in Orthogonal Frequency Division Multiplexing (OFDM) systems regardless of the frequency selectivity severity of the channel is proposed.Prior Art

[0002] Flexibility is one the main features of next generation communication systems, where the parameters of the network are no longer fixed. For instance, 5-th generation (5G) has introduced the numerology concept where the orthogonal frequency division multiplexing (OFDM) waveform is differently configured in time-frequency lattice used to satisfy the varying requirements of the users. To further enhance the multi-numerology systems for 6-th generation (6G), flexible and adaptive cyclic prefix (CP) was proposed.

[0003] One configuration of the flexible CP waveforms is called multi-symbol encapsulated orthogonal frequency division multiplexing (MSE-OFDM) , that is also known by Common CP-OFDM. MSE-OFDM groups a number of OFDM symbols and uses one CP to protect them when the channel is slow time-variant, thus reducing the redundancy caused by the CP. MSE-OFDM waveform has been widely used as a solution to mitigate the inter-numerology interference (INI) in multi-numerology OFDM systems, where it provides perfect alignment of the symbols with different numerologies since they are encapsulated with one CP}.

[0004] Due to this unique frame structure, channel estimation for MSE-OFDM is unlike the conventional OFDM systems where the channel impulse response (CIR) is estimated and tracked in real-time thanks to fixed known symbols (pilots) multiplexed with the data. In MSE-OFDM systems, pilots and their position cannot be easily detected. This is due to the intersymbol interference (ISI) between the OFDM symbols in MSE-OFDM and the fact that one CP is added for the whole frame. Therefore, the estimation of the pilots and the interpolation of channel frequency response (CFR) as in conventional OFDM is not possible. As a result, only complex time-domain equalizers are used for MSE-OFDM. For instance, proposed iterative ISI estimation and cancellation techniques for the MSE-OFDM system; however, this algorithm is computationally complex and achieves low performance compared to CP-OFDM. While some other studies consider the maximum likelihood (ML) estimator, which is extremely computationally expensive compared to other estimators such as least-square (LS) that is used in conventional CP-OFDM The document POONAM SINGH ET AL: "Multiple Access Using MSE-OFDM",CONSUMER COMMUNICATIONS AND NETWORKING CONFERENCE, 2008. CCNC 2008. 5TH IEEE, IEEE CCP, PISCATAWAY, NJ, USA, 1 January 2008 pages 403-406, XP031211905,ISBN: 978-1-4244-1456-7 discloses a standard MSE-OFDM transmitter and receiver.Aims of the Invention and Brief Description

[0005] The present invention is related to a method for pilot-aided channel estimation in orthogonal frequency division multiplexing (OFDM) systems regardless of the frequency selectivity severity of the channel in order to eliminate the disadvantages mentioned above and to bring new advantages to the related technical field.

[0006] This invention provides a novel multi-symbol encapsulated orthogonal frequency division multiplexing (MSE-OFDM) transceiver design, which is a novel way of implementing OFDM differently, where two DFT processes are added to the conventional scheme at the transmitter and receiver. The developed system makes the channel estimation and equalization very similar to conventional OFDM systems. Hence, optimal pilot-based channel estimation technique is proposed with low computational complexity where the channel is estimated at the pilots and interpolated for the total subcarriers.

[0007] The proposed algorithms can encapsulate multiple OFDM symbol in one frame while maintaining the ability of simple equalization at the receiver side. Furthermore, it proposes a new design of generating OFDM-like waveforms using cascaded discrete Fourier transform (DFT) operations. 1. CP overhead and redundant communication. 2. Complex time equalization for MSE-OFDM with the loss of performance. 3. Robustness against delay spread.

[0008] The disclosed invention is a superior design, few of its advantages are mentioned below: 1-The enclosed transceiver design introduces a new concept of utilizing cascaded DFTs to perform OFDM-like modulation. 2-The enclosed design is computationally less complex compared to OFDM, thus suitable for low latency application. 3-The enclosed invention makes the channel estimation and equalization very similar to conventional OFDM systems. 4-The enclosed invention proposes an optimal pilot-based channel estimation technique is proposed with low computational complexity where the channel is estimated at the pilots and interpolated for the total subcarriers. 5-The proposed algorithm can encapsulate multiple OFDM symbol in one frame while maintaining the ability of simple equalization at the receiver side. 6-The proposed algorithm reduces the CP overhead for faster and less redundant communication. 7-The proposed algorithm enables simple frequency equalization for MSE-OFDM without losing the performance. 8-The enclosed invention shows robustness against delay spread. 9-The disclosed invention gives perfect channel estimation, instead of the interpolated channel. 10-The disclosed invention uses the minimum possible pilot-overhead. 11-The disclosed invention has no degradation in performance as the channel multipath increases (highly selective channels).

[0009] Any wireless communication technology can utilize this invention to provide protection to data, pilots or jointly data and pilots against eavesdroppers. However, standards like 3GPP-based cellular and IEEE 802.11 based Wi-Fi networks, or any wireless network are particularly relevant to the invention due to the support of multipoint coordination provided in both standards. Furthermore, the described method in this invention can be implemented on any device, system or network capable of supporting any of the aforementioned standards, for instance: code division multiple access (CMDA), frequency division multiple access (FDMA), Global System for Mobile communications (GSM), GSM / General Packet Radio Service (GPRS), Enhanced Data GSM Environment (EDGE), Wideband-CDMA (W-CDMA), Evolution Data Optimized (EV-DO), High Speed Packet Access (HSPA), High Speed Downlink Packet Access (HSDPA), High Speed Uplink Packet Access (HSUPA), Evolved High Speed Packet Access (HSPA+), Long Term Evolution (LTE), AMPS, 5G New Radio (NR), or other known signals that are used to communicate within a wireless, cellular or internet of things (IoT) network.

[0010] The invention is a method to modulate, transmit, receive, and decode the communication signal. As such, it is applicable to industry which is interested in transceiver and waveform design.Definition of the Figures

[0011] The figures have been used in order to further disclose a method for pilot-aided channel estimation in orthogonal frequency division multiplexing (OFDM) systems regardless of the frequency selectivity severity of the channel developed by the present invention which the figures have been described below:Figure 1: Proposed transceiver design

[0012] Some definitions in figure: Cyclic prefix (CP), Channel impulse response (CIR), Inverse discrete Fourier transform (IDFT), Transmitter (Tx), Receiver (Rx), Serial (S), Parallel (P), Serial to parallel S / P, Data symbols, Demodulated symbols. Detailed Description of the Invention

[0013] The novelty of the invention has been described with examples that shall not limit the scope of the invention and which have been intended to only clarify the subject matter of the invention. The present invention has been described in detail below.Transmitter Design:

[0014] At the t-th symbol time, the MSE-OFDM transmitter converts M OFDM symbols S m (k), k = 1, ... , N, m = 1, ... , M comprising N orthogonal subcarriers from frequency-domain to x m (n), n = 1, ..., N in time-domain using the IDFT. The first symbol out of the M symbols contains N known pilots used for channel estimation, where the rest (M - 1) × N subcarriers are used for data transmission. To combat ISI, CP is appended to the signal and then it is transmitted as depicted in Figure 1.

[0015] The wireless channel is assumed to be slow time-varying, i.e., CIR is invariant for each MSE-OFDM symbol with N tap path components. Also, y n = h n ⊗ x n + z n , where x[n] is the OFDM modulated signal and z[n] denotes the zero-mean AWGN with variance σ 2< . To cast (1) from serial to matrix-vector form, we define y = [y(1), ... , y(K)] T< , x = [x(1), ... , x(K)] T< and z = [z(1), ... , z(K)] T< to be the ℂ K × 1 vectors, and h = [h 1 , ... , h {N tap } ] T< to be the ℂ N tap × 1 channel vector. Therefore, (1) is rewritten as: y = h ⊗ x + z = H c x + z , where H c denotes the circulant channel matrix which is given as: H c = h 1 0 0 ⋯ h N tap h N tap − 1 … h 2 ⋮ ⋱ ⋮ 0 … 0 h N tap ⋯ h 1 Z denotes the noise vector. The channel matrix H c can be expressed a circulant matrix of K K p × K K p sub-matrices; then, H c can be rewritten as: H c = H 1 O O ⋯ H 2 ⋮ ⋱ ⋮ O ⋯ O H 2 H 1 where O ∈ ℂ K p × K p denotes the zeros matrix, and H 1 ∈ ℂ K p × K p and H 2 ∈ ℂ K p × K p are given by: H 1 = h 1 0 0 ⋯ 0 ⋮ ⋱ ⋮ h N tap ⋯ h 1 ⋯ 0 , H 2 = 0 0 h N tap ⋮ 0 … 0 ⋯ ⋱ ⋯ h 2 ⋮ 0

[0016] It should be noticed that = H 1 + H 2 is also a circulant matrix and it contains all non-zero values of the matrix H c , thus, it is a smaller representation of the channel matrix H c . Therefore, fully estimating H c is equivalent to only estimating .

[0017] Differently from the conventional MSE-OFDM transceiver, in the proposed design, M × M block-DFT and its inverse process are introduced at the receiver and the transmitter sides, respectively, as depicted in Figure 1. The added DFTs are block-based DFTs i.e., each submatrix in H c is treated as one single element and the DFT matrix F M serves to block-diagonalize H c .

[0018] Let B M denote the block-DFT process which is a DFT process that takes complex vectors as an input instead of complex values. It can be explicitly represented in terms of DFT process as B M = F m ⊗ I N , where I N represents the N\times N identity matrix, F M ∈ ℂ M × M , and B M ∈ ℂ NM × NM .

[0019] Let the unmodulated transmitted signal be s = P 1 , … , P N , S 1 , … , S K − N T = p T , s 1 T , … , s M − 1 T T , where p ∈ ℂ N × 1 is the first sub-symbol containing the pilots, and s i ∈ ℂ N × 1 denotes the i-th data sub-symbol. Then, transmitted signal is found as: x ^ = B M − 1 x , where x = F N − 1 p T , F N − 1 s 1 T , … , F N − 1 s M − 1 T T and F N − 1 is the N × N inverse DFT matrix.Receiver Design:

[0020] At the receiver side, after discarding the CP, the received signal is written as: y = H c x ^ + z = H c B M − 1 x + z ,

[0021] As shown in Figure 1 (b), there are two DFT processes at the receiver side after discarding the CP. Let y 1< and y 2< be the output of the first and second process, respectively. y 1 is the output of the block DFT, then: y 1 = B M H c B M − 1 x + B M z = H D x + B M z ,

[0022] Note that since H c is circulant, then H D is diagonal matrix given by: H D = H D 1 ⋯ O ⋮ ⋱ ⋮ O ⋯ H D N , where H D 1 = b = H 1 + H 2 .

[0023] In order to estimate the channel, only the first N samples of y 1 (i.e., the first sub-symbol H D 1 F N − 1 p are considered for the second process. Then, the output of the second process is given by: where z 1 contains the first N samples of B M z. P is the diagonal matrix having p as a diagonal and is the diagonal matrix containing the N point CFR of the wireless channel given by ℌ N = diag ℌ D = DFT h N = F N h ,Channel Estimation Scheme:

[0024] At the receiver side the pilots are recovered without any interference from the data. Therefore, conventional OFDM channel estimation algorithms can be applied, such MMSE and LS estimators. the LS estimation is used for the estimation. Least-square (LS), Minimum mean squared error (MMSE)

[0025] Let = [H(1), ..., H(K)] T< be the CFR vector, then the estimated channel is readily found as: ℌ ^ = DFT F N − 1 P − 1 y 2 , K = DFT F N − 1 P − 1 P ℌ N + F N z 1 , K = DFT F N − 1 ℌ N + F N − 1 P − 1 F N z 1 , K = ℌ N + z ˜ 1 where z ˜ 1 = DFT F N − 1 p − 1 F N z 1 , K .

[0026] A method for pilot-aided channel estimation in orthogonal frequency division multiplexing (OFDM) systems regardless of the frequency selectivity severity of the channel comprising the steps of; For channel estimatiation; In the transmitter; Converting M OFDM symbols as S m (k), k = 1, ...,N, m = 1, ... , M Comprising of each comprising N orthogonal subcarriers from frequency-domain to x m (n), n = 1, ..., N in time-domain using the IDFT, Out of the the first symbol of M symbols contains N known pilots used for channel estimation, where the rest (M - 1) × N subcarriers are used for data transmission, Applying block IDFT to the M subsymbols as given in equation (6) x ^ = B M − 1 x, Aligning the data from parallel to serial, Adding of cyclic prefix, Passing to transmitter through channel, For enhanced channel estimation; In the receiver, Discarding of the CP, After discarding the CP, the received signal is written as: y = H c x ^ + z = H c B M − 1 x + z ,, Applying the M-block DFT to the received signal y 1< , y 1 = B M H c B M − 1 x + B M z = H D x + B M z , , Applying N-DFT (N is the DFT(FFT) size that is given as 2^b, where b is a positive integer.)process to the first subsymbol y 1 . y 2 = F N ℌ F N − 1 p + F N z 1 Estimating the channel by using ℌ ^ = DFT F N − 1 P − 1 y 2 , K = DFT F N − 1 P − 1 P ℌ N + F N z 1 , K = DFT F N − 1 ℌ N + F N − 1 P − 1 F N z 1 , K = ℌ N + z ˜ 1 where z ˜ 1 = DFT F N − 1 p − 1 F N z 1 , K . where z ˜ 1 = DFT F N − 1 p − 1 F N z 1 , K . Applying of equalization processs (equalization is well known in the literature and it is done via many algorithms), Demodulated symbols.

Claims

1. A method for pilot-aided channel estimation in orthogonal frequency division multiplexing (OFDM) systems regardless of the frequency selectivity severity of the channel comprising the steps of; For channel estimation; In the transmitter; • Converting each of M OFDM symbols Sm(k), k= 1, ...,N, m=1, ... , M from frequency-domain to xm(n), n = 1, ... , N in time-domain using the Inverse discrete Fourier transform (IDFT) wherein each symbol Sm(k) comprises N orthogonal subcarriers, • The first symbol of M symbols contains N known pilots used for channel estimation, where the remaining (M -1) x N subcarriers are used for data transmission, • Applying M-block IDFT to the M subsymbols, • Applying Parallel to serial, • Adding of cyclic prefix (CP), • Passing to transmitter through channel, For enhanced channel estimation; In the receiver • Discarding of the CP, • After discarding the CP, the received signal is written as y = H c x ^ + z = H c B M − 1 x + z , • Applying the M-block discrete Fourier transform (DFT),to the received signal y1, y 1 = B M H c B M − 1 x + B M z = H D x + B M z , , • Applying N-DFT process to the first subsymbol y1, z ˜ 1 = DFT F N − 1 p − 1 F N z 1 , K . y 2 = F N ℌ F N − 1 p + F N z 1 • Estimating the channel by using ℌ ^ = DFT F N − 1 P − 1 y 2 , K = DFT F N − 1 P − 1 P ℌ N + F N z 1 , K = DFT F N − 1 ℌ N + F N − 1 P − 1 F N z 1 , K = ℌ N + z ˜ 1 where z ˜ 1 = DFT F N − 1 p − 1 F N z 1 , K . where z ˜ 1 = DFT F N − 1 p − 1 F N z 1 , K . • Applying of equalization process • Demodulating the symbols.