Non-access stratum (NAS)-based user equipment location verification in non-terrestrial networks

By encrypting UE location information using NAS security context and sending it to NTN BSs, the method addresses the challenge of UE location verification in NTNs, ensuring secure and compliant access without an AS security context.

WO2025155381A1PCT designated stage expired Publication Date: 2025-07-24QUALCOMM INC
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Patent Information

Application Number
PCT/US2024/058187
Authority / Receiving Office
WO · WO
Patent Type
Applications
Current Assignee / Owner
Priority Date
2024-01-15
Filing Date
2024-12-03
Publication Date
2025-07-24

AI Technical Summary

Technical Problem

Existing wireless communication systems, particularly in non-terrestrial networks (NTNs), face challenges in verifying user equipment (UE) location without establishing an access stratum (AS) security context, which is required for regulatory compliance and secure access.

Method used

UE encrypts location information using a portion of the non-access stratum (NAS) security context and sends it to a non-terrestrial network (NTN) base station (BS) along with a connection request, including a UE identifier and authentication codes, enabling the BS to determine access permission based on decrypted location information.

Benefits of technology

Enables secure and regulatory-compliant UE location verification in NTNs without requiring an AS security context, allowing UEs to access NTNs while maintaining security and privacy.

✦ Generated by Eureka AI based on patent content.

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Abstract

Disclosed are techniques for non-access stratum (NAS)-based user equipment (UE) location verification in non-terrestrial networks (NTNs). In an aspect, a UE may encrypt location information of the UE using a portion of a NAS security context to create encrypted UE location information; send, to an NTN base station (BS), a connection request comprising a first uplink (UL) NAS count value, the encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; and receive, from the NTN BS, a connection response.
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Description

NON-ACCESS STRATUM (NAS)-BASED USER EQUIPMENT LOCATION VERIFICATION IN NON-TERRESTRIAL NETWORKSBACKGROUND OF THE DISCLOSURE1. Field of the Disclosure

[0001] Aspects of the disclosure relate generally to wireless technologies.2. Description of the Related Art

[0002] Wireless communication systems have developed through various generations, including a first-generation analog wireless phone service (1G), a second-generation (2G) digital wireless phone service (including interim 2.5G and 2.75G networks), a third-generation (3G) high speed data, Internet-capable wireless service and a fourth-generation (4G) service (e.g., Long Term Evolution (LTE) or WiMax). There are presently many different types of wireless communication systems in use, including cellular and personal communications service (PCS) systems. Examples of known cellular systems include the cellular analog advanced mobile phone system (AMPS), and digital cellular systems based on code division multiple access (CDMA), frequency division multiple access (FDMA), time division multiple access (TDMA), the Global System for Mobile communications (GSM), etc.

[0003] A fifth generation (5G) wireless standard, referred to as New Radio (NR), enables higher data transfer speeds, greater numbers of connections, and better coverage, among other improvements. The 5G standard, according to the Next Generation Mobile Networks Alliance, is designed to provide higher data rates as compared to previous standards, more accurate positioning (e.g., based on reference signals for positioning (RS-P), such as downlink, uplink, or sidelink positioning reference signals (PRS)), and other technical enhancements. These enhancements, as well as the use of higher frequency bands, advances in PRS processes and technology, and high-density deployments for 5G, enable highly accurate 5G-based positioning.SUMMARY

[0004] The following presents a simplified summary relating to one or more aspects disclosed herein. Thus, the following summary should not be considered an extensive overview relating to all contemplated aspects, nor should the following summary be considered toidentify key or critical elements relating to all contemplated aspects or to delineate the scope associated with any particular aspect. Accordingly, the following summary has the sole purpose to present certain concepts relating to one or more aspects relating to the mechanisms disclosed herein in a simplified form to precede the detailed description presented below.

[0005] In an aspect, a method of wireless communication performed by a user equipment (UE) includes encrypting location information of the UE using a portion of a non-access stratum (NAS) security context to create encrypted UE location information; sending, to a non-terrestrial network (NTN) base station (BS), a connection request comprising a first uplink (UL) NAS count value, the encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; and receiving, from the NTN BS, a connection response.

[0006] In an aspect, a method of wireless communication performed by a NTN BS includes receiving, from a UE a connection request comprising a first UL NAS count value, encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; sending, to a core network (CN) node, the UE identifier, the first UL NAS count value, and the encrypted UE location information; receiving, from the CN node, decrypted UE location information; determining, based at least on the UE location information, whether the UE is allowed or not allowed access; and sending, to the UE, a connection response indicating whether the UE is allowed or is not allowed access.

[0007] In an aspect, a method of wireless communication performed by a CN node includes receiving, from an NTN BS, a UE identifier, an UL NAS count value, and encrypted UE location information; determining decrypted UE location information from the encrypted UE location information; and sending, to the NTN BS, the decrypted UE location information.

[0008] In an aspect, a UE includes one or more memories; one or more transceivers; and one or more processors communicatively coupled to the one or more memories and the one or more transceivers, the one or more processors, either alone or in combination, configured to: encrypt location information of the UE using a portion of a NAS security context to create encrypted UE location information; send, to a NTN BS via the one or more transceivers, a connection request comprising a first UL NAS count value, the encryptedUE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; and receive, from the NTN BS via the one or more transceivers, a connection response.

[0009] In an aspect, a NTN BS includes one or more memories; one or more transceivers; and one or more processors communicatively coupled to the one or more memories and the one or more transceivers, the one or more processors, either alone or in combination, configured to: receive, from a UE via the one or more transceivers, a connection request comprising a first UL NAS count value, encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; send, to a CN node via the one or more transceivers, the UE identifier, the first UL NAS count value, and the encrypted UE location information; receive, from the CN node via the one or more transceivers, decrypted UE location information; determine, based at least on the UE location information, whether the UE is allowed or not allowed access; and send, to the UE via the one or more transceivers, a connection response indicating whether the UE is allowed or is not allowed access.

[0010] In an aspect, a CN node includes one or more memories; one or more transceivers; and one or more processors communicatively coupled to the one or more memories and the one or more transceivers, the one or more processors, either alone or in combination, configured to: receive, from a NTN BS via the one or more transceivers, a UE identifier, an UL NAS count value, and encrypted UE location information; determine decrypted UE location information from the encrypted UE location information; and send, to the NTN BS via the one or more transceivers, the decrypted UE location information.

[0011] Other objects and advantages associated with the aspects disclosed herein will be apparent to those skilled in the art based on the accompanying drawings and detailed description.BRIEF DESCRIPTION OF THE DRAWINGS

[0012] The accompanying drawings are presented to aid in the description of various aspects of the disclosure and are provided solely for illustration of the aspects and not limitation thereof.

[0013] FIG. 1 illustrates an example wireless communications system, according to aspects of the disclosure.

[0014] FIGS. 2 A, 2B, and 2C illustrate example wireless network structures, according to aspects of the disclosure.

[0015] FIGS. 3A, 3B, and 3C are simplified block diagrams of several sample aspects of components that may be employed in a user equipment (UE), a base station, and a network entity, respectively, and configured to support communications as taught herein.

[0016] FIG. 4 is a signaling and event diagram illustrating an existing mechanism used by a long term evolution (LTE) UE 402 to recover from a radio link failure (RLF) condition.

[0017] FIG. 5 is a signaling and event diagram illustrating a process by which a UE can connect to a non-terrestrial network (NTN) according to aspects of the disclosure.

[0018] FIG. 6 is a signaling and event diagram illustrating a process by which a UE can connect to an NTN and also change mobility management entities (MMEs), according to aspects of the disclosure.

[0019] FIGS. 7-9 are flowcharts of example processes associated with non-access stratum (NAS)-based UE location verification in NTNs, according to aspects of the disclosure.DETAILED DESCRIPTION

[0020] Aspects of the disclosure are provided in the following description and related drawings directed to various examples provided for illustration purposes. Alternate aspects may be devised without departing from the scope of the disclosure. Additionally, well-known elements of the disclosure will not be described in detail or will be omitted so as not to obscure the relevant details of the disclosure.

[0021] Various aspects relate generally to verification of user equipment (UE) location to a nonterrestrial network (NTN) using non-access stratum (NAS) security mechanisms. Some aspects more specifically relate to control plane (CP)-only UEs, which do not support the creation of an access stratum (AS) security context. In an aspect, a UE may encrypt location information of the UE using a portion of a NAS security context to create encrypted UE location information; sending, to an NTN base station (BS), a connection request comprising a first uplink (UL) NAS count value, the encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; and receiving, from the NTN BS, a connection response.

[0022] Particular aspects of the subject matter described in this disclosure can be implemented to realize one or more of the following potential advantages. In some examples, a CP- only UE may use the techniques described herein to provide the UE’s location information, which may be regulatorily required to gain access to NTNs, without establishing or in the absence of AS security and without changing the existing NAS protocol. Other techniques disclosed herein allow the NTN base station (BS) to request that a core network (CN) node use NAS security mechanisms to protect radio resource control (RRC) configuration instructions that the NTN BS wants to send to the UE that is or will be allowed access to the NTN.

[0023] The words “exemplary” and / or “example” are used herein to mean “serving as an example, instance, or illustration.” Any aspect described herein as “exemplary” and / or “example” is not necessarily to be construed as preferred or advantageous over other aspects. Likewise, the term “aspects of the disclosure” does not require that all aspects of the disclosure include the discussed feature, advantage or mode of operation.

[0024] Those of skill in the art will appreciate that the information and signals described below may be represented using any of a variety of different technologies and techniques. For example, data, instructions, commands, information, signals, bits, symbols, and chips that may be referenced throughout the description below may be represented by voltages, currents, electromagnetic waves, magnetic fields or particles, optical fields or particles, or any combination thereof, depending in part on the particular application, in part on the desired design, in part on the corresponding technology, etc.

[0025] Further, many aspects are described in terms of sequences of actions to be performed by, for example, elements of a computing device. It will be recognized that various actions described herein can be performed by specific circuits (e.g., application specific integrated circuits (ASICs)), by program instructions being executed by one or more processors, or by a combination of both. Additionally, the sequence(s) of actions described herein can be considered to be embodied entirely within any form of non- transitory computer-readable storage medium having stored therein a corresponding set of computer instructions that, upon execution, would cause or instruct an associated processor of a device to perform the functionality described herein. Thus, the various aspects of the disclosure may be embodied in a number of different forms, all of which have been contemplated to be within the scope of the claimed subject matter. In addition,for each of the aspects described herein, the corresponding form of any such aspects may be described herein as, for example, “logic configured to” perform the described action.

[0026] As used herein, the terms “user equipment” (UE) and “base station” are not intended to be specific or otherwise limited to any particular radio access technology (RAT), unless otherwise noted. In general, a UE may be any wireless communication device (e.g., a mobile phone, router, tablet computer, laptop computer, consumer asset locating device, wearable (e.g., smartwatch, glasses, augmented reality (AR) / virtual reality (VR) headset, etc.), vehicle (e.g., automobile, motorcycle, bicycle, etc.), Internet of Things (loT) device, etc.) used by a user to communicate over a wireless communications network. A UE may be mobile or may (e.g., at certain times) be stationary, and may communicate with a radio access network (RAN). As used herein, the term “UE” may be referred to interchangeably as an “access terminal” or “AT,” a “client device,” a “wireless device,” a “subscriber device,” a “subscriber terminal,” a “subscriber station,” a “user terminal” or “UT,” a “mobile device,” a “mobile terminal,” a “mobile station,” or variations thereof. Generally, UEs can communicate with a core network via a RAN, and through the core network the UEs can be connected with external networks such as the Internet and with other UEs. Of course, other mechanisms of connecting to the core network and / or the Internet are also possible for the UEs, such as over wired access networks, wireless local area network (WLAN) networks (e.g., based on the Institute of Electrical and Electronics Engineers (IEEE) 802.11 specification, etc.) and so on.

[0027] A base station may operate according to one of several RATs in communication with UEs depending on the network in which it is deployed, and may be alternatively referred to as an access point (AP), a network node, a NodeB, an evolved NodeB (eNB), a next generation eNB (ng-eNB), a New Radio (NR) Node B (also referred to as a gNB or gNodeB), etc. A base station may be used primarily to support wireless access by UEs, including supporting data, voice, and / or signaling connections for the supported UEs. In some systems a base station may provide purely edge node signaling functions while in other systems it may provide additional control and / or network management functions. A communication link through which UEs can send signals to a base station is called an uplink (UL) channel (e.g., a reverse traffic channel, a reverse control channel, an access channel, etc.). A communication link through which the base station can send signals to UEs is called a downlink (DL) or forward link channel (e.g., a paging channel, a controlchannel, a broadcast channel, a forward traffic channel, etc.). As used herein the term traffic channel (TCH) can refer to either an uplink / reverse or downlink / forward traffic channel.

[0028] The term “base station” may refer to a single physical transmission-reception point (TRP) or to multiple physical TRPs that may or may not be co-located. For example, where the term “base station” refers to a single physical TRP, the physical TRP may be an antenna of the base station corresponding to a cell (or several cell sectors) of the base station. Where the term “base station” refers to multiple co-located physical TRPs, the physical TRPs may be an array of antennas (e.g., as in a multiple-input multiple-output (MIMO) system or where the base station employs beamforming) of the base station. Where the term “base station” refers to multiple non-co-located physical TRPs, the physical TRPs may be a distributed antenna system (DAS) (a network of spatially separated antennas connected to a common source via a transport medium) or a remote radio head (RRH) (a remote base station connected to a serving base station). Alternatively, the non-co-located physical TRPs may be the serving base station receiving the measurement report from the UE and a neighbor base station whose reference radio frequency (RF) signals the UE is measuring. Because a TRP is the point from which a base station transmits and receives wireless signals, as used herein, references to transmission from or reception at a base station are to be understood as referring to a particular TRP of the base station.

[0029] In some implementations that support positioning of UEs, a base station may not support wireless access by UEs (e.g., may not support data, voice, and / or signaling connections for UEs), but may instead transmit reference signals to UEs to be measured by the UEs, and / or may receive and measure signals transmitted by the UEs. Such a base station may be referred to as a positioning beacon (e.g., when transmitting signals to UEs) and / or as a location measurement unit (e.g., when receiving and measuring signals from UEs).

[0030] An “RF signal” comprises an electromagnetic wave of a given frequency that transports information through the space between a transmitter and a receiver. As used herein, a transmitter may transmit a single “RF signal” or multiple “RF signals” to a receiver. However, the receiver may receive multiple “RF signals” corresponding to each transmitted RF signal due to the propagation characteristics of RF signals through multipath channels. The same transmitted RF signal on different paths between the transmitter and receiver may be referred to as a “multipath” RF signal. As used herein, anRF signal may also be referred to as a “wireless signal” or simply a “signal” where it is clear from the context that the term “signal” refers to a wireless signal or an RF signal.

[0031] FIG. 1 illustrates an example wireless communications system 100, according to aspects of the disclosure. The wireless communications system 100 (which may also be referred to as a wireless wide area network (WWAN)) may include various base stations 102 (labeled “BS”) and various UEs 104. The base stations 102 may include macro cell base stations (high power cellular base stations) and / or small cell base stations (low power cellular base stations). In an aspect, the macro cell base stations may include eNBs and / or ng-eNBs where the wireless communications system 100 corresponds to an LTE network, or gNBs where the wireless communications system 100 corresponds to a NR network, or a combination of both, and the small cell base stations may include femtocells, picocells, microcells, etc.

[0032] The base stations 102 may collectively form a RAN and interface with a core network 170 (e.g., an evolved packet core (EPC) or a 5G core (5GC)) through backhaul links 122, and through the core network 170 to one or more location servers 172 (e.g., a location management function (LMF) or a secure user plane location (SUPL) location platform (SLP)). The location server(s) 172 may be part of core network 170 or may be external to core network 170. A location server 172 may be integrated with a base station 102. A UE 104 may communicate with a location server 172 directly or indirectly. For example, a UE 104 may communicate with a location server 172 via the base station 102 that is currently serving that UE 104. A UE 104 may also communicate with a location server 172 through another path, such as via an application server (not shown), via another network, such as via a wireless local area network (WLAN) access point (AP) (e.g., AP 150 described below), and so on. For signaling purposes, communication between a UE 104 and a location server 172 may be represented as an indirect connection (e.g., through the core network 170, etc.) or a direct connection (e.g., as shown via direct connection 128), with the intervening nodes (if any) omitted from a signaling diagram for clarity.

[0033] In addition to other functions, the base stations 102 may perform functions that relate to one or more of transferring user data, radio channel ciphering and deciphering, integrity protection, header compression, mobility control functions (e.g., handover, dual connectivity), inter-cell interference coordination, connection setup and release, load balancing, distribution for non-access stratum (NAS) messages, NAS node selection,synchronization, RAN sharing, multimedia broadcast multicast service (MBMS), subscriber and equipment trace, RAN information management (RIM), paging, positioning, and delivery of warning messages. The base stations 102 may communicate with each other directly or indirectly (e.g., through the EPC / 5GC) over backhaul links 134, which may be wired or wireless.

[0034] The base stations 102 may wirelessly communicate with the UEs 104. Each of the base stations 102 may provide communication coverage for a respective geographic coverage area 110. In an aspect, one or more cells may be supported by a base station 102 in each geographic coverage area 110. A “cell” is a logical communication entity used for communication with a base station (e.g., over some frequency resource, referred to as a carrier frequency, component carrier, carrier, band, or the like), and may be associated with an identifier (e.g., a physical cell identifier (PCI), an enhanced cell identifier (ECI), a virtual cell identifier (VCI), a cell global identifier (CGI), etc.) for distinguishing cells operating via the same or a different carrier frequency. In some cases, different cells may be configured according to different protocol types (e.g., machine-type communication (MTC), narrowband loT (NB-IoT), enhanced mobile broadband (eMBB), or others) that may provide access for different types of UEs. Because a cell is supported by a specific base station, the term “cell” may refer to either or both of the logical communication entity and the base station that supports it, depending on the context. In addition, because a TRP is typically the physical transmission point of a cell, the terms “cell” and “TRP” may be used interchangeably. In some cases, the term “cell” may also refer to a geographic coverage area of a base station (e.g., a sector), insofar as a carrier frequency can be detected and used for communication within some portion of geographic coverage areas 110.

[0035] While neighboring macro cell base station 102 geographic coverage areas 110 may partially overlap (e.g., in a handover region), some of the geographic coverage areas 110 may be substantially overlapped by a larger geographic coverage area 110. For example, a small cell base station 102' (labeled “SC” for “small cell”) may have a geographic coverage area 110' that substantially overlaps with the geographic coverage area 110 of one or more macro cell base stations 102. A network that includes both small cell and macro cell base stations may be known as a heterogeneous network. A heterogeneousnetwork may also include home eNBs (HeNBs), which may provide service to a restricted group known as a closed subscriber group (CSG).

[0036] The communication links 120 between the base stations 102 and the UEs 104 may include uplink (also referred to as reverse link) transmissions from a UE 104 to a base station 102 and / or downlink (DL) (also referred to as forward link) transmissions from a base station 102 to a UE 104. The communication links 120 may use MIMO antenna technology, including spatial multiplexing, beamforming, and / or transmit diversity. The communication links 120 may be through one or more carrier frequencies. Allocation of carriers may be asymmetric with respect to downlink and uplink (e.g., more or less carriers may be allocated for downlink than for uplink).

[0037] The wireless communications system 100 may further include a wireless local area network (WLAN) access point (AP) 150 in communication with WLAN stations (STAs) 152 via communication links 154 in an unlicensed frequency spectrum (e.g., 5 GHz). When communicating in an unlicensed frequency spectrum, the WLAN STAs 152 and / or the WLAN AP 150 may perform a clear channel assessment (CCA) or listen before talk (LBT) procedure prior to communicating in order to determine whether the channel is available.

[0038] The small cell base station 102' may operate in a licensed and / or an unlicensed frequency spectrum. When operating in an unlicensed frequency spectrum, the small cell base station 102' may employ LTE or NR technology and use the same 5 GHz unlicensed frequency spectrum as used by the WLAN AP 150. The small cell base station 102', employing LTE / 5G in an unlicensed frequency spectrum, may boost coverage to and / or increase capacity of the access network. NR in unlicensed spectrum may be referred to as NR-U. LTE in an unlicensed spectrum may be referred to as LTE-U, licensed assisted access (LAA), or MULTEFIRE®.

[0039] The wireless communications system 100 may further include a millimeter wave (mmW) base station 180 that may operate in mmW frequencies and / or near mmW frequencies in communication with a UE 182. Extremely high frequency (EHF) is part of the RF in the electromagnetic spectrum. EHF has a range of 30 GHz to 300 GHz and a wavelength between 1 millimeter and 10 millimeters. Radio waves in this band may be referred to as a millimeter wave. Near mmW may extend down to a frequency of 3 GHz with a wavelength of 100 millimeters. The super high frequency (SHF) band extends between 3GHz and 30 GHz, also referred to as centimeter wave. Communications using the mmW / near mmW radio frequency band have high path loss and a relatively short range. The mmW base station 180 and the UE 182 may utilize beamforming (transmit and / or receive) over a mmW communication link 184 to compensate for the extremely high path loss and short range. Further, it will be appreciated that in alternative configurations, one or more base stations 102 may also transmit using mmW or near mmW and beamforming. Accordingly, it will be appreciated that the foregoing illustrations are merely examples and should not be construed to limit the various aspects disclosed herein.

[0040] Transmit beamforming is a technique for focusing an RF signal in a specific direction. Traditionally, when a network node (e.g., a base station) broadcasts an RF signal, it broadcasts the signal in all directions (omni-directionally). With transmit beamforming, the network node determines where a given target device (e.g., a UE) is located (relative to the transmitting network node) and projects a stronger downlink RF signal in that specific direction, thereby providing a faster (in terms of data rate) and stronger RF signal for the receiving device(s). To change the directionality of the RF signal when transmitting, a network node can control the phase and relative amplitude of the RF signal at each of the one or more transmitters that are broadcasting the RF signal. For example, a network node may use an array of antennas (referred to as a “phased array” or an “antenna array”) that creates a beam of RF waves that can be “steered” to point in different directions, without actually moving the antennas. Specifically, the RF current from the transmitter is fed to the individual antennas with the correct phase relationship so that the radio waves from the separate antennas add together to increase the radiation in a desired direction, while cancelling to suppress radiation in undesired directions.

[0041] Transmit beams may be quasi-co-located, meaning that they appear to the receiver (e.g., a UE) as having the same parameters, regardless of whether or not the transmitting antennas of the network node themselves are physically co-located. In NR, there are four types of quasi-co-location (QCL) relations. Specifically, a QCL relation of a given type means that certain parameters about a second reference RF signal on a second beam can be derived from information about a source reference RF signal on a source beam. Thus, if the source reference RF signal is QCL Type A, the receiver can use the source reference RF signal to estimate the Doppler shift, Doppler spread, average delay, and delay spread of a second reference RF signal transmitted on the same channel. If the source referenceRF signal is QCL Type B, the receiver can use the source reference RF signal to estimate the Doppler shift and Doppler spread of a second reference RF signal transmitted on the same channel. If the source reference RF signal is QCL Type C, the receiver can use the source reference RF signal to estimate the Doppler shift and average delay of a second reference RF signal transmitted on the same channel. If the source reference RF signal is QCL Type D, the receiver can use the source reference RF signal to estimate the spatial receive parameter of a second reference RF signal transmitted on the same channel.

[0042] In receive beamforming, the receiver uses a receive beam to amplify RF signals detected on a given channel. For example, the receiver can increase the gain setting and / or adjust the phase setting of an array of antennas in a particular direction to amplify (e.g., to increase the gain level of) the RF signals received from that direction. Thus, when a receiver is said to beamform in a certain direction, it means the beam gain in that direction is high relative to the beam gain along other directions, or the beam gain in that direction is the highest compared to the beam gain in that direction of all other receive beams available to the receiver. This results in a stronger received signal strength (e.g., reference signal received power (RSRP), reference signal received quality (RSRQ), signal -to- interference-plus-noise ratio (SINR), etc.) of the RF signals received from that direction.

[0043] Transmit and receive beams may be spatially related. A spatial relation means that parameters for a second beam (e.g., a transmit or receive beam) for a second reference signal can be derived from information about a first beam (e.g., a receive beam or a transmit beam) for a first reference signal. For example, a UE may use a particular receive beam to receive a reference downlink reference signal (e.g., synchronization signal block (SSB)) from a base station. The UE can then form a transmit beam for sending an uplink reference signal (e.g., sounding reference signal (SRS)) to that base station based on the parameters of the receive beam.

[0044] Note that a “downlink” beam may be either a transmit beam or a receive beam, depending on the entity forming it. For example, if a base station is forming the downlink beam to transmit a reference signal to a UE, the downlink beam is a transmit beam. If the UE is forming the downlink beam, however, it is a receive beam to receive the downlink reference signal. Similarly, an “uplink” beam may be either a transmit beam or a receive beam, depending on the entity forming it. For example, if a base station is forming theuplink beam, it is an uplink receive beam, and if a UE is forming the uplink beam, it is an uplink transmit beam.

[0045] The electromagnetic spectrum is often subdivided, based on frequency / wavelength, into various classes, bands, channels, etc. In 5G NR two initial operating bands have been identified as frequency range designations FR1 (410 MHz - 7.125 GHz) and FR2 (24.25 GHz - 52.6 GHz). It should be understood that although a portion of FR1 is greater than 6 GHz, FR1 is often referred to (interchangeably) as a “Sub-6 GHz” band in various documents and articles. A similar nomenclature issue sometimes occurs with regard to FR2, which is often referred to (interchangeably) as a “millimeter wave” band in documents and articles, despite being different from the extremely high frequency (EHF) band (30 GHz - 300 GHz) which is identified by the INTERNATIONAL TELECOMMUNICATION UNION® as a “millimeter wave” band.

[0046] The frequencies between FR1 and FR2 are often referred to as mid-band frequencies. Recent 5G NR studies have identified an operating band for these mid-band frequencies as frequency range designation FR3 (7.125 GHz - 24.25 GHz). Frequency bands falling within FR3 may inherit FR1 characteristics and / or FR2 characteristics, and thus may effectively extend features of FR1 and / or FR2 into mid-band frequencies. In addition, higher frequency bands are currently being explored to extend 5G NR operation beyond 52.6 GHz. For example, three higher operating bands have been identified as frequency range designations FR4a or FR4-1 (52.6 GHz - 71 GHz), FR4 (52.6 GHz - 114.25 GHz), and FR5 (114.25 GHz - 300 GHz). Each of these higher frequency bands falls within the EHF band.

[0047] With the above aspects in mind, unless specifically stated otherwise, it should be understood that the term “sub-6 GHz” or the like if used herein may broadly represent frequencies that may be less than 6 GHz, may be within FR1, or may include mid-band frequencies. Further, unless specifically stated otherwise, it should be understood that the term “millimeter wave” or the like if used herein may broadly represent frequencies that may include mid-band frequencies, may be within FR2, FR4, FR4-a or FR4-1, and / or FR5, or may be within the EHF band.

[0048] In a multi-carrier system, such as 5G, one of the carrier frequencies is referred to as the “primary carrier” or “anchor carrier” or “primary serving cell” or “PCell,” and the remaining carrier frequencies are referred to as “secondary carriers” or “secondaryserving cells” or “SCells.” In carrier aggregation, the anchor carrier is the carrier operating on the primary frequency (e.g., FR1) utilized by a UE 104 / 182 and the cell in which the UE 104 / 182 either performs the initial radio resource control (RRC) connection establishment procedure or initiates the RRC connection re-establishment procedure. The primary carrier carries all common and UE-specific control channels, and may be a carrier in a licensed frequency (however, this is not always the case). A secondary carrier is a carrier operating on a second frequency (e.g., FR2) that may be configured once the RRC connection is established between the UE 104 and the anchor carrier and that may be used to provide additional radio resources. In some cases, the secondary carrier may be a carrier in an unlicensed frequency. The secondary carrier may contain only necessary signaling information and signals, for example, those that are UE-specific may not be present in the secondary carrier, since both primary uplink and downlink carriers are typically UE- specific. This means that different UEs 104 / 182 in a cell may have different downlink primary carriers. The same is true for the uplink primary carriers. The network is able to change the primary carrier of any UE 104 / 182 at any time. This is done, for example, to balance the load on different carriers. Because a “serving cell” (whether a PCell or an SCell) corresponds to a carrier frequency / component carrier over which some base station is communicating, the term “cell,” “serving cell,” “component carrier,” “carrier frequency,” and the like can be used interchangeably.

[0049] For example, still referring to FIG. 1, one of the frequencies utilized by the macro cell base stations 102 may be an anchor carrier (or “PCell”) and other frequencies utilized by the macro cell base stations 102 and / or the mmW base station 180 may be secondary carriers (“SCells”). The simultaneous transmission and / or reception of multiple carriers enables the UE 104 / 182 to significantly increase its data transmission and / or reception rates. For example, two 20 MHz aggregated carriers in a multi-carrier system would theoretically lead to a two-fold increase in data rate (i.e., 40 MHz), compared to that attained by a single 20 MHz carrier.

[0050] The wireless communications system 100 may further include a UE 164 that may communicate with a macro cell base station 102 over a communication link 120 and / or the mmW base station 180 over a mmW communication link 184. For example, the macro cell base station 102 may support a PCell and one or more SCells for the UE 164 and the mmW base station 180 may support one or more SCells for the UE 164.

[0051] In some cases, the UE 164 and the UE 182 may be capable of sidelink communication. Sidelink-capable UEs (SL-UEs) may communicate with base stations 102 over communication links 120 using the Uu interface (i.e., the air interface between a UE and a base station). SL-UEs (e.g., UE 164, UE 182) may also communicate directly with each other over a wireless sidelink 160 using the PC5 interface (i.e., the air interface between sidelink-capable UEs). A wireless sidelink (or just “sidelink”) is an adaptation of the core cellular (e.g., LTE, NR) standard that allows direct communication between two or more UEs without the communication needing to go through a base station. Sidelink communication may be unicast or multicast, and may be used for device-to-device (D2D) media-sharing, vehicle-to-vehicle (V2V) communication, vehicle-to-everything (V2X) communication (e.g., cellular V2X (cV2X) communication, enhanced V2X (eV2X) communication, etc.), emergency rescue applications, etc. One or more of a group of SL- UEs utilizing sidelink communications may be within the geographic coverage area 110 of a base station 102. Other SL-UEs in such a group may be outside the geographic coverage area 110 of a base station 102 or be otherwise unable to receive transmissions from a base station 102. In some cases, groups of SL-UEs communicating via sidelink communications may utilize a one-to-many (1 :M) system in which each SL-UE transmits to every other SL-UE in the group. In some cases, a base station 102 facilitates the scheduling of resources for sidelink communications. In other cases, sidelink communications are carried out between SL-UEs without the involvement of a base station 102.

[0052] In an aspect, the sidelink 160 may operate over a wireless communication medium of interest, which may be shared with other wireless communications between other vehicles and / or infrastructure access points, as well as other RATs. A “medium” may be composed of one or more time, frequency, and / or space communication resources (e.g., encompassing one or more channels across one or more carriers) associated with wireless communication between one or more transmitter / receiver pairs. In an aspect, the medium of interest may correspond to at least a portion of an unlicensed frequency band shared among various RATs. Although different licensed frequency bands have been reserved for certain communication systems (e.g., by a government entity such as the Federal Communications Commission (FCC) in the United States), these systems, in particular those employing small cell access points, have recently extended operation intounlicensed frequency bands such as the Unlicensed National Information Infrastructure (U-NII) band used by wireless local area network (WLAN) technologies, most notably IEEE 802.1 lx WLAN technologies generally referred to as “Wi-Fi.” Example systems of this type include different variants of CDMA systems, TDMA systems, FDMA systems, orthogonal FDMA (OFDMA) systems, single-carrier FDMA (SC-FDMA) systems, and so on.

[0053] Note that although FIG. 1 only illustrates two of the UEs as SL-UEs (i.e., UEs 164 and 182), any of the illustrated UEs may be SL-UEs. Further, although only UE 182 was described as being capable of beamforming, any of the illustrated UEs, including UE 164, may be capable of beamforming. Where SL-UEs are capable of beamforming, they may beamform towards each other (i.e., towards other SL-UEs), towards other UEs (e.g., UEs 104), towards base stations (e.g., base stations 102, 180, small cell 102’, access point 150), etc. Thus, in some cases, UEs 164 and 182 may utilize beamforming over sidelink 160.

[0054] In the example of FIG. 1, any of the illustrated UEs (shown in FIG. 1 as a single UE 104 for simplicity) may receive signals 124 from one or more Earth orbiting space vehicles (SVs) 112 (e.g., satellites). In an aspect, the SVs 112 may be part of a satellite positioning system that a UE 104 can use as an independent source of location information. A satellite positioning system typically includes a system of transmitters (e.g., SVs 112) positioned to enable receivers (e.g., UEs 104) to determine their location on or above the Earth based, at least in part, on positioning signals (e.g., signals 124) received from the transmitters. Such a transmitter typically transmits a signal marked with a repeating pseudo-random noise (PN) code of a set number of chips. While typically located in SVs 112, transmitters may sometimes be located on ground-based control stations, base stations 102, and / or other UEs 104. A UE 104 may include one or more dedicated receivers specifically designed to receive signals 124 for deriving geo location information from the SVs 112.

[0055] In a satellite positioning system, the use of signals 124 can be augmented by various satellite-based augmentation systems (SBAS) that may be associated with or otherwise enabled for use with one or more global and / or regional navigation satellite systems. For example, an SBAS may include an augmentation system(s) that provides integrity information, differential corrections, etc., such as the Wide Area Augmentation System (WAAS), the European Geostationary Navigation Overlay Service (EGNOS), the Multi-functional Satellite Augmentation System (MSAS), the Global Positioning System (GPS) Aided Geo Augmented Navigation or GPS and Geo Augmented Navigation system (GAGAN), and / or the like. Thus, as used herein, a satellite positioning system may include any combination of one or more global and / or regional navigation satellites associated with such one or more satellite positioning systems.

[0056] In an aspect, SVs 112 may additionally or alternatively be part of one or more nonterrestrial networks (NTNs). In an NTN, an SV 112 is connected to an earth station (also referred to as a ground station, NTN gateway, or gateway), which in turn is connected to an element in a 5G network, such as a modified base station 102 (without a terrestrial antenna) or a network node in a 5GC. This element would in turn provide access to other elements in the 5G network and ultimately to entities external to the 5G network, such as Internet web servers and other user devices. In that way, a UE 104 may receive communication signals (e.g., signals 124) from an SV 112 instead of, or in addition to, communication signals from a terrestrial base station 102.

[0057] The wireless communications system 100 may further include one or more UEs, such as UE 190, that connects indirectly to one or more communication networks via one or more device-to-device (D2D) peer-to-peer (P2P) links (referred to as “sidelinks”). In the example of FIG. 1, UE 190 has a D2D P2P link 192 with one of the UEs 104 connected to one of the base stations 102 (e.g., through which UE 190 may indirectly obtain cellular connectivity) and a D2D P2P link 194 with WLAN STA 152 connected to the WLAN AP 150 (through which UE 190 may indirectly obtain WLAN-based Internet connectivity). In an example, the D2D P2P links 192 and 194 may be supported with any well-known D2D RAT, such as LTE Direct (LTE-D), WI-FI DIRECT®, BLUETOOTH®, and so on.

[0058] FIG. 2A illustrates an example wireless network structure 200. For example, a 5GC 210 (also referred to as a Next Generation Core (NGC)) can be viewed functionally as control plane (C-plane) functions 214 (e.g., UE registration, authentication, network access, gateway selection, etc.) and user plane (U-plane) functions 212, (e.g., UE gateway function, access to data networks, IP routing, etc.) which operate cooperatively to form the core network. User plane interface (NG-U) 213 and control plane interface (NG-C) 215 connect the gNB 222 to the 5GC 210 and specifically to the user plane functions 212 and control plane functions 214, respectively. In an additional configuration, an ng-eNB224 may also be connected to the 5GC 210 via NG-C 215 to the control plane functions 214 and NG-U 213 to user plane functions 212. Further, ng-eNB 224 may directly communicate with gNB 222 via a backhaul connection 223. In some configurations, a Next Generation RAN (NG-RAN) 220 may have one or more gNBs 222, while other configurations include one or more of both ng-eNBs 224 and gNBs 222. Either (or both) gNB 222 or ng-eNB 224 may communicate with one or more UEs 204 (e.g., any of the UEs described herein).

[0059] Another optional aspect may include a location server 230, which may be in communication with the 5GC 210 to provide location assistance for UE(s) 204. The location server 230 can be implemented as a plurality of separate servers (e.g., physically separate servers, different software modules on a single server, different software modules spread across multiple physical servers, etc.), or alternately may each correspond to a single server. The location server 230 can be configured to support one or more location services for UEs 204 that can connect to the location server 230 via the core network, 5GC 210, and / or via the Internet (not illustrated). Further, the location server 230 may be integrated into a component of the core network, or alternatively may be external to the core network (e.g., a third party server, such as an original equipment manufacturer (OEM) server or service server).

[0060] FIG. 2B illustrates another example wireless network structure 240. A 5GC 260 (which may correspond to 5GC 210 in FIG. 2A) can be viewed functionally as control plane functions, provided by an access and mobility management function (AMF) 264, and user plane functions, provided by a user plane function (UPF) 262, which operate cooperatively to form the core network (i.e., 5GC 260). The functions of the AMF 264 include registration management, connection management, reachability management, mobility management, lawful interception, transport for session management (SM) messages between one or more UEs 204 (e.g., any of the UEs described herein) and a session management function (SMF) 266, transparent proxy services for routing SM messages, access authentication and access authorization, transport for short message service (SMS) messages between the UE 204 and the short message service function (SMSF) (not shown), and security anchor functionality (SEAF). The AMF 264 also interacts with an authentication server function (AUSF) (not shown) and the UE 204, and receives the intermediate key that was established as a result of the UE 204 authenticationprocess. In the case of authentication based on a UMTS (universal mobile telecommunications system) subscriber identity module (USIM), the AMF 264 retrieves the security material from the AUSF. The functions of the AMF 264 also include security context management (SCM). The SCM receives a key from the SEAF that it uses to derive access-network specific keys. The functionality of the AMF 264 also includes location services management for regulatory services, transport for location services messages between the UE 204 and a location management function (LMF) 270 (which acts as a location server 230), transport for location services messages between the NG-RAN 220 and the LMF 270, evolved packet system (EPS) bearer identifier allocation for interworking with the EPS, and UE 204 mobility event notification. In addition, the AMF 264 also supports functionalities for non-3GPP® (Third Generation Partnership Project) access networks.

[0061] Functions of the UPF 262 include acting as an anchor point for intra / inter-RAT mobility (when applicable), acting as an external protocol data unit (PDU) session point of interconnect to a data network (not shown), providing packet routing and forwarding, packet inspection, user plane policy rule enforcement (e.g., gating, redirection, traffic steering), lawful interception (user plane collection), traffic usage reporting, quality of service (QoS) handling for the user plane (e.g., uplink / downlink rate enforcement, reflective QoS marking in the downlink), uplink traffic verification (service data flow (SDF) to QoS flow mapping), transport level packet marking in the uplink and downlink, downlink packet buffering and downlink data notification triggering, and sending and forwarding of one or more “end markers” to the source RAN node. The UPF 262 may also support transfer of location services messages over a user plane between the UE 204 and a location server, such as an SLP 272.

[0062] The functions of the SMF 266 include session management, UE Internet protocol (IP) address allocation and management, selection and control of user plane functions, configuration of traffic steering at the UPF 262 to route traffic to the proper destination, control of part of policy enforcement and QoS, and downlink data notification. The interface over which the SMF 266 communicates with the AMF 264 is referred to as the Ni l interface.

[0063] Another optional aspect may include an LMF 270, which may be in communication with the 5GC 260 to provide location assistance for UEs 204. The LMF 270 can beimplemented as a plurality of separate servers (e.g., physically separate servers, different software modules on a single server, different software modules spread across multiple physical servers, etc.), or alternately may each correspond to a single server. The LMF 270 can be configured to support one or more location services for UEs 204 that can connect to the LMF 270 via the core network, 5GC 260, and / or via the Internet (not illustrated). The SLP 272 may support similar functions to the LMF 270, but whereas the LMF 270 may communicate with the AMF 264, NG-RAN 220, and UEs 204 over a control plane (e.g., using interfaces and protocols intended to convey signaling messages and not voice or data), the SLP 272 may communicate with UEs 204 and external clients (e.g., third-party server 274) over a user plane (e.g., using protocols intended to carry voice and / or data like the transmission control protocol (TCP) and / or IP).

[0064] Yet another optional aspect may include a third-party server 274, which may be in communication with the LMF 270, the SLP 272, the 5GC 260 (e.g., via the AMF 264 and / or the UPF 262), the NG-RAN 220, and / or the UE 204 to obtain location information (e.g., a location estimate) for the UE 204. As such, in some cases, the third-party server 274 may be referred to as a location services (LCS) client or an external client. The third- party server 274 can be implemented as a plurality of separate servers (e.g., physically separate servers, different software modules on a single server, different software modules spread across multiple physical servers, etc.), or alternately may each correspond to a single server.

[0065] User plane interface 263 and control plane interface 265 connect the 5GC 260, and specifically the UPF 262 and AMF 264, respectively, to one or more gNBs 222 and / or ng-eNBs 224 in the NG-RAN 220. The interface between gNB(s) 222 and / or ng-eNB(s) 224 and the AMF 264 is referred to as the “N2” interface, and the interface between gNB(s) 222 and / or ng-eNB(s) 224 and the UPF 262 is referred to as the “N3” interface. The gNB(s) 222 and / or ng-eNB(s) 224 of the NG-RAN 220 may communicate directly with each other via backhaul connections 223, referred to as the “Xn-C” interface. One or more of gNBs 222 and / or ng-eNBs 224 may communicate with one or more UEs 204 over a wireless interface, referred to as the “Uu” interface.

[0066] The functionality of a gNB 222 may be divided between a gNB central unit (gNB-CU) 226, one or more gNB distributed units (gNB-DUs) 228, and one or more gNB radio units (gNB-RUs) 229. A gNB-CU 226 is a logical node that includes the base station functionsof transferring user data, mobility control, radio access network sharing, positioning, session management, and the like, except for those functions allocated exclusively to the gNB-DU(s) 228. More specifically, the gNB-CU 226 generally host the radio resource control (RRC), service data adaptation protocol (SDAP), and packet data convergence protocol (PDCP) protocols of the gNB 222. A gNB-DU 228 is a logical node that generally hosts the radio link control (RLC) and medium access control (MAC) layer of the gNB 222. Its operation is controlled by the gNB-CU 226. One gNB-DU 228 can support one or more cells, and one cell is supported by only one gNB-DU 228. The interface 232 between the gNB-CU 226 and the one or more gNB-DUs 228 is referred to as the “Fl” interface. The physical (PHY) layer functionality of a gNB 222 is generally hosted by one or more standalone gNB-RUs 229 that perform functions such as power amplification and signal transmission / reception. The interface between a gNB-DU 228 and a gNB-RU 229 is referred to as the “Fx” interface. Thus, a UE 204 communicates with the gNB-CU 226 via the RRC, SDAP, and PDCP layers, with a gNB-DU 228 via the RLC and MAC layers, and with a gNB-RU 229 via the PHY layer.

[0067] Deployment of communication systems, such as 5G NR systems, may be arranged in multiple manners with various components or constituent parts. In a 5G NR system, or network, a network node, a network entity, a mobility element of a network, a RAN node, a core network node, a network element, or a network equipment, such as a base station, or one or more units (or one or more components) performing base station functionality, may be implemented in an aggregated or disaggregated architecture. For example, a base station (such as a Node B (NB), evolved NB (eNB), NR base station, 5G NB, AP, TRP, cell, etc.) may be implemented as an aggregated base station (also known as a standalone base station or a monolithic base station) or a disaggregated base station.

[0068] An aggregated base station may be configured to utilize a radio protocol stack that is physically or logically integrated within a single RAN node. A disaggregated base station may be configured to utilize a protocol stack that is physically or logically distributed among two or more units (such as one or more central or centralized units (CUs), one or more distributed units (DUs), or one or more radio units (RUs)). In some aspects, a CU may be implemented within a RAN node, and one or more DUs may be co-located with the CU, or alternatively, may be geographically or virtually distributed throughout one or multiple other RAN nodes. The DUs may be implemented to communicate with one ormore RUs. Each of the CU, DU and RU also can be implemented as virtual units, i.e., a virtual central unit (VCU), a virtual distributed unit (VDU), or a virtual radio unit (VRU).

[0069] Base station-type operation or network design may consider aggregation characteristics of base station functionality. For example, disaggregated base stations may be utilized in an integrated access backhaul (IAB) network, an open radio access network (0-RAN (such as the network configuration sponsored by the 0-RAN ALLIANCE®)), or a virtualized radio access network (vRAN, also known as a cloud radio access network (C- RAN)). Disaggregation may include distributing functionality across two or more units at various physical locations, as well as distributing functionality for at least one unit virtually, which can enable flexibility in network design. The various units of the disaggregated base station, or disaggregated RAN architecture, can be configured for wired or wireless communication with at least one other unit.

[0070] FIG. 2C illustrates an example disaggregated base station architecture 250, according to aspects of the disclosure. The disaggregated base station architecture 250 may include one or more central units (CUs) 280 (e.g., gNB-CU 226) that can communicate directly with a core network 267 (e.g., 5GC 210, 5GC 260) via a backhaul link, or indirectly with the core network 267 through one or more disaggregated base station units (such as a Near-Real Time (Near-RT) RAN Intelligent Controller (RIC) 259 via an E2 link, or a Non-Real Time (Non-RT) RIC 257 associated with a Service Management and Orchestration (SMO) Framework 255, or both). A CU 280 may communicate with one or more DUs 285 (e.g., gNB-DUs 228) via respective midhaul links, such as an Fl interface. The DUs 285 may communicate with one or more radio units (RUs) 287 (e.g., gNB-RUs 229) via respective fronthaul links. The RUs 287 may communicate with respective UEs 204 via one or more radio frequency (RF) access links. In some implementations, the UE 204 may be simultaneously served by multiple RUs 287.

[0071] Each of the units, i.e., the CUs 280, the DUs 285, the RUs 287, as well as the Near-RT RICs 259, the Non-RT RICs 257 and the SMO Framework 255, may include one or more interfaces or be coupled to one or more interfaces configured to receive or transmit signals, data, or information (collectively, signals) via a wired or wireless transmission medium. Each of the units, or an associated processor or controller providing instructions to the communication interfaces of the units, can be configured to communicate with one or more of the other units via the transmission medium. For example, the units can includea wired interface configured to receive or transmit signals over a wired transmission medium to one or more of the other units. Additionally, the units can include a wireless interface, which may include a receiver, a transmitter or transceiver (such as a RF transceiver), configured to receive or transmit signals, or both, over a wireless transmission medium to one or more of the other units.

[0072] In some aspects, the CU 280 may host one or more higher layer control functions. Such control functions can include RRC, PDCP, service data adaptation protocol (SDAP), or the like. Each control function can be implemented with an interface configured to communicate signals with other control functions hosted by the CU 280. The CU 280 may be configured to handle user plane functionality (i.e., Central Unit - User Plane (CU- UP)), control plane functionality (i.e., Central Unit - Control Plane (CU-CP)), or a combination thereof. In some implementations, the CU 280 can be logically split into one or more CU-UP units and one or more CU-CP units. The CU-UP unit can communicate bidirectionally with the CU-CP unit via an interface, such as the El interface when implemented in an 0-RAN configuration. The CU 280 can be implemented to communicate with the DU 285, as necessary, for network control and signaling.

[0073] The DU 285 may correspond to a logical unit that includes one or more base station functions to control the operation of one or more RUs 287. In some aspects, the DU 285 may host one or more of a RLC layer, a MAC layer, and one or more high PHY layers (such as modules for forward error correction (FEC) encoding and decoding, scrambling, modulation and demodulation, or the like) depending, at least in part, on a functional split, such as those defined by the 3rd Generation Partnership Project (3GPP®). In some aspects, the DU 285 may further host one or more low PHY layers. Each layer (or module) can be implemented with an interface configured to communicate signals with other layers (and modules) hosted by the DU 285, or with the control functions hosted by the CU 280.

[0074] Lower-layer functionality can be implemented by one or more RUs 287. In some deployments, an RU 287, controlled by a DU 285, may correspond to a logical node that hosts RF processing functions, or low-PHY layer functions (such as performing fast Fourier transform (FFT), inverse FFT (iFFT), digital beamforming, physical random access channel (PRACH) extraction and filtering, or the like), or both, based at least in part on the functional split, such as a lower layer functional split. In such an architecture,the RU(s) 287 can be implemented to handle over the air (OTA) communication with one or more UEs 204. In some implementations, real-time and non-real-time aspects of control and user plane communication with the RU(s) 287 can be controlled by the corresponding DU 285. In some scenarios, this configuration can enable the DU(s) 285 and the CU 280 to be implemented in a cloud-based RAN architecture, such as a vRAN architecture.

[0075] The SMO Framework 255 may be configured to support RAN deployment and provisioning of non-virtualized and virtualized network elements. For non-virtualized network elements, the SMO Framework 255 may be configured to support the deployment of dedicated physical resources for RAN coverage requirements which may be managed via an operations and maintenance interface (such as an 01 interface). For virtualized network elements, the SMO Framework 255 may be configured to interact with a cloud computing platform (such as an open cloud (O-Cloud) 269) to perform network element life cycle management (such as to instantiate virtualized network elements) via a cloud computing platform interface (such as an 02 interface). Such virtualized network elements can include, but are not limited to, CUs 280, DUs 285, RUs 287 and Near-RT RICs 259. In some implementations, the SMO Framework 255 can communicate with a hardware aspect of a 4G RAN, such as an open eNB (O-eNB) 261, via an 01 interface. Additionally, in some implementations, the SMO Framework 255 can communicate directly with one or more RUs 287 via an 01 interface. The SMO Framework 255 also may include a Non-RT RIC 257 configured to support functionality of the SMO Framework 255.

[0076] The Non-RT RIC 257 may be configured to include a logical function that enables non- real-time control and optimization of RAN elements and resources, artificial intelligence / machine learning (AI / ML) workflows including model training and updates, or policy-based guidance of applications / features in the Near-RT RIC 259. The Non-RT RIC 257 may be coupled to or communicate with (such as via an Al interface) the Near- RT RIC 259. The Near-RT RIC 259 may be configured to include a logical function that enables near-real-time control and optimization of RAN elements and resources via data collection and actions over an interface (such as via an E2 interface) connecting one or more CUs 280, one or more DUs 285, or both, as well as an O-eNB, with the Near-RT RIC 259.

[0077] In some implementations, to generate AI / ML models to be deployed in the Near-RT RIC 259, the Non-RT RIC 257 may receive parameters or external enrichment information from external servers. Such information may be utilized by the Near-RT RIC 259 and may be received at the SMO Framework 255 or the Non-RT RIC 257 from non-network data sources or from network functions. In some examples, the Non-RT RIC 257 or the Near-RT RIC 259 may be configured to tune RAN behavior or performance. For example, the Non-RT RIC 257 may monitor long-term trends and patterns for performance and employ AI / ML models to perform corrective actions through the SMO Framework 255 (such as reconfiguration via 01) or via creation of RAN management policies (such as Al policies).

[0078] FIGS. 3A, 3B, and 3C illustrate several example components (represented by corresponding blocks) that may be incorporated into a UE 302 (which may correspond to any of the UEs described herein), a base station 304 (which may correspond to any of the base stations described herein), and a network entity 306 (which may correspond to or embody any of the network functions described herein, including the location server 230 and the LMF 270, or alternatively may be independent from the NG-RAN 220 and / or 5GC 210 / 260 infrastructure depicted in FIGS. 2 A and 2B, such as a private network) to support the operations described herein. It will be appreciated that these components may be implemented in different types of apparatuses in different implementations (e.g., in an ASIC, in a system-on-chip (SoC), etc.). The illustrated components may also be incorporated into other apparatuses in a communication system. For example, other apparatuses in a system may include components similar to those described to provide similar functionality. Also, a given apparatus may contain one or more of the components. For example, an apparatus may include multiple transceiver components that enable the apparatus to operate on multiple carriers and / or communicate via different technologies.

[0079] The UE 302 and the base station 304 each include one or more wireless wide area network (WWAN) transceivers 310 and 350, respectively, providing means for communicating (e.g., means for transmitting, means for receiving, means for measuring, means fortuning, means for refraining from transmitting, etc.) via one or more wireless communication networks (not shown), such as an NR network, an LTE network, a GSM network, and / or the like. The WWAN transceivers 310 and 350 may each be connected to one or more antennas 316 and 356, respectively, for communicating with other network nodes, suchas other UEs, access points, base stations (e.g., eNBs, gNBs), etc., via at least one designated RAT (e.g., NR, LTE, GSM, etc.) over a wireless communication medium of interest (e.g., some set of time / frequency resources in a particular frequency spectrum). The WWAN transceivers 310 and 350 may be variously configured for transmitting and encoding signals 318 and 358 (e.g., messages, indications, information, and so on), respectively, and conversely, for receiving and decoding signals 318 and 358 (e.g., messages, indications, information, pilots, and so on), respectively, in accordance with the designated RAT. Specifically, the WWAN transceivers 310 and 350 include one or more transmitters 314 and 354, respectively, for transmitting and encoding signals 318 and 358, respectively, and one or more receivers 312 and 352, respectively, for receiving and decoding signals 318 and 358, respectively.

[0080] The UE 302 and the base station 304 each also include, at least in some cases, one or more short-range wireless transceivers 320 and 360, respectively. The short-range wireless transceivers 320 and 360 may be connected to one or more antennas 326 and 366, respectively, and provide means for communicating (e.g., means for transmitting, means for receiving, means for measuring, means for tuning, means for refraining from transmitting, etc.) with other network nodes, such as other UEs, access points, base stations, etc., via at least one designated RAT (e.g., Wi-Fi, LTE Direct, BLUETOOTH®, ZIGBEE®, Z-WAVE®, PC5, dedicated short-range communications (DSRC), wireless access for vehicular environments (WAVE), near-field communication (NFC), ultra- wideband (UWB), etc.) over a wireless communication medium of interest. The short- range wireless transceivers 320 and 360 may be variously configured for transmitting and encoding signals 328 and 368 (e.g., messages, indications, information, and so on), respectively, and conversely, for receiving and decoding signals 328 and 368 (e.g., messages, indications, information, pilots, and so on), respectively, in accordance with the designated RAT. Specifically, the short-range wireless transceivers 320 and 360 include one or more transmitters 324 and 364, respectively, for transmitting and encoding signals 328 and 368, respectively, and one or more receivers 322 and 362, respectively, for receiving and decoding signals 328 and 368, respectively. As specific examples, the short-range wireless transceivers 320 and 360 may be Wi-Fi transceivers, BLUETOOTH® transceivers, ZIGBEE® and / or Z-WAVE® transceivers, NFCtransceivers, UWB transceivers, or vehicle-to-vehicle (V2V) and / or vehicle-to- everything (V2X) transceivers.

[0081] The UE 302 and the base station 304 also include, at least in some cases, satellite signal interfaces 330 and 370, which each include one or more satellite signal receivers 332 and 372, respectively, and may optionally include one or more satellite signal transmitters 334 and 374, respectively. In some cases, the base station 304 may be a terrestrial base station that may communicate with space vehicles (e.g., space vehicles 112) via the satellite signal interface 370. In other cases, the base station 304 may be a space vehicle (or other non-terrestrial entity) that uses the satellite signal interface 370 to communicate with terrestrial networks and / or other space vehicles.

[0082] The satellite signal receivers 332 and 372 may be connected to one or more antennas 336 and 376, respectively, and may provide means for receiving and / or measuring satellite positioning / communication signals 338 and 378, respectively. Where the satellite signal receiver(s) 332 and 372 are satellite positioning system receivers, the satellite positioning / communication signals 338 and 378 may be global positioning system (GPS) signals, global navigation satellite system (GLONASS) signals, Galileo signals, Beidou signals, Indian Regional Navigation Satellite System (NAVIC), Quasi-Zenith Satellite System (QZSS) signals, etc. Where the satellite signal receiver(s) 332 and 372 are nonterrestrial network (NTN) receivers, the satellite positioning / communication signals 338 and 378 may be communication signals (e.g., carrying control and / or user data) originating from a 5G network. The satellite signal receiver(s) 332 and 372 may comprise any suitable hardware and / or software for receiving and processing satellite positioning / communication signals 338 and 378, respectively. The satellite signal receiver(s) 332 and 372 may request information and operations as appropriate from the other systems, and, at least in some cases, perform calculations to determine locations of the UE 302 and the base station 304, respectively, using measurements obtained by any suitable satellite positioning system algorithm.

[0083] The optional satellite signal transmitter(s) 334 and 374, when present, may be connected to the one or more antennas 336 and 376, respectively, and may provide means for transmitting satellite positioning / communication signals 338 and 378, respectively. Where the satellite signal transmitter(s) 374 are satellite positioning system transmitters, the satellite positioning / communication signals 378 may be GPS signals, GLONASS®signals, Galileo signals, Beidou signals, NAVIC, QZSS signals, etc. Where the satellite signal transmitter(s) 334 and 374 are NTN transmitters, the satellite positioning / communication signals 338 and 378 may be communication signals (e.g., carrying control and / or user data) originating from a 5G network. The satellite signal transmitter(s) 334 and 374 may comprise any suitable hardware and / or software for transmitting satellite positioning / communication signals 338 and 378, respectively. The satellite signal transmitter(s) 334 and 374 may request information and operations as appropriate from the other systems.

[0084] The base station 304 and the network entity 306 each include one or more network transceivers 380 and 390, respectively, providing means for communicating (e.g., means for transmitting, means for receiving, etc.) with other network entities (e.g., other base stations 304, other network entities 306). For example, the base station 304 may employ the one or more network transceivers 380 to communicate with other base stations 304 or network entities 306 over one or more wired or wireless backhaul links. As another example, the network entity 306 may employ the one or more network transceivers 390 to communicate with one or more base station 304 over one or more wired or wireless backhaul links, or with other network entities 306 over one or more wired or wireless core network interfaces.

[0085] A transceiver may be configured to communicate over a wired or wireless link. A transceiver (whether a wired transceiver or a wireless transceiver) includes transmitter circuitry (e.g., transmitters 314, 324, 354, 364) and receiver circuitry (e.g., receivers 312, 322, 352, 362). A transceiver may be an integrated device (e.g., embodying transmitter circuitry and receiver circuitry in a single device) in some implementations, may comprise separate transmitter circuitry and separate receiver circuitry in some implementations, or may be embodied in other ways in other implementations. The transmitter circuitry and receiver circuitry of a wired transceiver (e.g., network transceivers 380 and 390 in some implementations) may be coupled to one or more wired network interface ports. Wireless transmitter circuitry (e.g., transmitters 314, 324, 354, 364) may include or be coupled to a plurality of antennas (e.g., antennas 316, 326, 356, 366), such as an antenna array, that permits the respective apparatus (e.g., UE 302, base station 304) to perform transmit “beamforming,” as described herein. Similarly, wireless receiver circuitry (e.g., receivers 312, 322, 352, 362) may include or be coupled to a plurality of antennas (e.g., antennas316, 326, 356, 366), such as an antenna array, that permits the respective apparatus (e.g., UE 302, base station 304) to perform receive beamforming, as described herein. In an aspect, the transmitter circuitry and receiver circuitry may share the same plurality of antennas (e.g., antennas 316, 326, 356, 366), such that the respective apparatus can only receive or transmit at a given time, not both at the same time. A wireless transceiver (e.g., WWAN transceivers 310 and 350, short-range wireless transceivers 320 and 360) may also include a network listen module (NLM) or the like for performing various measurements.

[0086] As used herein, the various wireless transceivers (e.g., transceivers 310, 320, 350, and 360, and network transceivers 380 and 390 in some implementations) and wired transceivers (e.g., network transceivers 380 and 390 in some implementations) may generally be characterized as “a transceiver,” “at least one transceiver,” or “one or more transceivers.” As such, whether a particular transceiver is a wired or wireless transceiver may be inferred from the type of communication performed. For example, backhaul communication between network devices or servers will generally relate to signaling via a wired transceiver, whereas wireless communication between a UE (e.g., UE 302) and a base station (e.g., base station 304) will generally relate to signaling via a wireless transceiver.

[0087] The UE 302, the base station 304, and the network entity 306 also include other components that may be used in conjunction with the operations as disclosed herein. The UE 302, the base station 304, and the network entity 306 include one or more processors 342, 384, and 394, respectively, for providing functionality relating to, for example, wireless communication, and for providing other processing functionality. The processors 342, 384, and 394 may therefore provide means for processing, such as means for determining, means for calculating, means for receiving, means for transmitting, means for indicating, etc. In an aspect, the processors 342, 384, and 394 may include, for example, one or more general purpose processors, multi-core processors, central processing units (CPUs), ASICs, digital signal processors (DSPs), field programmable gate arrays (FPGAs), other programmable logic devices or processing circuitry, or various combinations thereof.

[0088] The UE 302, the base station 304, and the network entity 306 include memory circuitry implementing memories 340, 386, and 396 (e.g., each including a memory device),respectively, for maintaining information (e.g., information indicative of reserved resources, thresholds, parameters, and so on). The memories 340, 386, and 396 may therefore provide means for storing, means for retrieving, means for maintaining, etc. In some cases, the UE 302, the base station 304, and the network entity 306 may include NAS Module 348, 388, and 398, respectively. The NAS Module 348, 388, and 398 may be hardware circuits that are part of or coupled to the processors 342, 384, and 394, respectively, that, when executed, cause the UE 302, the base station 304, and the network entity 306 to perform the functionality described herein. In other aspects, the NAS Module 348, 388, and 398 may be external to the processors 342, 384, and 394 (e.g., part of a modem processing system, integrated with another processing system, etc.). Alternatively, the NAS Module 348, 388, and 398 may be memory modules stored in the memories 340, 386, and 396, respectively, that, when executed by the processors 342, 384, and 394 (or a modem processing system, another processing system, etc.), cause the UE 302, the base station 304, and the network entity 306 to perform the functionality described herein. FIG. 3 A illustrates possible locations of the NAS Module 348, which may be, for example, part of the one or more WWAN transceivers 310, the memory 340, the one or more processors 342, or any combination thereof, or may be a standalone component. FIG. 3B illustrates possible locations of the NAS Module 388, which may be, for example, part of the one or more WWAN transceivers 350, the memory 386, the one or more processors 384, or any combination thereof, or may be a standalone component. FIG. 3C illustrates possible locations of the NAS Module 398, which may be, for example, part of the one or more network transceivers 390, the memory 396, the one or more processors 394, or any combination thereof, or may be a standalone component.

[0089] The UE 302 may include one or more sensors 344 coupled to the one or more processors 342 to provide means for sensing or detecting movement and / or orientation information that is independent of motion data derived from signals received by the one or more WWAN transceivers 310, the one or more short-range wireless transceivers 320, and / or the satellite signal interface 330. By way of example, the sensor(s) 344 may include an accelerometer (e.g., a micro-electrical mechanical systems (MEMS) device), a gyroscope, a geomagnetic sensor (e.g., a compass), an altimeter (e.g., a barometric pressure altimeter), and / or any other type of movement detection sensor. Moreover, the sensor(s)344 may include a plurality of different types of devices and combine their outputs in order to provide motion information. For example, the sensor(s) 344 may use a combination of a multi-axis accelerometer and orientation sensors to provide the ability to compute positions in two-dimensional (2D) and / or three-dimensional (3D) coordinate systems.

[0090] In addition, the UE 302 includes a user interface 346 providing means for providing indications (e.g., audible and / or visual indications) to a user and / or for receiving user input (e.g., upon user actuation of a sensing device such a keypad, a touch screen, a microphone, and so on). Although not shown, the base station 304 and the network entity 306 may also include user interfaces.

[0091] Referring to the one or more processors 384 in more detail, in the downlink, IP packets from the network entity 306 may be provided to the processor 384. The one or more processors 384 may implement functionality for an RRC layer, a packet data convergence protocol (PDCP) layer, an RLC layer, and a MAC layer. The one or more processors 384 may provide RRC layer functionality associated with broadcasting of system information (e.g., master information block (MIB), system information blocks (SIBs)), RRC connection control (e.g., RRC connection paging, RRC connection establishment, RRC connection modification, and RRC connection release), inter-RAT mobility, and measurement configuration for UE measurement reporting; PDCP layer functionality associated with header compression / decompression, security (ciphering, deciphering, integrity protection, integrity verification), and handover support functions; RLC layer functionality associated with the transfer of upper layer PDUs, error correction through automatic repeat request (ARQ), concatenation, segmentation, and reassembly of RLC service data units (SDUs), re-segmentation of RLC data PDUs, and reordering of RLC data PDUs; and MAC layer functionality associated with mapping between logical channels and transport channels, scheduling information reporting, error correction, priority handling, and logical channel prioritization.

[0092] The transmitter 354 and the receiver 352 may implement Layer- 1 (LI) functionality associated with various signal processing functions. Layer- 1, which includes a physical (PHY) layer, may include error detection on the transport channels, forward error correction (FEC) coding / decoding of the transport channels, interleaving, rate matching, mapping onto physical channels, modulation / demodulation of physical channels, andMIMO antenna processing. The transmitter 354 handles mapping to signal constellations based on various modulation schemes (e.g., binary phase-shift keying (BPSK), quadrature phase-shift keying (QPSK), M-phase-shift keying (M-PSK), M-quadrature amplitude modulation (M-QAM)). The coded and modulated symbols may then be split into parallel streams. Each stream may then be mapped to an orthogonal frequency division multiplexing (OFDM) subcarrier, multiplexed with a reference signal (e.g., pilot) in the time and / or frequency domain, and then combined together using an inverse fast Fourier transform (IFFT) to produce a physical channel carrying a time domain OFDM symbol stream. The OFDM symbol stream is spatially precoded to produce multiple spatial streams. Channel estimates from a channel estimator may be used to determine the coding and modulation scheme, as well as for spatial processing. The channel estimate may be derived from a reference signal and / or channel condition feedback transmitted by the UE 302. Each spatial stream may then be provided to one or more different antennas 356. The transmitter 354 may modulate an RF carrier with a respective spatial stream for transmission.

[0093] At the UE 302, the receiver 312 receives a signal through its respective antenna(s) 316. The receiver 312 recovers information modulated onto an RF carrier and provides the information to the one or more processors 342. The transmitter 314 and the receiver 312 implement Lay er- 1 functionality associated with various signal processing functions. The receiver 312 may perform spatial processing on the information to recover any spatial streams destined for the UE 302. If multiple spatial streams are destined for the UE 302, they may be combined by the receiver 312 into a single OFDM symbol stream. The receiver 312 then converts the OFDM symbol stream from the time-domain to the frequency domain using a fast Fourier transform (FFT). The frequency domain signal comprises a separate OFDM symbol stream for each subcarrier of the OFDM signal. The symbols on each subcarrier, and the reference signal, are recovered and demodulated by determining the most likely signal constellation points transmitted by the base station 304. These soft decisions may be based on channel estimates computed by a channel estimator. The soft decisions are then decoded and de-interleaved to recover the data and control signals that were originally transmitted by the base station 304 on the physical channel. The data and control signals are then provided to the one or more processors 342, which implements Layer-3 (L3) and Layer-2 (L2) functionality.

[0094] In the downlink, the one or more processors 342 provides demultiplexing between transport and logical channels, packet reassembly, deciphering, header decompression, and control signal processing to recover IP packets from the core network. The one or more processors 342 are also responsible for error detection.

[0095] Similar to the functionality described in connection with the downlink transmission by the base station 304, the one or more processors 342 provides RRC layer functionality associated with system information (e.g., MIB, SIBs) acquisition, RRC connections, and measurement reporting; PDCP layer functionality associated with header compression / decompression, and security (ciphering, deciphering, integrity protection, integrity verification); RLC layer functionality associated with the transfer of upper layer PDUs, error correction through ARQ, concatenation, segmentation, and reassembly of RLC SDUs, re-segmentation of RLC data PDUs, and reordering of RLC data PDUs; and MAC layer functionality associated with mapping between logical channels and transport channels, multiplexing of MAC SDUs onto transport blocks (TBs), demultiplexing of MAC SDUs from TBs, scheduling information reporting, error correction through hybrid automatic repeat request (HARQ), priority handling, and logical channel prioritization.

[0096] Channel estimates derived by the channel estimator from a reference signal or feedback transmitted by the base station 304 may be used by the transmitter 314 to select the appropriate coding and modulation schemes, and to facilitate spatial processing. The spatial streams generated by the transmitter 314 may be provided to different antenna(s) 316. The transmitter 314 may modulate an RF carrier with a respective spatial stream for transmission.

[0097] The uplink transmission is processed at the base station 304 in a manner similar to that described in connection with the receiver function at the UE 302. The receiver 352 receives a signal through its respective antenna(s) 356. The receiver 352 recovers information modulated onto an RF carrier and provides the information to the one or more processors 384.

[0098] In the uplink, the one or more processors 384 provides demultiplexing between transport and logical channels, packet reassembly, deciphering, header decompression, control signal processing to recover IP packets from the UE 302. IP packets from the one or more processors 384 may be provided to the core network. The one or more processors 384 are also responsible for error detection.

[0099] For convenience, the UE 302, the base station 304, and / or the network entity 306 are shown in FIGS. 3 A, 3B, and 3C as including various components that may be configured according to the various examples described herein. It will be appreciated, however, that the illustrated components may have different functionality in different designs. In particular, various components in FIGS. 3A to 3C are optional in alternative configurations and the various aspects include configurations that may vary due to design choice, costs, use of the device, or other considerations. For example, in case of FIG. 3A, a particular implementation of UE 302 may omit the WWAN transceiver(s) 310 (e.g., a wearable device or tablet computer or personal computer (PC) or laptop may have Wi-Fi and / or BLUETOOTH® capability without cellular capability), or may omit the short- range wireless transceiver(s) 320 (e.g., cellular-only, etc.), or may omit the satellite signal interface 330, or may omit the sensor(s) 344, and so on. In another example, in case of FIG. 3B, a particular implementation of the base station 304 may omit the WWAN transceiver(s) 350 (e.g., a Wi-Fi “hotspot” access point without cellular capability), or may omit the short-range wireless transceiver s) 360 (e.g., cellular-only, etc.), or may omit the satellite signal interface 370, and so on. For brevity, illustration of the various alternative configurations is not provided herein, but would be readily understandable to one skilled in the art.

[0100] The various components of the UE 302, the base station 304, and the network entity 306 may be communicatively coupled to each other over data buses 308, 382, and 392, respectively. In an aspect, the data buses 308, 382, and 392 may form, or be part of, a communication interface of the UE 302, the base station 304, and the network entity 306, respectively. For example, where different logical entities are embodied in the same device (e.g., gNB and location server functionality incorporated into the same base station 304), the data buses 308, 382, and 392 may provide communication between them.

[0101] The components of FIGS. 3A, 3B, and 3C may be implemented in various ways. In some implementations, the components of FIGS. 3 A, 3B, and 3C may be implemented in one or more circuits such as, for example, one or more processors and / or one or more ASICs (which may include one or more processors). Here, each circuit may use and / or incorporate at least one memory component for storing information or executable code used by the circuit to provide this functionality. For example, some or all of the functionality represented by blocks 310 to 346 may be implemented by processor andmemory component(s) of the UE 302 (e.g., by execution of appropriate code and / or by appropriate configuration of processor components). Similarly, some or all of the functionality represented by blocks 350 to 388 may be implemented by processor and memory component(s) of the base station 304 (e.g., by execution of appropriate code and / or by appropriate configuration of processor components). Also, some or all of the functionality represented by blocks 390 to 398 may be implemented by processor and memory component(s) of the network entity 306 (e.g., by execution of appropriate code and / or by appropriate configuration of processor components). For simplicity, various operations, acts, and / or functions are described herein as being performed “by a UE,” “by a base station,” “by a network entity,” etc. However, as will be appreciated, such operations, acts, and / or functions may actually be performed by specific components or combinations of components of the UE 302, base station 304, network entity 306, etc., such as the processors 342, 384, 394, the transceivers 310, 320, 350, and 360, the memories 340, 386, and 396, the NAS Module 348, 388, and 398, etc.

[0102] In some designs, the network entity 306 may be implemented as a core network component. In other designs, the network entity 306 may be distinct from a network operator or operation of the cellular network infrastructure (e.g., NG RAN 220 and / or 5GC 210 / 260). For example, the network entity 306 may be a component of a private network that may be configured to communicate with the UE 302 via the base station 304 or independently from the base station 304 (e.g., over a non-cellular communication link, such as Wi-Fi).

[0103] Non-terrestrial networks (NTNs) involve communication with a satellite vehicle (SV), a drone, manned or unmanned aircraft, balloon, or other non- earth-based transceiver, all of which may be referred to herein as an NTN base station (BS). In populated areas of the globe, there may be a terrestrial network (TN) and an NTN available to a UE. In some areas around the globe, such as oceans, there is no TN infrastructure, in which case an NTN may be the only network that is available to a UE. Whether or not a TN is available, an NTN BS transceiver typically covers a much larger geographic area than a TN base station transceiver, and current NTN regulations require verification of a UE’s location before allowing that UE access to the NTN, for example. Location information requires confidentiality protection for privacy (e.g., so that an eavesdropper cannot determine the location of the UE), integrity protection for tamper resistance (e.g., so that an attackercannot spoof the location of the UE to the core network), and replay protection (e.g., so that an attacker cannot engage in a replay attack).

[0104] However, some control-plane (CP)-only cellular internet of things (CIoT) UEs do not support access stratum (AS) security protocols, and as a result an NTN radio access network (RAN) has no secure means to verify the location of those types of UEs, and as a consequence CP-only UEs may not be allowed to connect to the NTN. Thus, it is desirable to provide a mechanism by which a UE can provide its location information to an NTN RAN in a confidential, secure manner.

[0105] Accordingly, techniques for UE location verification in NTNs are herein presented. In some aspects, existing non-access-stratum (NAS) mechanisms are leveraged to control a UE’s access to an NTN network without the use of AS security mechanisms and without requiring a change to existing NAS protocol. In some aspects, NAS mechanisms may also be employed to protect radio resource control (RRC) messages that an NTN BS may want to send to a UE that is allowed or will be allowed access to the NTN.

[0106] FIG. 4 is a signaling and event diagram 400 illustrating an existing mechanism used by a long term evolution (LTE) UE 402 to recover from a radio link failure (RLF) condition, e.g., by selecting a new cell from the same or different eNB. FIG. 4 illustrates an interaction between the UE 402, a RAN source eNB 404, a RAN target eNB 406, and a core network (CN) node, such as a mobility management entity (MME) 408. In general, a UE and an MME communicate with each other using NAS messages and an eNB and an MME communicate with each other using the SI application protocol (Sl-AP), which may be used to transport NAS messages or other types of messages.

[0107] In the example shown in FIG. 4, at block 410, the UE 402 is authenticated to the network and NAS security is established. For example, the UE 402 and the MME 408 may establish a NAS security context based on the evolved packet system (EPS) authentication and key agreement (AKA) procedure, using NAS messages, which are protected. Data can also be sent over NAS. In the example shown in FIG. 4, the UE 402 and the MME 408 communicate with each other via the source eNB 404.

[0108] At block 412, the UE 402 detects a failure of the radio link between itself and the source eNB 404, and selects a new eNB. When RLF happens, the UE 402 can authenticate itself to a new target, e.g., the target eNB 406, via the MME.

[0109] As shown in block 414, the access stratum (AS) portion of the UE 402 triggers the NAS portion of the UE to use the NAS security context stored within the UE 402 to create a NAS message authentication code (NAS-MAC) having two parts: the first 16 bits comprise an uplink MAC value (UL_NAS_MAC), used by the UE to authenticate itself to the target eNB 406, and the last 16 bits comprise an expected downlink MAC value (XDL_NAS_MAC), used by the target eNB 406 to authenticate itself to the UE 402. In some aspects, the UE 402 may calculate the UL_NAS_MAC and XDL_NAS_MAC by using the currently used NAS integrity algorithm with the following inputs: KNASintas the key, the uplink NAS COUNT that would be used for the next uplink NAS message, the DIRECTION bit set to 0 and the target Cell-ID as the message to be protected, to calculate NAS-MAC. The AS part of the UE 402 then transmits the UL_NAS_MAC value, along with a UE identifier, such as the UE’s service temporary mobile subscriber identity (S- TMSI), to the target eNB 406, e.g., signal 416, which is an RRC connection reestablishment request message in the example shown in FIG. 4. The target eNB 406 may use the S-TMSI to determine the MME with which the target eNB 406 should communicate, e.g., the MME 408 in FIG. 4.

[0110] In the example shown in FIG. 4, the target eNB 406 forwards the S-TMSI and the UL_NAS_MAC value to the MME 408, e.g., signal 418. At block 420, the MME 408 uses the NAS security context stored on the MME 408 - which should match the NAS security context stored on the UE 402 - to calculate the NAS-MAC and verifies that the UL_NAS_MAC value is correct for the UE 402. If the verification is successful, as in this example, the MME 408 sends the XDL_NAS_MAC value to the target eNB 406, e.g., signal 422, which is the indication to the target eNB 406 that the UE 402 is verified. From this point forward, the target eNB 406 will allow access by the UE 402. If the verification in block 420 fails, the MME 408 will instruct the target eNB 406 to release the connection to the UE 402.

[0111] The target eNB 406 forwards the XDL_NAS_MAC value to the UE 402, e.g., signal 424, which is an RRC connection re-establishment response message in the example shown in FIG. 4. At block 426, the UE 402 verifies that the XDL_NAS_MAC value that it received from the target eNB 406 is correct. In this manner, the UE 402 and the target eNB 406 can verify each other, and the UE 402 is given access to the RAN via the target eNB 406.

[0112] FIG. 5 is a signaling and event diagram 500 illustrating a process by which a UE 502 can connect to an NTN, and optionally receive protected RRC information, according to aspects of the disclosure. FIG. 5 illustrates an interaction between the UE 502, a TN RAN source eNB 504, an NTN RAN target eNB 506, and a core network node, such as an MME 508 for 4G or an access and mobility management function (AMF) for 5G.

[0113] In the example shown in FIG. 5, at block 510, the UE 502 is authenticated to the terrestrial network and NAS security is established. For example, the UE 502 and the MME 508 may establish a NAS security context based on the EPS AKA procedure, using NAS messages, which are protected. Data can also be sent over NAS.

[0114] In the example shown in FIG. 5, at block 512 the UE 502 selects an NTN node, such as the target eNB 506. This may be because the UE 502 has lost a connection with a TN node and / or can’t find a suitable TN node, and thus decides to connect to an available NTN, for example. In the example shown in FIG. 5, the UE 502 is subject to a regulatory requirement that prohibits a UE from j oining an NTN unless the UE’ s geographic location can be verified, and therefore at block 514, the UE 502 encrypts is location information (which may be coarse location information at this point) using at least a portion of its existing NAS security context, such as an UL NAS count value, a NAS encryption key, a NAS security key, or a combination thereof. It will be understood that the UE 502 may provide its geographic location for any reason, whether or not such information is required by regulation or otherwise.

[0115] The NAS security context protects the UE location information in several ways. For example, the uplink NAS count is consumed for protection and incremented, which prevents a replay attack; the UE location information is encrypted rather than being transmitted in clear text; and the UE location information is integrity protected using the selected NAS security algorithm, which protects against some attacks by detecting corruption of modification of the message during transit. The MME 508 may reject to decrypt the encrypted location information if it has identified that an uplink NAS count value that is used for the encryption is not greater than the latest one stored as part of the UE’s NAS security context, for example.

[0116] In the example shown in FIG. 5, the UE 502 issues a radio resource control (RRC) connection request message to the target eNB 506, e.g., signal 516. In the example shown in FIG. 5, the RRC connection request message includes an UL NAS count and encryptedUE location information in addition to a NAS message, which may comprise a tracking area update (TAU) message, a data over NAS message, or other type of NAS message. The NAS message includes a UE identifier, e.g., the S-TMSI value assigned to the UE 502, along with the UL_NAS_MAC, and an UL NAS count value. At least a portion of the UE identifier (e.g., the MME code (MMEC) portion of the S-TMSI, for example) is used by an MME to identify the UE 502 and retrieve its security context.

[0117] It is noted, however, that the UL NAS count embedded within the NAS message is different from the UL NAS count included in the RRC connect request message outside of the NAS message. Specifically, the step of encrypting the UE location information using the NAS security context consumes an UL NAS count; for example, presuming that the UL NAS count value was X when the UE location information is encrypted, the UL NAS count value will have been incremented to X+l by the time it is used to protect the NAS message that is later included within the RRC connection request message. Thus, the RRC connection request message will include a UL NAS count field indicating a value of X and the NAS message will contain a UL NAS count field indicating a value of X+l, as shown in FIG. 5, signal 516.

[0118] In the example shown in FIG. 5, the target eNB 506 sends the UE identifier S-TMSI, the UL NAS count value used to encrypt the UE location information, and the encrypted UE location information, to the MME 508, e.g., signal 518, which is an Sl-AP message. The target eNB 506 does not forward the NAS message, however, until the UE’s location has been verified.

[0119] In some aspects, the target eNB 506 may also want to provide RRC information to the UE 502, e.g., to provide the UE 502 with configuration information, and the target eNB 506 may further want to protect (via encryption, integrity protection, or both) this configuration information. In this case, the target eNB 506 may optionally request the MME 508 to protect the DL RRC information using the NAS security context. In this case, the target eNB 506 may optionally include, within signal 518, RRC information for the MME 508 to encrypt and protect using the security context of the UE 502, e.g., as a DL RRC information protection request that is sent to the MME 508 along with the encrypted UE location information.

[0120] At block 520, the MME 508 verifies and decrypts the encrypted UE location information. If the verification is successful, the MME 508 updates the uplink NAS count value in theUE’s NAS security context with the received uplink NAS count value, and then sends decrypted UE location information to the target eNB 506, e.g., signal 522. In some aspects, if RRC the target eNB 506 has requested DL RRC information protection, the MME 508 may optionally protect the RRC information at block 520 using the current DL NAS count value and include the DL NAS count value along with the protected RRC information in signal 522. The MME 508 then increments the DL NAS count and stores the DL NAS count as the current DL NAS count, as part of the UE NAS security context.

[0121] At block 524, the target eNB 506 determines, based at least in part on the UE location information, whether the UE 502 is allowed access to the NTN RAN. If the UE 502 is allowed access, the target eNB 506 forwards the NAS message to the MME 508, e.g., signal 526, and the MME 508 processes the NAS message and performs the rest of the procedure, e.g., calculating a NAS-MAC, etc., as illustrated by elements 420, 422, 424, and 426 of FIG. 4, such that the UE 502 and the MME 508 can verify each other, and the UE 502 is given access to the RAN via the target eNB 506. In some aspects, if the MME 508 encrypted RRC information at block 520 and provided the encrypted RRC information and the DL NAS count to the target eNB 506 in signal 522, the target eNB 506 may forward that encrypted RRC information and DL NAS count to the UE 502, e.g., in optional signal 528. The UE 502 can then verify and decrypt the received RRC information using the DL NAS count value received in optional signal 528.

[0122] It is noted that for 5G, the same procedure may be used, but with an AMF rather than an MME.

[0123] FIG. 6 is a signaling and event diagram 600 illustrating a process by which a UE 602 can connect to an NTN and also change MMEs, according to aspects of the disclosure. FIG. 6 illustrates an interaction between the UE 602, an NTN RAN target eNB 604, and two core network nodes, a target MME 606 and a source MME 608.

[0124] In the example shown in FIG. 6, at block 610, the UE 602 is authenticated to the terrestrial network and NAS security is established. For example, the UE 602 and the source MME 608 may establish a NAS security context based on the EPS AKA procedure, using NAS messages, which are protected. Data can also be sent over NAS.

[0125] In the example shown in FIG. 6, at block 612 the UE 602 selects an NTN node, such as the target eNB 604, and at block 614, the UE 602 encrypts is location information (which may be coarse location information at this point) using its existing NAS security context.

[0126] In the example shown in FIG. 6, the UE 602 issues an RRC connection request message to the target eNB 604, e.g., signal 616. In the example shown in FIG. 6, the RRC connection request message includes an UL NAS count and encrypted UE location information in addition to a NAS message. In some aspects, the NAS message may comprise a TAU message, a data over NAS message, or other type of NAS message. Although not shown in FIG. 6, the NAS message includes a UE identifier, e.g., the S- TMSI value assigned to the UE 602, along with the UL_NAS_MAC, and an UL NAS count value.

[0127] In the example shown in FIG. 6, the NTN access is associated with an MME change. The target eNB 604 sends the UE identifier S-TMSI, the UL NAS count value used to encrypt the UE location information, and the encrypted UE location information, to the target MME 606, e.g., signal 618, which is an Sl-AP message. The target eNB 604 does not forward the NAS message, however, until the UE’s location has been verified.

[0128] Because the target MME 606 does not yet have the security context for the UE 602, the target MME 606 cannot decrypt the UE location information that it received in the RRC connection request message (i.e., signal 516). Thus, in the example shown in FIG. 6, the target MME 606 enlists the help of the source MME 608, which the target MME 606 can identify using at least part of the UE ID, such as the MME code (MMEC) portion of the S-TMSI. In the example shown in FIG. 6, the target MME 606 forwards the S-TMSI, UL NAS count, and encrypted UE location information to the source MME 608, e.g., signal 620.

[0129] At block 622, the source MME 608 verifies and decrypts the encrypted UE location information. If the verification is successful, the source MME 608 updates the uplink NAS count value in the UE’s NAS security context, with the received one. The source MME 608 then sends the decrypted UE location information to the target MME 606, e.g., signal 624.

[0130] In some aspects, such as when the source MME 608 can determine, based on the decrypted location information, that the UE 602 will be allowed access to the NTN, the source MME 608 may optionally transfer the security context for the UE 602 to the target MME 606, e.g., by including it in signal 624. If the source MME 608 cannot yet make that determination, then the source MME 608 may opt to not transfer the security context for the UE 602 at this time.

[0131] In the example shown in FIG. 6, the target MME 606 forwards the decrypted UE location information to the target eNB 604, e.g., signal 626. At block 628, the target eNB 604 determines, based at least in part on the UE location information, that the UE 602 is allowed access, and releases the NAS message to the target MME 606, e.g., signal 626, and the rest of the process continues as normal.

[0132] It will be understood that the optional steps shown in FIG. 5 relating to the target eNB requesting protection of RRC information by the MME, the MME protecting the RRC information and sending it to the target eNB, and the target eNB forwarding the protected RRC information can also be optionally performed as part of the process illustrated in FIG. 6. The optional RRC information protection may be performed by the source MME (when it is provided in signal 620) or by the target MME after the target MME retrieves the UE security context from the source MME.

[0133] FIG. 7 is a flowchart of an example process 700 associated with NAS-based UE location verification in NTNs, according to aspects of the disclosure. In some implementations, one or more process blocks of FIG. 7 may be performed by a UE (e.g., UE 104). In some implementations, one or more process blocks of FIG. 7 may be performed by another device or a group of devices separate from or including the UE. Additionally, or alternatively, one or more process blocks of FIG. 7 may be performed by one or more components of UE 302, such as processor(s) 332, memory 340, WWAN transceiver s) 310, short-range wireless transceiver(s) 320, satellite signal receiver 330, sensor(s) 344, user interface 346, and NAS module(s) 348, any or all of which may be means for performing the operations of process 700.

[0134] As shown in FIG. 7, process 700 may include, at block 710, encrypting location information of the UE using a portion of a NAS security context to create encrypted UE location information. Means for performing the operation of block 710 may include the processor( s) 332, memory 340, or WWAN transceiver s) 310 of the UE 302. For example, the UE 302 may encrypt the location information of the UE using the processor(s) 332 and memory 340.

[0135] As shown in FIG. 7, process 700 may further include, at block 720, sending, to an NTN BS, a connection request comprising a first UL NAS count value, the encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value. Means for performing theoperation of block 720 may include the processor(s) 332, memory 340, or WWAN transceiver(s) 310 of the UE 302. For example, the UE 302 may send the connection request using the transmitter(s) 314.

[0136] As shown in FIG. 7, process 700 may further include, at block 730, receiving, from the NTN BS, a connection response. Means for performing the operation of block 730 may include the processor(s) 332, memory 340, or WWAN transceiver(s) 310 of the UE 302. For example, the UE 302 receive the connection response using the receiver(s) 312.

[0137] In some aspects, the portion of the NAS security context comprises the first UL NAS count value, a NAS encryption key, a NAS security key, or a combination thereof.

[0138] In some aspects, the connection request comprises an RRC connection request message.

[0139] In some aspects, the connection response indicates that the UE is allowed access to the NTN BS.

[0140] In some aspects, process 700 further includes receiving, from the NTN BS, a DL NAS count and encrypted RRC configuration information, decrypting the encrypted RRC configuration information using the DL NAS count to obtain decrypted RRC configuration information, and configuring the UE according to the decrypted RRC configuration information.

[0141] Process 700 may include additional implementations, such as any single implementation or any combination of implementations described below and / or in connection with one or more other processes described elsewhere herein. Although FIG. 7 shows example blocks of process 700, in some implementations, process 700 may include additional blocks, fewer blocks, different blocks, or differently arranged blocks than those depicted in FIG. 7. Additionally, or alternatively, two or more of the blocks of process 700 may be performed in parallel.

[0142] FIG. 8 is a flowchart of an example process 800 associated with associated with NASbased UE location verification in NTNs, according to aspects of the disclosure. In some implementations, one or more process blocks of FIG. 8 may be performed by a nonterrestrial network base station (e.g., non-terrestrial network base station 102). In some implementations, one or more process blocks of FIG. 8 may be performed by another device or a group of devices separate from or including the non-terrestrial network base station. Additionally, or alternatively, one or more process blocks of FIG. 8 may be performed by one or more components of BS 304, such as processor(s) 384, memory 386,WWAN transceiver(s) 350, short-range wireless transceiver(s) 360, satellite signal receiver 370, network transceiver(s) 380, and NAS module(s) 388, any or all of which may be means for performing the operations of process 800.

[0143] As shown in FIG. 8, process 800 may include, at block 810, receiving, from a UE, a connection request comprising a first UL NAS count value, encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value. Means for performing the operation of block 810 may include the processor(s) 384, memory 386, or WWAN transceiver(s) 350 of the BS 304. For example, the non-terrestrial network base station 304 may receive the connection request using the receiver(s) 352.

[0144] As further shown in FIG. 8, process 800 may include, at block 820, sending, to a CN node, the UE identifier, the first UL NAS count value, and the encrypted UE location information. Means for performing the operation of block 820 may include the processor(s) 384, memory 386, or WWAN transceiver(s) 350 of the BS 304. For example, the non-terrestrial network base station 304 may send the UE identifier, the first UL NAS count value, and the encrypted UE location information, using the transmitted s) 354.

[0145] As further shown in FIG. 8, process 800 may include, at block 830, receiving, from the CN node, decrypted UE location information. Means for performing the operation of block 830 may include the processor(s) 384, memory 386, or WWAN transceiver(s) 350 of the BS 304. For example, the non-terrestrial network base station 304 may receive the decrypted UE location information using the received s) 352.

[0146] As further shown in FIG. 8, process 800 may include, at block 840, determining, based at least on the UE location information, whether the UE is allowed or not allowed access. Means for performing the operation of block 840 may include the processor(s) 384, memory 386, or WWAN transceiver(s) 350 of the BS 304. For example, the nonterrestrial network base station 304 may determine whether the UE is allowed or not allowed access using the processor(s) 384.

[0147] As further shown in FIG. 8, process 800 may include, at block 850, sending, to the UE, a connection response indicating whether the UE is allowed or is not allowed access. Means for performing the operation of block 850 may include the processor(s) 384, memory 386, or WWAN transceiver(s) 350 of the BS 304. For example, the non-terrestrial network base station 304 may send the connection response using the transmitter(s) 354.

[0148] In some aspects, process 800 includes forwarding the NAS message to the CN node upon determining that the UE is allowed access.

[0149] In some aspects, process 800 includes sending, to the CN node, RRC configuration information, and receiving, from the CN node, a DL NAS count and encrypted RRC configuration information.

[0150] In some aspects, process 800 includes forwarding the DL NAS count and the encrypted RRC configuration information to the UE upon determining that the UE is allowed access.

[0151] Process 800 may include additional implementations, such as any single implementation or any combination of implementations described below and / or in connection with one or more other processes described elsewhere herein. Although FIG. 8 shows example blocks of process 800, in some implementations, process 800 may include additional blocks, fewer blocks, different blocks, or differently arranged blocks than those depicted in FIG. 8. Additionally, or alternatively, two or more of the blocks of process 800 may be performed in parallel.

[0152] FIG. 9 is a flowchart of an example process 900 associated with associated with NASbased UE location verification in NTNs, according to aspects of the disclosure. In some implementations, one or more process blocks of FIG. 9 may be performed by a network entity 306, which may be a CN node (e.g., MME 508, target MME 606, source MME 608). In some implementations, one or more process blocks of FIG. 9 may be performed by another device or a group of devices separate from or including the CN node. Additionally, or alternatively, one or more process blocks of FIG. 9 may be performed by one or more components of an apparatus, such as a processor(s), memory, or transceiver(s), any or all of which may be means for performing the operations of process 900.

[0153] As shown in FIG. 9, process 900 may include, at block 910, receiving, from an NTN BS, a UE identifier, a UL NAS count value, and encrypted UE location information. Means for performing the operation of block 910 may include the processor(s), memory, or transceiver(s) of any of the apparatuses described herein. For example, the CN node may receive the UE identifier, UL NAS count value, and encrypted UE location information, using the network transceiver s) 390.

[0154] As further shown in FIG. 9, process 900 may include, at block 920, determining decrypted UE location information from the encrypted UE location information. Means forperforming the operation of block 920 may include the processor(s), memory, or transceiver(s) of any of the apparatuses described herein. For example, the CN node may determine decrypted UE location information from the encrypted UE location information, using the processor(s) 394.

[0155] As further shown in FIG. 9, process 900 may include, at block 930, sending, to the NTN BS, the decrypted UE location information. Means for performing the operation of block 930 may include the processor(s), memory, or transceiver(s) of any of the apparatuses described herein. For example, the CN node may send the decrypted UE location information, using the network transceiver(s) 390.

[0156] In some aspects, the CN node comprises an MME or an AMF.

[0157] In some aspects, determining the decrypted UE location information from the encrypted UE location information comprises decrypting the encrypted UE location information based at least on the UL NAS count value.

[0158] In some aspects, process 900 includes identifying a NAS security context for the UE based on the UE identifier, and updating the UL NAS count value within the NAS security context with the UL NAS count value received from the NTN BS.

[0159] In some aspects, determining the decrypted UE location information from the encrypted UE location information comprises determining, based on the UE identifier, a second CN node that maintains a NAS security context for the UE, sending, to the second CN node, the UE identifier, the UL NAS count value, and the encrypted UE location information, and receiving, from the second CN node, the decrypted UE location information.

[0160] In some aspects, process 900 includes receiving, from the second CN node, the NAS security context for the UE, and storing the NAS security context.

[0161] In some aspects, the second CN node comprises an MME or an AMF.

[0162] In some aspects, process 900 includes receiving, directly or indirectly from the NTN BS, RRC configuration information, encrypting the RRC configuration information to create encrypted RRC configuration information, and sending, directly or indirectly to the NTN BS, the encrypted RRC configuration information.

[0163] Process 900 may include additional implementations, such as any single implementation or any combination of implementations described below and / or in connection with one or more other processes described elsewhere herein. Although FIG. 9 shows example blocks of process 900, in some implementations, process 900 may include additional blocks,fewer blocks, different blocks, or differently arranged blocks than those depicted in FIG. 9. Additionally, or alternatively, two or more of the blocks of process 900 may be performed in parallel.

[0164] In the detailed description above it can be seen that different features are grouped together in examples. This manner of disclosure should not be understood as an intention that the example clauses have more features than are explicitly mentioned in each clause. Rather, the various aspects of the disclosure may include fewer than all features of an individual example clause disclosed. Therefore, the following clauses should hereby be deemed to be incorporated in the description, wherein each clause by itself can stand as a separate example. Although each dependent clause can refer in the clauses to a specific combination with one of the other clauses, the aspect(s) of that dependent clause are not limited to the specific combination. It will be appreciated that other example clauses can also include a combination of the dependent clause aspect(s) with the subject matter of any other dependent clause or independent clause or a combination of any feature with other dependent and independent clauses. The various aspects disclosed herein expressly include these combinations, unless it is explicitly expressed or can be readily inferred that a specific combination is not intended (e.g., contradictory aspects, such as defining an element as both an electrical insulator and an electrical conductor). Furthermore, it is also intended that aspects of a clause can be included in any other independent clause, even if the clause is not directly dependent on the independent clause.

[0165] Implementation examples are described in the following numbered clauses:

[0166] Clause 1. A method of wireless communication performed by a user equipment (UE), the method comprising: encrypting location information of the UE using a portion of a non- access stratum (NAS) security context to create encrypted UE location information; sending, to a non-terrestrial network (NTN) base station (BS), a connection request comprising a first uplink (UL) NAS count value, the encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; and receiving, from the NTN BS, a connection response.

[0167] Clause 2. The method of clause 1, wherein the portion of the NAS security context comprises the first UL NAS count value, a NAS encryption key, a NAS integrity key, or a combination thereof.

[0168] Clause 3. The method of any of clauses 1 to 2, wherein the connection request comprises a radio resource control (RRC) connection request message.

[0169] Clause 4. The method of any of clauses 1 to 3, wherein the connection response indicates that the UE is allowed access to the NTN BS.

[0170] Clause 5. The method of any of clauses 1 to 4, further comprising: receiving, from the NTN BS, a downlink (DL) NAS count and encrypted RRC configuration information; decrypting the encrypted RRC configuration information using the DL NAS count to obtain decrypted RRC configuration information; and configuring the UE according to the decrypted RRC configuration information.

[0171] Clause 6. A method of wireless communication performed by a non-terrestrial network (NTN) base station (BS), the method comprising: receiving, from a user equipment (UE) a connection request comprising a first uplink (UL) NAS count value, encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; sending, to a core network (CN) node, the UE identifier, the first UL NAS count value, and the encrypted UE location information; receiving, from the CN node, decrypted UE location information; determining, based at least on the UE location information, whether the UE is allowed or not allowed access; and sending, to the UE, a connection response indicating whether the UE is allowed or is not allowed access.

[0172] Clause 7. The method of clause 6, further comprising forwarding the NAS message to the CN node upon determining that the UE is allowed access.

[0173] Clause 8. The method of any of clauses 6 to 7, further comprising: sending, to the CN node, radio resource control (RRC) configuration information; and receiving, from the CN node, a downlink (DL) NAS count and encrypted RRC configuration information.

[0174] Clause 9. The method of clause 8, further comprising forwarding the DL NAS count and the encrypted RRC configuration information to the UE upon determining that the UE is allowed access.

[0175] Clause 10. A method of wireless communication performed by a core network (CN) node, the method comprising: receiving, from a non-terrestrial network (NTN) base station (BS), a UE identifier, an uplink (UL) non-access stratum (NAS) count value, and encrypted UE location information; determining decrypted UE location information fromthe encrypted UE location information; and sending, to the NTN BS, the decrypted UE location information.

[0176] Clause 11. The method of clause 10, wherein the CN node comprises a mobility management entity (MME) or an access and mobility management function (AMF).

[0177] Clause 12. The method of any of clauses 10 to 11, wherein determining the decrypted UE location information from the encrypted UE location information comprises decrypting the encrypted UE location information based at least on the UL NAS count value, a NAS encryption key, a NAS security key, or a combination thereof.

[0178] Clause 13. The method of clause 12, further comprising identifying a NAS security context for the UE based on the UE identifier, and updating the UL NAS count value within the NAS security context with the UL NAS count value received from the NTN BS.

[0179] Clause 14. The method of any of clauses 10 to 13, wherein determining the decrypted UE location information from the encrypted UE location information comprises: determining, based on the UE identifier, a second CN node that maintains a NAS security context for the UE; sending, to the second CN node, the UE identifier, the UL NAS count value, and the encrypted UE location information; and receiving, from the second CN node, the decrypted UE location information.

[0180] Clause 15. The method of clause 14, further comprising: receiving, from the second CN node, the NAS security context for the UE; and storing the NAS security context.

[0181] Clause 16. The method of any of clauses 14 to 15, wherein the second CN node comprises a mobility management entity (MME) or an access and mobility management function (AMF).

[0182] Clause 17. The method of any of clauses 10 to 16, further comprising: receiving, directly or indirectly from the NTN BS, radio resource control (RRC) configuration information; encrypting the RRC configuration information to create encrypted RRC configuration information; and sending, directly or indirectly to the NTN BS, the encrypted RRC configuration information.

[0183] Clause 18. A user equipment (UE), comprising: one or more memories; one or more transceivers; and one or more processors communicatively coupled to the one or more memories and the one or more transceivers, the one or more processors, either alone or in combination, configured to: encrypt location information of the UE using a portion of anon-access stratum (NAS) security context to create encrypted UE location information; send, to a non-terrestrial network (NTN) base station (BS) via the one or more transceivers, a connection request comprising a first uplink (UL) NAS count value, the encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; and receive, from the NTN BS via the one or more transceivers, a connection response.

[0184] Clause 19. The UE of clause 18, wherein the portion of the NAS security context comprises the first UL NAS count value, a NAS encryption key, a NAS security key, or a combination thereof.

[0185] Clause 20. The UE of any of clauses 18 to 19, wherein the connection request comprises a radio resource control (RRC) connection request message.

[0186] Clause 21. The UE of any of clauses 18 to 20, wherein the connection response indicates that the UE is allowed access to the NTN BS.

[0187] Clause 22. The UE of any of clauses 18 to 21, wherein the one or more processors, either alone or in combination, are further configured to: receive, from the NTN BS via the one or more transceivers, a downlink (DL) NAS count and encrypted RRC configuration information; decrypt the encrypted RRC configuration information using the DL NAS count to obtain decrypted RRC configuration information; and configure the UE according to the decrypted RRC configuration information.

[0188] Clause 23. The UE of any of clauses 18 to 22, wherein the UE comprises a CP-only cellular internet of things (CIoT) device.

[0189] Clause 24. A non-terrestrial network base station (NTN BS), comprising: one or more memories; one or more transceivers; and one or more processors communicatively coupled to the one or more memories and the one or more transceivers, the one or more processors, either alone or in combination, configured to: receive, from a user equipment (UE) via the one or more transceivers, a connection request comprising a first uplink (UL) NAS count value, encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; send, to a core network (CN) node via the one or more transceivers, the UE identifier, the first UL NAS count value, and the encrypted UE location information; receive, from the CN node via the one or more transceivers, decrypted UE location information; determine, based at least on the UE location information, whether the UE is allowed or not allowedaccess; and send, to the UE via the one or more transceivers, a connection response indicating whether the UE is allowed or is not allowed access.

[0190] Clause 25. The NTN BS of clause 24, wherein the one or more processors, either alone or in combination, are further configured to forward the NAS message to the CN node upon determining that the UE is allowed access.

[0191] Clause 26. The NTN BS of any of clauses 24 to 25, wherein the one or more processors, either alone or in combination, are further configured to: send, to the CN node via the one or more transceivers, radio resource control (RRC) configuration information; and receive, from the CN node via the one or more transceivers, a downlink (DL) NAS count and encrypted RRC configuration information.

[0192] Clause 27. The from the CN node of clause 26, wherein the one or more processors, either alone or in combination, are further configured to forward the DL NAS count and the encrypted RRC configuration information to the UE upon determining that the UE is allowed access.

[0193] Clause 28. A core network (CN) node, comprising: one or more memories; one or more transceivers; and one or more processors communicatively coupled to the one or more memories and the one or more transceivers, the one or more processors, either alone or in combination, configured to: receive, from a non-terrestrial network (NTN) base station (BS) via the one or more transceivers, a UE identifier, an uplink (UL) non-access stratum (NAS) count value, and encrypted UE location information; determine decrypted UE location information from the encrypted UE location information; and send, to the NTN BS via the one or more transceivers, the decrypted UE location information.

[0194] Clause 29. The CN node of clause 28, wherein the CN node comprises a mobility management entity (MME) or an access and mobility management function (AMF).

[0195] Clause 30. The CN node of any of clauses 28 to 29, wherein, to determine the decrypted UE location information from the encrypted UE location information, the one or more processors, either alone or in combination, are configured to decrypt the encrypted UE location information based at least on the UL NAS count value, a NAS encryption key, a NAS security key, or a combination thereof.

[0196] Clause 31. The CN node of clause 30, wherein the one or more processors, either alone or in combination, are further configured to identify a NAS security context for the UEbased on the UE identifier, and updating the UL NAS count value within the NAS security context with the UL NAS count value received from the NTN BS.

[0197] Clause 32. The CN node of any of clauses 28 to 31, wherein, to determine the decrypted UE location information from the encrypted UE location information, the one or more processors, either alone or in combination, are configured to: determine, based on the UE identifier, a second CN node that maintains a NAS security context for the UE; send, to the second CN node via the one or more transceivers, the UE identifier, the UL NAS count value, and the encrypted UE location information; and receive, from the second CN node via the one or more transceivers, the decrypted UE location information.

[0198] Clause 33. The CN node of clause 32, wherein the one or more processors, either alone or in combination, are further configured to: receive, from the second CN node via the one or more transceivers, the NAS security context for the UE; and store the NAS security context.

[0199] Clause 34. The CN node of any of clauses 32 to 33, wherein the second CN node comprises a mobility management entity (MME) or an access and mobility management function (AMF).

[0200] Clause 35. The CN node of any of clauses 28 to 34, wherein the one or more processors, either alone or in combination, are further configured to: receive, from the NTN BS via the one or more transceivers, radio resource control (RRC) configuration information; encrypt the RRC configuration information to create encrypted RRC configuration information; and send, to the NTN BS via the one or more transceivers, the encrypted RRC configuration information.

[0201] Those of skill in the art will appreciate that information and signals may be represented using any of a variety of different technologies and techniques. For example, data, instructions, commands, information, signals, bits, symbols, and chips that may be referenced throughout the above description may be represented by voltages, currents, electromagnetic waves, magnetic fields or particles, optical fields or particles, or any combination thereof.

[0202] Further, those of skill in the art will appreciate that the various illustrative logical blocks, modules, circuits, and algorithm steps described in connection with the aspects disclosed herein may be implemented as electronic hardware, computer software, or combinations of both. To clearly illustrate this interchangeability of hardware and software, variousillustrative components, blocks, modules, circuits, and steps have been described above generally in terms of their functionality. Whether such functionality is implemented as hardware or software depends upon the particular application and design constraints imposed on the overall system. Skilled artisans may implement the described functionality in varying ways for each particular application, but such implementation decisions should not be interpreted as causing a departure from the scope of the present disclosure.

[0203] The various illustrative logical blocks, modules, and circuits described in connection with the aspects disclosed herein may be implemented or performed with a general purpose processor, a digital signal processor (DSP), an ASIC, a field-programable gate array (FPGA), or other programmable logic device, discrete gate or transistor logic, discrete hardware components, or any combination thereof designed to perform the functions described herein. A general-purpose processor may be a microprocessor, but in the alternative, the processor may be any conventional processor, controller, microcontroller, or state machine. A processor may also be implemented as a combination of computing devices, for example, a combination of a DSP and a microprocessor, a plurality of microprocessors, one or more microprocessors in conjunction with a DSP core, or any other such configuration.

[0204] The methods, sequences and / or algorithms described in connection with the aspects disclosed herein may be embodied directly in hardware, in a software module executed by a processor, or in a combination of the two. A software module may reside in random access memory (RAM), flash memory, read-only memory (ROM), erasable programmable ROM (EPROM), electrically erasable programmable ROM (EEPROM), registers, hard disk, a removable disk, a CD-ROM, or any other form of storage medium known in the art. An example storage medium is coupled to the processor such that the processor can read information from, and write information to, the storage medium. In the alternative, the storage medium may be integral to the processor. The processor and the storage medium may reside in an ASIC. The ASIC may reside in a user terminal (e.g., UE). In the alternative, the processor and the storage medium may reside as discrete components in a user terminal.

[0205] In one or more example aspects, the functions described may be implemented in hardware, software, firmware, or any combination thereof. If implemented in software,the functions may be stored on or transmitted over as one or more instructions or code on a computer-readable medium. Computer-readable media includes both computer storage media and communication media including any medium that facilitates transfer of a computer program from one place to another. A storage media may be any available media that can be accessed by a computer. By way of example, and not limitation, such computer-readable media can comprise RAM, ROM, EEPROM, CD-ROM or other optical disk storage, magnetic disk storage or other magnetic storage devices, or any other medium that can be used to carry or store desired program code in the form of instructions or data structures and that can be accessed by a computer. Also, any connection is properly termed a computer-readable medium. For example, if the software is transmitted from a website, server, or other remote source using a coaxial cable, fiber optic cable, twisted pair, digital subscriber line (DSL), or wireless technologies such as infrared, radio, and microwave, then the coaxial cable, fiber optic cable, twisted pair, DSL, or wireless technologies such as infrared, radio, and microwave are included in the definition of medium. Disk and disc, as used herein, includes compact disc (CD), laser disc, optical disc, digital versatile disc (DVD), floppy disk and Blu-ray disc where disks usually reproduce data magnetically, while discs reproduce data optically with lasers. Combinations of the above should also be included within the scope of computer-readable media.

[0206] While the foregoing disclosure shows illustrative aspects of the disclosure, it should be noted that various changes and modifications could be made herein without departing from the scope of the disclosure as defined by the appended claims. For example, the functions, steps and / or actions of the method claims in accordance with the aspects of the disclosure described herein need not be performed in any particular order. Further, no component, function, action, or instruction described or claimed herein should be construed as critical or essential unless explicitly described as such. Furthermore, as used herein, the terms “set,” “group,” and the like are intended to include one or more of the stated elements. Also, as used herein, the terms “has,” “have,” “having,” “comprises,” “comprising,” “includes,” “including,” and the like does not preclude the presence of one or more additional elements (e.g., an element “having” A may also have B). Further, the phrase “based on” is intended to mean “based, at least in part, on” unless explicitly stated otherwise. Also, as used herein, the term “or” is intended to be inclusive when used in aseries and may be used interchangeably with “and / or” unless explicitly stated otherwise (e.g., if used in combination with “either” or “only one of’) or the alternatives are mutually exclusive (e.g., “one or more” should not be interpreted as “one and more”). Furthermore, although components, functions, actions, and instructions may be described or claimed in the singular, the plural is contemplated unless limitation to the singular is explicitly stated. Accordingly, as used herein, the articles “a,” “an,” “the,” and “said” are intended to include one or more of the stated elements. Additionally, as used herein, the terms “at least one” and “one or more” encompass “one” component, function, action, or instruction performing or capable of performing a described or claimed functionality and also “two or more” components, functions, actions, or instructions performing or capable of performing a described or claimed functionality in combination.

Claims

CLAIMSWhat is claimed is:

1. A method of wireless communication performed by a user equipment (UE), the method comprising: encrypting location information of the UE using a portion of a non-access stratum (NAS) security context to create encrypted UE location information; sending, to a non-terrestrial network (NTN) base station (BS), a connection request comprising a first uplink (UL) NAS count value, the encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; and receiving, from the NTN BS, a connection response.

2. The method of claim 1 , wherein the portion of the NAS security context comprises the first UL NAS count value, a NAS encryption key, a NAS integrity key, or a combination thereof.

3. The method of claim 1 , wherein the connection request comprises a radio resource control (RRC) connection request message.

4. The method of claim 1, wherein the connection response indicates that the UE is allowed access to the NTN BS.

5. The method of claim 1, further comprising: receiving, from the NTN BS, a downlink (DL) NAS count and encrypted RRC configuration information; decrypting the encrypted RRC configuration information using the DL NAS count to obtain decrypted RRC configuration information; and configuring the UE according to the decrypted RRC configuration information.

6. A method of wireless communication performed by a non-terrestrial network (NTN) base station (BS), the method comprising:receiving, from a user equipment (UE) a connection request comprising a first uplink (UL) NAS count value, encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; sending, to a core network (CN) node, the UE identifier, the first UL NAS count value, and the encrypted UE location information; receiving, from the CN node, decrypted UE location information; determining, based at least on the UE location information, whether the UE is allowed or not allowed access; and sending, to the UE, a connection response indicating whether the UE is allowed or is not allowed access.

7. The method of claim 6, further comprising forwarding the NAS message to the CN node upon determining that the UE is allowed access.

8. The method of claim 6, further comprising: sending, to the CN node, radio resource control (RRC) configuration information; and receiving, from the CN node, a downlink (DL) NAS count and encrypted RRC configuration information.

9. The method of claim 8, further comprising forwarding the DL NAS count and the encrypted RRC configuration information to the UE upon determining that the UE is allowed access.

10. A method of wireless communication performed by a core network (CN) node, the method comprising: receiving, from a non-terrestrial network (NTN) base station (BS), a UE identifier, an uplink (UL) non-access stratum (NAS) count value, and encrypted UE location information; determining decrypted UE location information from the encrypted UE location information; andsending, to the NTN BS, the decrypted UE location information.

11. The method of claim 10, wherein the CN node comprises a mobility management entity (MME) or an access and mobility management function (AMF).

12. The method of claim 10, wherein determining the decrypted UE location information from the encrypted UE location information comprises decrypting the encrypted UE location information based at least on the UL NAS count value, a NAS encryption key, a NAS security key, or a combination thereof.

13. The method of claim 12, further comprising identifying a NAS security context for a UE based on the UE identifier, and updating the UL NAS count value within the NAS security context with the UL NAS count value received from the NTN BS.

14. The method of claim 10, wherein determining the decrypted UE location information from the encrypted UE location information comprises: determining, based on the UE identifier, a second CN node that maintains a NAS security context for the UE; sending, to the second CN node, the UE identifier, the UL NAS count value, and the encrypted UE location information; and receiving, from the second CN node, the decrypted UE location information.

15. The method of claim 14, further comprising: receiving, from the second CN node, the NAS security context for the UE; and storing the NAS security context.

16. The method of claim 14, wherein the second CN node comprises a mobility management entity (MME) or an access and mobility management function (AMF).

17. The method of claim 10, further comprising: receiving, directly or indirectly from the NTN BS, radio resource control (RRC) configuration information;encrypting the RRC configuration information to create encrypted RRC configuration information; and sending, directly or indirectly to the NTN BS, the encrypted RRC configuration information.

18. A user equipment (UE), compri sing : one or more memories; one or more transceivers; and one or more processors communicatively coupled to the one or more memories and the one or more transceivers, the one or more processors, either alone or in combination, configured to: encrypt location information of the UE using a portion of a non-access stratum (NAS) security context to create encrypted UE location information; send, to a non-terrestrial network (NTN) base station (BS) via the one or more transceivers, a connection request comprising a first uplink (UL) NAS count value, the encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; and receive, from the NTN BS via the one or more transceivers, a connection response.

19. The UE of claim 18, wherein the portion of the NAS security context comprises the first UL NAS count value, a NAS encryption key, a NAS integrity key, or a combination thereof.

20. The UE of claim 18, wherein the connection request comprises a radio resource control (RRC) connection request message.

21. The UE of claim 18, wherein the connection response indicates that the UE is allowed access to the NTN BS.

22. The UE of claim 18, wherein the one or more processors, either alone or in combination, are further configured to: receive, from the NTN BS via the one or more transceivers, a downlink (DL) NAS count and encrypted RRC configuration information; decrypt the encrypted RRC configuration information using the DL NAS count to obtain decrypted RRC configuration information; and configure the UE according to the decrypted RRC configuration information.

23. The UE of claim 18, wherein the UE comprises a control plane (CP) only cellular internet of things (CIoT) device.

24. A non-terrestrial network base station (NTN BS), comprising: one or more memories; one or more transceivers; and one or more processors communicatively coupled to the one or more memories and the one or more transceivers, the one or more processors, either alone or in combination, configured to: receive, from a user equipment (UE) via the one or more transceivers, a connection request comprising a first uplink (UL) NAS count value, encrypted UE location information, and a NAS message comprising a UE identifier, a NAS message authentication code, and a second UL NAS count value; send, to a core network (CN) node via the one or more transceivers, the UE identifier, the first UL NAS count value, and the encrypted UE location information; receive, from the CN node via the one or more transceivers, decrypted UE location information; determine, based at least on the UE location information, whether the UE is allowed or not allowed access; and send, to the UE via the one or more transceivers, a connection response indicating whether the UE is allowed or is not allowed access.

25. The NTN BS of claim 24, wherein the one or more processors, either alone or in combination, are further configured to forward the NAS message to the CN node upon determining that the UE is allowed access.

26. The NTN BS of claim 24, wherein the one or more processors, either alone or in combination, are further configured to: send, to the CN node via the one or more transceivers, radio resource control (RRC) configuration information; and receive, from the CN node via the one or more transceivers, a downlink (DL) NAS count and encrypted RRC configuration information.

27. The NTN BS of claim 26, wherein the one or more processors, either alone or in combination, are further configured to forward the DL NAS count and the encrypted RRC configuration information to the UE upon determining that the UE is allowed access.

28. A core network (CN) node, comprising: one or more memories; one or more transceivers; and one or more processors communicatively coupled to the one or more memories and the one or more transceivers, the one or more processors, either alone or in combination, configured to: receive, from a non -terrestrial network (NTN) base station (BS) via the one or more transceivers, a UE identifier, an uplink (UL) non-access stratum (NAS) count value, and encrypted UE location information; determine decrypted UE location information from the encrypted UE location information; and send, to the NTN BS via the one or more transceivers, the decrypted UE location information.

29. The CN node of claim 28, wherein the CN node comprises a mobility management entity (MME) or an access and mobility management function (AMF).

30. The CN node of claim 28, wherein, to determine the decrypted UE location information from the encrypted UE location information, the one or more processors, either alone or in combination, are configured to decrypt the encrypted UE location information based at least on the UL NAS count value, a NAS encryption key, a NAS integrity key, or a combination thereof.

31. The CN node of claim 30, wherein the one or more processors, either alone or in combination, are further configured to identify a NAS security context for the UE based on the UE identifier, and updating the UL NAS count value within the NAS security context with the UL NAS count value received from the NTN BS.

32. The CN node of claim 28, wherein, to determine the decrypted UE location information from the encrypted UE location information, the one or more processors, either alone or in combination, are configured to: determine, based on the UE identifier, a second CN node that maintains a NAS security context for the UE; send, to the second CN node via the one or more transceivers, the UE identifier, the UL NAS count value, and the encrypted UE location information; and receive, from the second CN node via the one or more transceivers, the decrypted UE location information.

33. The CN node of claim 32, wherein the one or more processors, either alone or in combination, are further configured to: receive, from the second CN node via the one or more transceivers, the NAS security context for the UE; and store the NAS security context.

34. The CN node of claim 32, wherein the second CN node comprises a mobility management entity (MME) or an access and mobility management function (AMF).

35. The CN node of claim 28, wherein the one or more processors, either alone or in combination, are further configured to:receive, from the NTN BS via the one or more transceivers, radio resource control (RRC) configuration information; encrypt the RRC configuration information to create encrypted RRC configuration information; and send, to the NTN BS via the one or more transceivers, the encrypted RRC configuration information.

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